-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IFSZ3UsADzi2LYxrWJeynxXaMqLqJLcCroLhYqMlJ4ptwfkPYwGJG9MRF5k+h2o8 4faSjTYK93fPgy3dyjHW9A== 0001193125-05-108772.txt : 20050516 0001193125-05-108772.hdr.sgml : 20050516 20050516154908 ACCESSION NUMBER: 0001193125-05-108772 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050331 FILED AS OF DATE: 20050516 DATE AS OF CHANGE: 20050516 EFFECTIVENESS DATE: 20050516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TUDOR INVESTMENT CORP ET AL CENTRAL INDEX KEY: 0000923093 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04356 FILM NUMBER: 05834168 BUSINESS ADDRESS: STREET 1: 1275 KING STREET STREET 2: 2ND FLOOR CITY: GREENWICH STATE: CT ZIP: 06831-2936 MAIL ADDRESS: STREET 1: 1275 KING STREET STREET 2: 2ND FLOOR CITY: GREENWICH STATE: CT ZIP: 06831-2936 13F-HR 1 d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or quarter Ended: March 31, 2005 Check here if Amendment [ ]; Amendment Number: -------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tudor Investment Corporation Address: 1275 King Street Greenwich, CT 06831 Form 13F File Number: 28-7762 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John Torell Title: Managing Director and Chief Operating Officer Phone: (203) 863-6742 Signature, Place, and Date of Signing: /s/ John Torell Greenwich, CT 06831 May 13, 2005 - --------------------------- ------------------- ------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13 NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Included Managers: Form 13F File Number Name - -------------------- ---- 28-5175 Tudor Proprietary Trading, L.L.C. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers 1. Form 13F Information Table Entry Total 178 Form 13F Information Table Value Total $7,326,513 (Thousands) List of Other Included Managers: No. Form 13F File Number Name - --- -------------------- ---- 1. 28-5175 Tudor Proprietary Trading, L.L.C. TUDOR INVESTMENT CORPORATION QUARTERLY REPORT DETAILING 13F ELIGIBLE SECURITIES As March 31, 2005
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- -------- -------- -------- -------------------- -------- -------- -------- Investment Discretion ---------------------- Voting Authority TITLE OF VALUE SHRS OR SH/ PUT/ shared- shared- ----------------------------- NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL defined other Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ABERCROMBIE & FITCH CO-CL A COMMON STOCK 002896207 16,491 288,100 SH 264,024 24,076 1 264,024 24,076 - ------------------------------------------------------------------------------------------------------------------------------------ ABERCROMBIE & FITCH CO-CL A COMMON STOCK 002896207 14,310 250,000 SH PUT 228,800 21,200 1 228,800 21,200 - ------------------------------------------------------------------------------------------------------------------------------------ ADVANCED MICRO DEVICES COMMON STOCK 007903107 39,655 2,460,000 SH 2,254,419 205,581 1 2,254,419 205,581 - ------------------------------------------------------------------------------------------------------------------------------------ AES CORP COMMON STOCK 00130H105 121,907 7,442,400 SH 6,820,439 621,961 1 6,820,439 621,961 - ------------------------------------------------------------------------------------------------------------------------------------ AES CORP COMMON STOCK 00130H105 12,285 750,000 SH PUT 687,300 62,700 1 687,300 62,700 - ------------------------------------------------------------------------------------------------------------------------------------ AETNA INC COMMON STOCK 00817Y108 94,362 1,259,000 SH 1,153,786 105,214 1 1,153,786 105,214 - ------------------------------------------------------------------------------------------------------------------------------------ AGILENT TECHNOLOGIES INC COMMON STOCK 00846U101 42,735 1,925,000 SH 1,764,128 160,872 1 1,764,128 160,872 - ------------------------------------------------------------------------------------------------------------------------------------ AKAMAI TECHNOLOGIES COMMON STOCK 00971T101 5,852 459,700 SH 421,283 38,417 1 421,283 38,417 - ------------------------------------------------------------------------------------------------------------------------------------ ALLEGHENY ENERGY INC COMMON STOCK 017361106 43,792 2,119,665 SH 1,942,525 177,140 1 1,942,525 177,140 - ------------------------------------------------------------------------------------------------------------------------------------ ALLIANCE GAMING CORP COMMON STOCK 01859P609 22,031 2,297,300 SH 2,105,315 191,985 1 2,105,315 191,985 - ------------------------------------------------------------------------------------------------------------------------------------ ALLSTATE CORP COMMON STOCK 020002101 76,235 1,410,200 SH 1,292,350 117,850 1 1,292,350 117,850 - ------------------------------------------------------------------------------------------------------------------------------------ ALLSTATE CORP COMMON STOCK 020002101 162,180 3,000,000 SH CALL 2,747,400 252,600 1 2,747,400 252,600 - ------------------------------------------------------------------------------------------------------------------------------------ ALPHA NATURAL RESOURCES INC COMMON STOCK 02076X102 7,168 250,000 SH 229,107 20,893 1 229,107 20,893 - ------------------------------------------------------------------------------------------------------------------------------------ ALTRIA