0000923120-23-000060.txt : 20231020 0000923120-23-000060.hdr.sgml : 20231020 20231020192320 ACCESSION NUMBER: 0000923120-23-000060 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231018 FILED AS OF DATE: 20231020 DATE AS OF CHANGE: 20231020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Galvan Ricardo CENTRAL INDEX KEY: 0001962216 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13146 FILM NUMBER: 231338037 MAIL ADDRESS: STREET 1: ONE CENTERPOINTE DR., SUITE 200 CITY: LAKE OSWEGO STATE: OR ZIP: 97035 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GREENBRIER COMPANIES INC CENTRAL INDEX KEY: 0000923120 STANDARD INDUSTRIAL CLASSIFICATION: RAILROAD EQUIPMENT [3743] IRS NUMBER: 930816972 STATE OF INCORPORATION: OR FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: ONE CENTERPOINTE DR STREET 2: STE 200 CITY: LAKE OSWEGO STATE: OR ZIP: 97035 BUSINESS PHONE: 5036847000 MAIL ADDRESS: STREET 1: ONE CENTERPOINTE DR STREET 2: STE 200 CITY: LAKE OSWEGO STATE: OR ZIP: 97035 4 1 edgardoc.xml PRIMARY DOCUMENT X0508 4 2023-10-18 0 0000923120 GREENBRIER COMPANIES INC GBX 0001962216 Galvan Ricardo C/O THE GREENBRIER COMPANIES, INC. ONE CENTERPOINTE DRIVE, SUITE 200 LAKE OSWEGO OR 97035 0 1 0 0 SVP, GRS 0 Common Stock 2023-10-18 4 A 0 9168 0.0 A 31637.8309 D Common Stock 2023-10-18 4 F 0 2162 42.89 D 29475.8309 D Common Stock 2023-10-20 4 M 0 246 0.0 D 29229.8309 D Common Stock 2023-10-20 4 F 0 884 40.63 D 28345.8309 D Phantom Shares 2023-10-18 4 A 0 782 0.0 A Common Stock 782 1522 D Phantom Shares 2023-10-20 4 M 0 246 0.0 A Common Stock 246 1768 D The reported transaction involved the reporting person's receipt of a grant of time-vesting restricted stock units under The Greenbrier Companies 2021 Stock Incentive Plan and the vesting of performance-vesting restricted stock units granted under The Greenbrier Companies 2017 Amended and Restated Stock Incentive Plan. Amount of securities beneficially owned includes 570.4662 shares acquired through participation in The Greenbrier Companies Employee Stock Purchase Plan and 47.7893 shares acquired through dividend reinvestment. These shares were acquired on various dates and reflect acquisitions through October 20, 2023. Shares withheld in payment of tax liability incident to the vesting of restricted stock units. Upon the vesting of restricted stock units, the reporting person deferred the receipt of shares of common stock and received instead an equal number of shares of phantom stock pursuant to the Company's deferred compensation plan. Each phantom share is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash upon the reporting person's termination of employment with the Company. By: Kim Moore, Attorney-In-Fact For: Ricardo Galvan 2023-10-20