0000923120-20-000024.txt : 20200407 0000923120-20-000024.hdr.sgml : 20200407 20200407164213 ACCESSION NUMBER: 0000923120-20-000024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200403 FILED AS OF DATE: 20200407 DATE AS OF CHANGE: 20200407 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RITTENBAUM MARK J CENTRAL INDEX KEY: 0001216953 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13146 FILM NUMBER: 20780176 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GREENBRIER COMPANIES INC CENTRAL INDEX KEY: 0000923120 STANDARD INDUSTRIAL CLASSIFICATION: RAILROAD EQUIPMENT [3743] IRS NUMBER: 930816972 STATE OF INCORPORATION: OR FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: ONE CENTERPOINTE DR STREET 2: STE 200 CITY: LAKE OSWEGO STATE: OR ZIP: 97035 BUSINESS PHONE: 5036847000 MAIL ADDRESS: STREET 1: ONE CENTERPOINTE DR STREET 2: STE 200 CITY: LAKE OSWEGO STATE: OR ZIP: 97035 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2020-04-03 0 0000923120 GREENBRIER COMPANIES INC GBX 0001216953 RITTENBAUM MARK J C/O THE GREENBRIER COMPANIES, INC. ONE CENTERPOINTE DRIVE, SUITE 200 LAKE OSWEGO OR 97035 0 1 0 0 EVP, Chief Comm & Leasing Off Common Stock 2020-04-03 4 S 0 2101 15.5 D 63837 D Common Stock 2020-04-04 4 M 0 3333 0.0 A 67170 D Common Stock 2020-04-04 4 F 0 1082 13.12 D 66088 D Restricted Stock Units 2020-04-04 4 M 0 3333 0.0 D Common Stock 3333 26666 D Sale of shares was executed pursuant to a sales plan adopted February 14, 2020 and intended to comply with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.11 to $15.86, inclusive. The Reporting Person undertakes to provide to The Greenbrier Companies, Inc., any security holder of The Greenbrier Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Common shares otherwise issuable to the Reporting Person upon vesting of RSUs were surrendered to the Issuer to settle the statutory withholding tax obligation incurred upon vesting of the award. Each RSU represents a contingent right to receive one share of GBX common stock. Pursuant to the terms of the Restricted Stock Unit Award Agreement dated April 4, 2018, 3,333 restricted stock units vested on April 4, 2020. By: Kim Moore, Attorney-In-Fact For: Mark J. Rittenbaum 2020-04-07