GROUP INC COMMON STOCK 02209S103 53,437 817,200 SH 748,907 68,293 1 748,907 68,293 - ------------------------------------------------------------------------------------------------------------------------------------ AMERICA MOVIL- ADR SERIES L COMMON STOCK 02364W105 58,458 1,132,900 SH 1,038,224 94,676 1 1,038,224 94,676 - ------------------------------------------------------------------------------------------------------------------------------------ AMERICAN HEALTHWAYS INC COMMON STOCK 02649V104 3,302 100,000 SH 91,520 8,480 1 91,520 8,480 - ------------------------------------------------------------------------------------------------------------------------------------ AMERICAN INTERNATIONAL GROUP COMMON STOCK 026874107 27,705 500,000 SH PUT 458,200 41,800 1 458,200 41,800 - ------------------------------------------------------------------------------------------------------------------------------------ AMERICAN PHARMACEUTICAL PART COMMON STOCK 02886P109 25,259 488,200 SH 447,202 40,998 1 447,202 40,998 - ------------------------------------------------------------------------------------------------------------------------------------ AMERICAN TOWER CORP-CL A COMMON STOCK 029912201 407 22,300 SH 20,435 1,865 1 20,435 1,865 - ------------------------------------------------------------------------------------------------------------------------------------ ART TECHNOLOGY GROUP INC COMMON STOCK 04289L107 151 143,936 SH 60,605 83,331 1 60,605 83,331 - ------------------------------------------------------------------------------------------------------------------------------------ ASTORIA FINANCIAL CORP COMMON STOCK 046265104 20,873 825,000 SH CALL 754,950 70,050 1 754,950 70,050 - ------------------------------------------------------------------------------------------------------------------------------------ ATHEROS COMMUNICATIONS COMMON STOCK 04743P108 1,027 100,000 SH 93,030 6,970 1 93,030 6,970 - ------------------------------------------------------------------------------------------------------------------------------------ AUTOBYTEL INC COMMON STOCK 05275N106 1,684 334,100 SH 310,813 23,287 1 310,813 23,287 - ------------------------------------------------------------------------------------------------------------------------------------ AZTAR CORP COMMON STOCK 054802103 15,894 556,500 SH 517,712 38,788 1 517,712 38,788 - ------------------------------------------------------------------------------------------------------------------------------------ BEST BUY CO INC COMMON STOCK 086516101 27,006 500,000 SH PUT 456,800 43,200 1 456,800 43,200 - ------------------------------------------------------------------------------------------------------------------------------------ BIOSITE INC COMMON STOCK 090945106 21,332 410,000 SH 375,286 34,714 1 375,286 34,714 - ------------------------------------------------------------------------------------------------------------------------------------ BISYS GROUP INC/THE COMMON STOCK 055472104 39,200 2,500,000 SH 2,291,075 208,925 1 2,291,075 208,925 - ------------------------------------------------------------------------------------------------------------------------------------ BLOCKBUSTER INC-CL A COMMON STOCK 093679108 7,770 880,000 SH 806,456 73,544 1 806,456 73,544 - ------------------------------------------------------------------------------------------------------------------------------------ BROADCOM CORP- CL A COMMON STOCK 111320107 147,132 4,917,511 SH 4,506,555 410,956 1 4,506,555 410,956 - ------------------------------------------------------------------------------------------------------------------------------------ BUCA INC COMMON STOCK 117769109 621 99,400 SH 92,472 6,928 1 92,472 6,928 - ------------------------------------------------------------------------------------------------------------------------------------ CAMBRIDGE DISPLAY TECHNOLOGY COMMON STOCK 132193103 391 47,500 SH 47,500 0 1 47,500 0 - ------------------------------------------------------------------------------------------------------------------------------------ CARMAX INC COMMON STOCK 143130102 315 10,000 SH 9,164 836 1 9,164 836 - ------------------------------------------------------------------------------------------------------------------------------------ CENDANT CORP COMMON STOCK 151313103 23,594 1,148,700 SH 1,052,703 95,997 1 1,052,703 95,997 - ------------------------------------------------------------------------------------------------------------------------------------ CENTRAL EUROPEAN MEDIA ENT-A COMMON STOCK G20045202 4,946 100,000 SH 93,030 6,970 1 93,030 6,970 - ------------------------------------------------------------------------------------------------------------------------------------ CERIDIAN CORP COMMON STOCK 156779100 6,784 397,900 SH 364,647 33,253 1 364,647 33,253 - ------------------------------------------------------------------------------------------------------------------------------------ CHEVRON CORP COMMON STOCK 166764100 29,155 500,000 SH PUT 458,200 41,800 1 458,200 41,800 - ------------------------------------------------------------------------------------------------------------------------------------ CIA VALE DO RIO DOCE-ADR COMMON STOCK 204412209 316 10,000 SH 6,500 3,500 1 6,500 3,500 - ------------------------------------------------------------------------------------------------------------------------------------ CIGNA