-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TJlWjPF2QfWwG7tv8ajcdTOsslMr5iyOKQRnkq2kz/X4sKGg8BfqdRgoM8qRJ/bC zVqSQHRNEWLkF9nZaDFeSA== 0001181431-08-046285.txt : 20080805 0001181431-08-046285.hdr.sgml : 20080805 20080805165435 ACCESSION NUMBER: 0001181431-08-046285 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080801 FILED AS OF DATE: 20080805 DATE AS OF CHANGE: 20080805 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JAMBA, INC. CENTRAL INDEX KEY: 0001316898 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 202122262 STATE OF INCORPORATION: DE FISCAL YEAR END: 0101 BUSINESS ADDRESS: STREET 1: 6475 CHRISTIE AVENUE STREET 2: NO. 150 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: (510) 596-0100 MAIL ADDRESS: STREET 1: 6475 CHRISTIE AVENUE STREET 2: NO. 150 CITY: EMERYVILLE STATE: CA ZIP: 94608 FORMER COMPANY: FORMER CONFORMED NAME: Services Acquisition Corp. International DATE OF NAME CHANGE: 20050207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PALLOTTA JAMES J CENTRAL INDEX KEY: 0001296324 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32552 FILM NUMBER: 08992023 BUSINESS ADDRESS: STREET 1: C/O TUDOR INVESTMENT CORPORATION STREET 2: 50 ROWES WHARF, 6TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: (617) 772-4600 MAIL ADDRESS: STREET 1: C/O TUDOR INVESTMENT CORPORATION STREET 2: 50 ROWES WHARF, 6TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JONES PAUL TUDOR II CENTRAL INDEX KEY: 0001270196 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32552 FILM NUMBER: 08992024 MAIL ADDRESS: STREET 1: C/O TUDOR INVESTMENT CORP STREET 2: 1275 KING ST CITY: GREENWICH STATE: CT ZIP: 06831 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TUDOR INVESTMENT CORP ET AL CENTRAL INDEX KEY: 0000923093 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32552 FILM NUMBER: 08992025 BUSINESS ADDRESS: STREET 1: 1275 KING STREET STREET 2: 2ND FLOOR CITY: GREENWICH STATE: CT ZIP: 06831-2936 MAIL ADDRESS: STREET 1: 1275 KING STREET STREET 2: 2ND FLOOR CITY: GREENWICH STATE: CT ZIP: 06831-2936 4 1 rrd214912.xml JAMBA - FORM 4 - SALE - 08-01 & 08-04-2008 X0303 4 2008-08-01 0 0001316898 JAMBA, INC. JMBA 0000923093 TUDOR INVESTMENT CORP ET AL ATTN: STEPHEN N. WALDMAN 1275 KING STREET GREENWICH CT 06831-2936 0 0 1 0 0001270196 JONES PAUL TUDOR II C/O TUDOR INVESTMENT CORPORATION 1275 KING STREET GREENWICH CT 06831-2936 0 0 0 1 Chairman of Tudor 0001296324 PALLOTTA JAMES J 50 ROWES WHARF, 6TH FLOOR BOSTON MA 02110 0 0 0 1 Member of Group Common Stock par value $0.001 per share 2008-08-01 4 S 0 313900 0.97 D 7850371 I See Footnotes Common Stock par value $0.001 per share 2008-08-04 4 S 0 162630 1.00 D 7687741 I See Footnotes Tudor Investment Corporation ("TIC") is the investment adviser or trading advisor to each of The Tudor BVI Global Portfolio L.P. (f/k/a The Tudor BVI Global Portfolio Ltd.) ("BVI") and The Raptor Global Portfolio Ltd. ("Raptor"), and the General Partner of The Altar Rock Fund L.P. ("Altar Rock"). The shares of Common Stock (collectively, "Common Stock") as reported herein as indirectly beneficially owned by TIC are directly beneficially owned by BVI (2,055,333 shares), Raptor (5,577,256 shares), and Altar Rock (55,152 shares). Because TIC is the sole General Partner of Altar Rock and provides investment-advisory services to BVI and Raptor, TIC may be deemed to beneficially own the shares of Common Stock owned by each of such entities. TIC disclaims beneficial ownership of the securities reported herein as indirectly owned except to the extent of its pecuniary interest in such securities. The shares of Common Stock (the "Shares") are reported herein as indirectly beneficially owned by Paul Tudor Jones II. The Shares are owned indirectly by TIC (7,687,741 shares) (see Footnote 1). Because Mr. Jones is the controlling shareholder of TIC, Mr. Jones may be deemed to beneficially own the Shares deemed beneficially owned by TIC. Mr. Jones expressly disclaims such beneficial ownership. The Shares are reported herein as indirectly beneficially owned by James J. Pallotta. The Shares are owned indirectly by TIC (7,687,741 shares) (see Footnote 1). Because Mr. Pallotta is the portfolio manager of TIC with respect to the Shares and may be deemed to have voting and investment authority with respect to the Shares, Mr. Pallotta may be deemed to beneficially own the Shares deemed beneficially owned by TIC. Mr. Pallotta expressly disclaims such beneficial ownership. Reported sales price represents an average sales price. Six (6) sales transactions were completed on August 1, 2008 for the following respective (i) share amounts and (ii) prices: (a) 200,000 shares at $0.9684, (b) 90,000 shares at $0.9649, (c) 400 shares at $0.99, (d) 4,000 shares at $0.9648, (e) 4,500 shares at $0.9707, and (f) 15,000 shares at $0.9602. Five (5) sales transactions were completed on August 4, 2008 for the following respective (i) share amounts and (ii) prices: (a) 4,300 shares at $1.00, (b) 6,451 shares at $0.9909, (c) 12,100 shares at $1.0022, (d) 54,700 shares at $1.001, and (e) 85,079 shares at $1.00. TUDOR INVESTMENT CORPORATION by /s/ Stephen N. Waldman, Managing Director 2008-08-05 Paul Tudor Jones II 2008-08-05 James J. Pallotta 2008-08-05 -----END PRIVACY-ENHANCED MESSAGE-----