CORP COMMON STOCK 125509109 54,509 610,400 SH 559,390 51,010 1 559,390 51,010 - ------------------------------------------------------------------------------------------------------------------------------------ CIRCUIT CITY STORES INC COMMON STOCK 172737108 242,184 15,089,325 SH 13,828,310 1,261,015 1 13,828,310 1,261,015 - ------------------------------------------------------------------------------------------------------------------------------------ CIRCUIT CITY STORES INC COMMON STOCK 172737108 9,630 600,000 SH CALL 390,000 210,000 1 390,000 210,000 - ------------------------------------------------------------------------------------------------------------------------------------ CNET NETWORKS INC COMMON STOCK 12613R104 12,287 1,301,600 SH 1,192,949 108,651 1 1,192,949 108,651 - ------------------------------------------------------------------------------------------------------------------------------------ COMPUWARE CORP COMMON STOCK 205638109 21,780 3,025,000 SH 2,772,197 252,803 1 2,772,197 252,803 - ------------------------------------------------------------------------------------------------------------------------------------ CONEXANT SYSTEMS INC COMMON STOCK 207142100 1,875 1,250,000 SH 1,162,875 87,125 1 1,162,875 87,125 - ------------------------------------------------------------------------------------------------------------------------------------ CONOR MEDSYSTEMS INC COMMON STOCK 208264101 20,094 1,359,550 SH 1,248,982 110,568 1 1,248,982 110,568 - ------------------------------------------------------------------------------------------------------------------------------------ CONSOL ENERGY INC COMMON STOCK 20854P109 13,876 295,100 SH 270,439 24,661 1 270,439 24,661 - ------------------------------------------------------------------------------------------------------------------------------------ COST PLUS INC/ CALIFORNIA COMMON STOCK 221485105 1,344 50,000 SH 46,515 3,485 1 46,515 3,485 - ------------------------------------------------------------------------------------------------------------------------------------ CROMPTON CORP COMMON STOCK 227116100 3,192 218,600 SH 203,363 15,237 1 203,363 15,237 - ------------------------------------------------------------------------------------------------------------------------------------ CTI MOLECULAR IMAGING INC COMMON STOCK 22943D105 15,203 750,000 SH 487,500 262,500 1 487,500 262,500 - ------------------------------------------------------------------------------------------------------------------------------------ CVS CORP COMMON STOCK 126650100 149,199 2,835,400 SH 2,598,446 236,954 1 2,598,446 236,954 - ------------------------------------------------------------------------------------------------------------------------------------ CYPRESS BIOSCIENCE INC COMMON STOCK 232674507 1,152 126,000 SH 117,218 8,782 1 117,218 8,782 - ------------------------------------------------------------------------------------------------------------------------------------ DEVON ENERGY CORPORATION COMMON STOCK 25179M103 23,875 500,000 SH PUT 458,200 41,800 1 458,200 41,800 - ------------------------------------------------------------------------------------------------------------------------------------ DIRECTV GROUP INC/THE COMMON STOCK 25459L106 11,013 763,700 SH 699,875 63,825 1 699,875 63,825 - ------------------------------------------------------------------------------------------------------------------------------------ DUN & BRADSTREET CORP COMMON STOCK 26483E100 6,145 100,000 SH CALL 90,500 9,500 1 90,500 9,500 - ------------------------------------------------------------------------------------------------------------------------------------ EATON VANCE MI MUNICIPAL INC COMMON STOCK 27826D106 4,464 1,000,000 SH CALL 650,000 350,000 1 650,000 350,000 - ------------------------------------------------------------------------------------------------------------------------------------ ECHOSTAR COMMUNICATIONS - - A COMMON STOCK 278762109 130,116 4,448,400 SH 4,076,647 371,753 1 4,076,647 371,753 - ------------------------------------------------------------------------------------------------------------------------------------ ECHOSTAR COMMUNICATIONS - - A COMMON STOCK 278762109 23,400 800,000 SH PUT 733,100 66,900 1 733,100 66,900 - ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------ ECHOSTAR COMMUNICATIONS - - A COMMON STOCK 278762109 14,625 500,000 SH CALL 457,600 42,400 1 457,600 42,400 - ------------------------------------------------------------------------------------------------------------------------------------ ECLIPSYS CORP COMMON STOCK 278856109 33,839 2,185,981 SH 2,003,299 182,682 1 2,003,299 182,682 - ------------------------------------------------------------------------------------------------------------------------------------ EDISON INTERNATIONAL COMMON STOCK 281020107 55,451 1,597,100 SH 1,463,628 133,472 1 1,463,628 133,472 - ------------------------------------------------------------------------------------------------------------------------------------ EL PASO ELECTRIC CO COMMON STOCK 283677854 34,664 1,824,400 SH 1,671,935 152,465 1 1,671,935 152,465 - ------------------------------------------------------------------------------------------------------------------------------------ ELAN CORP PLC - -SPONS ADR COMMON STOCK 284131208 12,830 3,959,900 SH 3,628,970 330,930 1 3,628,970 330,930 - ------------------------------------------------------------------------------------------------------------------------------------ ELAN CORP PLC - SPONS ADR COMMON STOCK 284131208 3,240 1,000,000 SH CALL 915,100 84,900 1 915,100 84,900 - ------------------------------------------------------------------------------------------------------------------------------------ EMULEX CORP COMMON STOCK 292475209 18,840 1,000,000 SH 916,430 83,570 1 916,430 83,570 - ------------------------------------------------------------------------------------------------------------------------------------ ENERGY SELECT SECTOR SPDR COMMON STOCK 81369Y506 117,893 2,750,000 SH PUT 2,520,200 229,800 1 2,520,200 229,800 - ------------------------------------------------------------------------------------------------------------------------------------ EOG RESOURCES INC COMMON STOCK 26875P101 24,370 500,000 SH PUT 458,200 41,800 1 458,200 41,800 - ------------------------------------------------------------------------------------------------------------------------------------ EVERGREEN SOLAR INC COMMON STOCK 30033R108 1,591 225,000 SH 209,318 15,682 1 209,318 15,682 - ------------------------------------------------------------------------------------------------------------------------------------ EW SCRIPPS CO- CL A COMMON STOCK 811054204 19,500 400,000 SH 366,572 33,428 1 366,572 33,428 - ------------------------------------------------------------------------------------------------------------------------------------ FAIRFAX FINANCIAL HLDGS LTD COMMON STOCK 303901102 6,130 41,002 SH 37,462 3,540 1 37,462 3,540 - ------------------------------------------------------------------------------------------------------------------------------------ FEDERATED DEPARTMENT STORES COMMON STOCK 31410H101 132,938 2,088,900 SH 1,914,331 174,569 1 1,914,331 174,569 - ------------------------------------------------------------------------------------------------------------------------------------ FIBERNET TELECOM GROUP INC COMMON STOCK 315653303 12 19,791 SH 19,791 0 1 19,791 0 - ------------------------------------------------------------------------------------------------------------------------------------ FILENET CORP COMMON STOCK 316869106 21,447 941,473 SH 875,852 65,621 1 875,852 65,621 - ------------------------------------------------------------------------------------------------------------------------------------ FINANCIAL SELECT SECTOR SPDR COMMON STOCK 81369Y605 54,367 1,915,000 SH PUT 1,684,300 230,700 1 1,684,300 230,700 - ------------------------------------------------------------------------------------------------------------------------------------ FIRST DATA CORP COMMON STOCK 319963104 3,931 100,000 SH 91,643 8,357 1 91,643 8,357 - ------------------------------------------------------------------------------------------------------------------------------------ FISHER SCIENTIFIC INTL INC COMMON STOCK 338032204 31,665 556,300 SH 509,810 46,490 1 509,810 46,490 - ------------------------------------------------------------------------------------------------------------------------------------ GARTNER INC- CL A COMMON STOCK 366651107 2,619 273,700 SH 254,623 19,077 1 254,623 19,077 - ------------------------------------------------------------------------------------------------------------------------------------ GEMSTAR-TV GUIDE INTL INC COMMON STOCK 36866W106 10,969 2,521,685 SH 2,310,948 210,737 1 2,310,948 210,737 - ------------------------------------------------------------------------------------------------------------------------------------ GEORGIA-PACIFIC CORP COMMON STOCK 373298108 887 25,000 SH 22,911 2,089 1 22,911 2,089 - ------------------------------------------------------------------------------------------------------------------------------------ GERON CORP COMMON STOCK 374163103 2,902 475,000 SH 441,893 33,107 1 441,893 33,107 - ------------------------------------------------------------------------------------------------------------------------------------ GILLETTE COMPANY COMMON STOCK 375766102 9,086 180,000 SH 117,000 63,000 1 117,000 63,000 - ------------------------------------------------------------------------------------------------------------------------------------ GRAVITY CO LTD- SPONSORED ADR COMMON STOCK 38911N107 2,832 300,000 SH 279,090 20,910 1 279,090 20,910 - ------------------------------------------------------------------------------------------------------------------------------------ HARRAH'S ENTERTAINMENT INC COMMON STOCK 413619107 85,652 1,326,300 SH 1,215,462 110,838 1 1,215,462 110,838 - ------------------------------------------------------------------------------------------------------------------------------------ HEALTHAXIS INC COMMON STOCK 42219D308 160 73,369 SH 67,238 6,131 1 67,238 6,131 - ------------------------------------------------------------------------------------------------------------------------------------ HOMESTORE INC COMMON STOCK 437852106 1,388 625,000 SH 581,437 43,563 1 581,437 43,563 - ------------------------------------------------------------------------------------------------------------------------------------ HOSPIRA INC COMMON STOCK 441060100 86,455 2,679,100 SH 2,455,208 223,892 1 2,455,208 223,892 - ------------------------------------------------------------------------------------------------------------------------------------ HUMAN GENOME SCIENCES INC COMMON STOCK 444903108 19,159 2,078,000 SH 1,904,342 173,658 1 1,904,342 173,658 - ------------------------------------------------------------------------------------------------------------------------------------ INDIA FUND INC COMMON STOCK 454089103 470 17,300 SH 11,245 6,055 1 11,245 6,055 - ------------------------------------------------------------------------------------------------------------------------------------ INDUSTRIAL SELECT SECT SPDR COMMON STOCK 81369Y704 121,720 4,000,000 SH PUT 3,665,700 334,300 1 3,665,700 334,300 - ------------------------------------------------------------------------------------------------------------------------------------ INGERSOLL-RAND CO LTD-CL A COMMON STOCK G4776G101 39,825 500,000 SH PUT 458,200 41,800 1 458,200 41,800 - ------------------------------------------------------------------------------------------------------------------------------------ INTEL CORP COMMON STOCK 458140100 92,848 3,996,900 SH 3,662,878 334,022 1 3,662,878 334,022 - ------------------------------------------------------------------------------------------------------------------------------------ INTERPUBLIC GROUP OF COS INC COMMON STOCK 460690100 7,086 577,000 SH 528,780 48,220 1 528,780 48,220 - ------------------------------------------------------------------------------------------------------------------------------------ INTERPUBLIC GROUP OF COS INC COMMON STOCK 460690100 15,350 1,250,000 SH CALL 1,144,600 105,400 1 1,144,600 105,400 - ------------------------------------------------------------------------------------------------------------------------------------ INTL GAME TECHNOLOGY COMMON STOCK 459902102 15,996 600,000 SH 549,858 50,142 1 549,858 50,142 - ------------------------------------------------------------------------------------------------------------------------------------ IVAX CORP COMMON STOCK 465823102 42,933 2,171,600 SH 1,990,120 181,480 1 1,990,120 181,480 - ------------------------------------------------------------------------------------------------------------------------------------ J.C. PENNEY CO INC (HLDG CO) COMMON STOCK 708160106 167,286 3,222,000 SH 2,952,737 269,263 1 2,952,737 269,263 - ------------------------------------------------------------------------------------------------------------------------------------ JANUS CAPITAL GROUP INC COMMON STOCK 47102X105 69,881 5,009,400 SH 4,590,764 418,636 1 4,590,764 418,636 - ------------------------------------------------------------------------------------------------------------------------------------ JDS UNIPHASE CORP COMMON STOCK 46612J101 8,183 4,900,000 SH 4,490,507 409,493 1 4,490,507 409,493 - ------------------------------------------------------------------------------------------------------------------------------------ KERR-MCGEE CORP COMMON STOCK 492386107 122,665 1,566,000 SH 1,435,130 130,870 1 1,435,130 130,870 - ------------------------------------------------------------------------------------------------------------------------------------ KERR-MCGEE CORP COMMON STOCK 492386107 39,165 500,000 SH PUT 458,200 41,800 1 458,200 41,800 - ------------------------------------------------------------------------------------------------------------------------------------ KERYX BIO- PHARMACEUTICALS COMMON STOCK 492515101 8,788 657,800 SH 611,951 45,849 1 611,951 45,849 - ------------------------------------------------------------------------------------------------------------------------------------ KOHLS CORP COMMON STOCK 500255104 36,296 703,000 SH 644,250 58,750 1 644,250 58,750 - ------------------------------------------------------------------------------------------------------------------------------------ LEAPFROG ENTERPRISES INC COMMON STOCK 52186N106 1,476 130,000 SH 120,939 9,061 1 120,939 9,061 - ------------------------------------------------------------------------------------------------------------------------------------ LENNAR CORP-CL A COMMON STOCK 526057104 15,610 275,400 SH 252,385 23,015 1 252,385 23,015 - ------------------------------------------------------------------------------------------------------------------------------------ MANDALAY RESORT GROUP COMMON STOCK 562567107 2,820 40,000 SH 26,000 14,000 1 26,000 14,000 - ------------------------------------------------------------------------------------------------------------------------------------ MARSH & MCLENNAN COS COMMON STOCK 571748102 7,726 254,000 SH CALL 165,100 88,900 1 165,100 88,900 - ------------------------------------------------------------------------------------------------------------------------------------ MAY DEPARTMENT STORES CO COMMON STOCK 577778103 10,366 280,000 SH 182,000 98,000 1 182,000 98,000 - ------------------------------------------------------------------------------------------------------------------------------------ MCF CORP COMMON STOCK 580395101 176 125,000 SH 125,000 0 1 125,000 0 - ------------------------------------------------------------------------------------------------------------------------------------ MEDIMMUNE INC COMMON STOCK 584699102 25,330 1,063,837 SH 974,930 88,907 1 974,930 88,907 - ------------------------------------------------------------------------------------------------------------------------------------ MONSANTO CO COMMON STOCK 61166W101 99,975 1,550,000 SH 1,420,474 129,526 1 1,420,474 129,526 - ------------------------------------------------------------------------------------------------------------------------------------ MORGAN STANLEY COMMON STOCK 617446448 17,175 300,000 SH 274,929 25,071 1 274,929 25,071 - ------------------------------------------------------------------------------------------------------------------------------------ NAPSTER INC COMMON STOCK 630797108 5,449 837,000 SH 778,662 58,338 1 778,662 58,338 - ------------------------------------------------------------------------------------------------------------------------------------ NASDAQ-100 INDEX TRCKNG STCK COMMON STOCK 631100104 36,570 1,000,000 SH PUT 650,000 350,000 1 650,000 350,000 - ------------------------------------------------------------------------------------------------------------------------------------ NEKTAR THERAPEUTICS COMMON STOCK 640268108 33,188 2,380,800 SH 2,181,837 198,963 1 2,181,837 198,963 - ------------------------------------------------------------------------------------------------------------------------------------ NEWALLIANCE BANCSHARES INC COMMON STOCK 650203102 8,750 625,000 SH 572,769 52,231 1 572,769 52,231 - ------------------------------------------------------------------------------------------------------------------------------------ NEWMONT MINING CORP COMMON STOCK 651639106 4,225 100,000 SH CALL 65,000 35,000 1 65,000 35,000 - ------------------------------------------------------------------------------------------------------------------------------------ NEWPORT CORP COMMON STOCK 651824104 2,174 150,000 SH 139,545 10,455 1 139,545 10,455 - ------------------------------------------------------------------------------------------------------------------------------------ NIKE INC -CL B COMMON STOCK 654106103 69,122 829,700 SH 760,367 69,333 1 760,367 69,333 - ------------------------------------------------------------------------------------------------------------------------------------ NOVELL INC COMMON STOCK 670006105 29,315 4,918,600 SH 4,507,553 411,047 1 4,507,553 411,047 - ------------------------------------------------------------------------------------------------------------------------------------ NRG ENERGY INC COMMON STOCK 629377508 19,606 574,100 SH 526,122 47,978 1 526,122 47,978 - ------------------------------------------------------------------------------------------------------------------------------------ NTL INC COMMON STOCK 62940M104 86,506 1,358,660 SH 1,245,117 113,543 1 1,245,117 113,543 - ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------ NUVASIVE INC COMMON STOCK 670704105 7,689 595,100 SH 553,622 41,478 1 553,622 41,478 - ------------------------------------------------------------------------------------------------------------------------------------ NVIDIA CORP COMMON STOCK 67066G104 51,141 2,152,400 SH 1,972,524 179,876 1 1,972,524 179,876 - ------------------------------------------------------------------------------------------------------------------------------------ OFFICE DEPOT INC COMMON STOCK 676220106 57,998 2,614,900 SH 2,396,374 218,526 1 2,396,374 218,526 - ------------------------------------------------------------------------------------------------------------------------------------ OFFICEMAX INC COMMON STOCK 67622P101 85,964 2,566,080 SH 2,341,168 224,912 1 2,341,168 224,912 - ------------------------------------------------------------------------------------------------------------------------------------ OMNICOM GROUP COMMON STOCK 681919106 5,887 66,500 SH 60,943 5,557 1 60,943 5,557 - ------------------------------------------------------------------------------------------------------------------------------------ P G & E CORP COMMON STOCK 69331C108 61,932 1,816,200 SH 1,664,419 151,781 1 1,664,419 151,781 - ------------------------------------------------------------------------------------------------------------------------------------ PEABODY ENERGY CORP COMMON STOCK 704549104 16,611 358,300 SH 328,356 29,944 1 328,356 29,944 - ------------------------------------------------------------------------------------------------------------------------------------ PEGASUS SOLUTIONS INC COMMON STOCK 705906105 6,794 574,750 SH 534,689 40,061 1 534,689 40,061 - ------------------------------------------------------------------------------------------------------------------------------------ PEP BOYS-MANNY MOE & JACK COMMON STOCK 713278109 33,861 1,926,100 SH 1,765,136 160,964 1 1,765,136 160,964 - ------------------------------------------------------------------------------------------------------------------------------------ PETROLEO BRASILEIRO S.A. - -ADR COMMON STOCK 71654V408 22,090 500,000 SH PUT 458,200 41,800 1 458,200 41,800 - ------------------------------------------------------------------------------------------------------------------------------------ PHOTON DYNAMICS INC COMMON STOCK 719364101 953 50,000 SH 46,515 3,485 1 46,515 3,485 - ------------------------------------------------------------------------------------------------------------------------------------ PLAYTEX PRODUCTS INC COMMON STOCK 72813P100 720 80,000 SH 74,424 5,576 1 74,424 5,576 - ------------------------------------------------------------------------------------------------------------------------------------ POGO PRODUCING CO COMMON STOCK 730448107 13,610 276,400 SH 130,016 146,384 1 130,016 146,384 - ------------------------------------------------------------------------------------------------------------------------------------ PRICE COMMUNICATIONS CORP COMMON STOCK 741437305 3,313 189,300 SH 123,045 66,255 1 123,045 66,255 - ------------------------------------------------------------------------------------------------------------------------------------ PRICELINE.COM INC COMMON STOCK 741503403 4,905 194,656 SH 178,389 16,267 1 178,389 16,267 - ------------------------------------------------------------------------------------------------------------------------------------ PRIMEDIA INC COMMON STOCK 74157K101 1,032 237,300 SH 220,760 16,540 1 220,760 16,540 - ------------------------------------------------------------------------------------------------------------------------------------ PROGENICS PHARMACEUTICALS COMMON STOCK 743187106 35,377 2,342,388 SH 2,123,281 219,107 1 2,123,281 219,107 - ------------------------------------------------------------------------------------------------------------------------------------ PRUDENTIAL FINANCIAL INC COMMON STOCK 744320102 141,967 2,473,300 SH 2,266,606 206,694 1 2,266,606 206,694 - ------------------------------------------------------------------------------------------------------------------------------------ PRUDENTIAL FINANCIAL INC COMMON STOCK 744320102 218,120 3,800,000 SH CALL 3,478,300 321,700 1 3,478,300 321,700 - ------------------------------------------------------------------------------------------------------------------------------------ R.H. DONNELLEY CORP COMMON STOCK 74955W307 75,563 1,300,800 SH 1,192,092 108,708 1 1,192,092 108,708 - ------------------------------------------------------------------------------------------------------------------------------------ RADIOSHACK CORP COMMON STOCK 750438103 36,750 1,500,000 SH 1,374,644 125,356 1 1,374,644 125,356 - ------------------------------------------------------------------------------------------------------------------------------------ RETEK INC COMMON STOCK 76128Q109 15,708 1,400,000 SH 910,000 490,000 1 910,000 490,000 - ------------------------------------------------------------------------------------------------------------------------------------ RITE AID CORP COMMON STOCK 767754104 3,168 800,000 SH 733,144 66,856 1 733,144 66,856 - ------------------------------------------------------------------------------------------------------------------------------------ SANOFI-AVENTIS- ADR COMMON STOCK 80105N105 22,665 535,300 SH 490,565 44,735 1 490,565 44,735 - ------------------------------------------------------------------------------------------------------------------------------------ SCHERING-PLOUGH CORP COMMON STOCK 806605101 244,181 13,453,500 SH 12,329,191 1,124,309 1 12,329,191 1,124,309 - ------------------------------------------------------------------------------------------------------------------------------------ SCHERING-PLOUGH CORP COMMON STOCK 806605101 63,525 3,500,000 SH CALL 3,202,700 297,300 1 3,202,700 297,300 - ------------------------------------------------------------------------------------------------------------------------------------ SCHLUMBERGER LTD COMMON STOCK 806857108 35,240 500,000 SH PUT 457,800 42,200 1 457,800 42,200 - ------------------------------------------------------------------------------------------------------------------------------------ SEATTLE GENETICS INC /WA COMMON STOCK 812578102 638 124,100 SH 115,450 8,650 1 115,450 8,650 - ------------------------------------------------------------------------------------------------------------------------------------ SEPRACOR INC COMMON STOCK 817315104 150,012 2,613,000 SH 2,394,632 218,368 1 2,394,632 218,368 - ------------------------------------------------------------------------------------------------------------------------------------ SLM CORP COMMON STOCK 78442P106 112,140 2,250,000 SH CALL 2,058,900 191,100 1 2,058,900 191,100 - ------------------------------------------------------------------------------------------------------------------------------------ SOUTHERN UNION CO COMMON STOCK 844030106 98,257 3,913,043 SH 3,586,030 327,013 1 3,586,030 327,013 - ------------------------------------------------------------------------------------------------------------------------------------ SPECTRASITE INC COMMON STOCK 84761M104 103,610 1,787,300 SH 1,637,940 149,360 1 1,637,940 149,360 - ------------------------------------------------------------------------------------------------------------------------------------ SPRINT CORP COMMON STOCK 852061100 183,138 8,050,000 SH 7,377,261 672,739 1 7,377,261 672,739 - ------------------------------------------------------------------------------------------------------------------------------------ STONEPATH GROUP INC COMMON STOCK 861837102 543 502,963 SH 502,963 0 1 502,963 0 - ------------------------------------------------------------------------------------------------------------------------------------ SYMBOL TECHNOLOGIES INC COMMON STOCK 871508107 20,648 1,425,000 SH 1,305,913 119,087 1 1,305,913 119,087 - ------------------------------------------------------------------------------------------------------------------------------------ TASER INTERNATIONAL INC COMMON STOCK 87651B104 360 30,000 SH 27,493 2,507 1 27,493 2,507 - ------------------------------------------------------------------------------------------------------------------------------------ TELESP CELULAR PARTICIPA-ADR COMMON STOCK 87952L108 6,427 1,074,800 SH 698,620 376,180 1 698,620 376,180 - ------------------------------------------------------------------------------------------------------------------------------------ TEMPLE-INLAND INC COMMON STOCK 879868107 19,726 271,900 SH 249,177 22,723 1 249,177 22,723 - ------------------------------------------------------------------------------------------------------------------------------------ TERAYON COMMUNICATION SYS COMMON STOCK 880775101 2,302 747,400 SH 695,306 52,094 1 695,306 52,094 - ------------------------------------------------------------------------------------------------------------------------------------ TEVA PHARMACEUTICAL- SP ADR COMMON STOCK 881624209 356 11,500 SH 7,475 4,025 1 7,475 4,025 - ------------------------------------------------------------------------------------------------------------------------------------ TIBCO SOFTWARE INC COMMON STOCK 88632Q103 1,118 150,000 SH 137,465 12,535 1 137,465 12,535 - ------------------------------------------------------------------------------------------------------------------------------------ TIME WARNER INC COMMON STOCK 887317105 343,847 19,592,400 SH 17,955,063 1,637,337 1 17,955,063 1,637,337 - ------------------------------------------------------------------------------------------------------------------------------------ TIME WARNER INC COMMON STOCK 887317105 35,100 2,000,000 SH PUT 1,832,900 167,100 1 1,832,900 167,100 - ------------------------------------------------------------------------------------------------------------------------------------ TXU CORP COMMON STOCK 873168108 164,364 2,064,100 SH 1,891,598 172,502 1 1,891,598 172,502 - ------------------------------------------------------------------------------------------------------------------------------------ TYCO INTERNATIONAL LTD COMMON STOCK 902124106 278,901 8,251,500 SH 7,561,921 689,579 1 7,561,921 689,579 - ------------------------------------------------------------------------------------------------------------------------------------ TYCO INTERNATIONAL LTD COMMON STOCK 902124106 131,820 3,900,000 SH PUT 3,573,300 326,700 1 3,573,300 326,700 - ------------------------------------------------------------------------------------------------------------------------------------ TYCO INTERNATIONAL LTD COMMON STOCK 902124106 33,800 1,000,000 SH CALL 916,400 83,600 1 916,400 83,600 - ------------------------------------------------------------------------------------------------------------------------------------ USA MOBILITY INC COMMON STOCK 90341G103 1,840 56,800 SH 52,840 3,960 1 52,840 3,960 - ------------------------------------------------------------------------------------------------------------------------------------ VERTEX PHARMACEUTICALS INC COMMON STOCK 92532F100 8,668 926,100 SH 848,706 77,394 1 848,706 77,394 - ------------------------------------------------------------------------------------------------------------------------------------ VISTACARE INC- CL A COMMON STOCK 92839Y109 3,944 193,900 SH 177,696 16,204 1 177,696 16,204 - ------------------------------------------------------------------------------------------------------------------------------------ VIVENDI UNIVERSAL-SP ADR COMMON STOCK 92851S204 3,394 110,900 SH 101,632 9,268 1 101,632 9,268 - ------------------------------------------------------------------------------------------------------------------------------------ WASHINGTON MUTUAL INC COMMON STOCK 939322103 77,420 1,960,000 SH CALL 1,793,500 166,500 1 1,793,500 166,500 - ------------------------------------------------------------------------------------------------------------------------------------ WEBMD CORP COMMON STOCK 94769M105 76,698 9,023,264 SH 8,269,190 754,074 1 8,269,190 754,074 - ------------------------------------------------------------------------------------------------------------------------------------ WESTERN WIRELESS CORP-CL A COMMON STOCK 95988E204 9,110 240,000 SH 156,000 84,000 1 156,000 84,000 - ------------------------------------------------------------------------------------------------------------------------------------ WET SEAL INC - -CL A COMMON STOCK 961840105 4,155 1,193,900 SH 1,110,685 83,215 1 1,110,685 83,215 - ------------------------------------------------------------------------------------------------------------------------------------ WILD OATS MARKETS INC COMMON STOCK 96808B107 1,063 100,000 SH 91,643 8,357 1 91,643 8,357 - ------------------------------------------------------------------------------------------------------------------------------------ WILLIAMS COS INC COMMON STOCK 969457100 95,735 5,089,563 SH 4,664,228 425,335 1 4,664,228 425,335 - ------------------------------------------------------------------------------------------------------------------------------------ WILLIAMS COS INC COMMON STOCK 969457100 56,430 3,000,000 SH CALL 2,747,000 253,000 1 2,747,000 253,000 - ------------------------------------------------------------------------------------------------------------------------------------ XTO ENERGY INC COMMON STOCK 98385X106 39,592 1,205,599 SH 1,104,847 100,752 1 1,104,847 100,752 - ------------------------------------------------------------------------------------------------------------------------------------ Grand Total 7,326,513 282,862,991 257,208,287 25,654,704 257,208,287 25,654,704 - ------------------------------------------------------------------------------------------------------------------------------------
-----END PRIVACY-ENHANCED MESSAGE-----