-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BdWj7eX+I+PLB4hvrMS+HJHCBEK5fxqZTV2ZAS0cu6WXomsyPn7YKlS8SY0XJug5 aS5aAZMgxh9qwg0Gqxfpcg== 0001181431-07-052430.txt : 20070814 0001181431-07-052430.hdr.sgml : 20070814 20070814170623 ACCESSION NUMBER: 0001181431-07-052430 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070810 FILED AS OF DATE: 20070814 DATE AS OF CHANGE: 20070814 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RCN CORP /DE/ CENTRAL INDEX KEY: 0001041858 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 223498533 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 196 VAN BUREN STREET CITY: HERNDON STATE: VA ZIP: 20170 BUSINESS PHONE: 7034348200 MAIL ADDRESS: STREET 1: 196 VAN BUREN STREET CITY: HERNDON STATE: VA ZIP: 20170 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JONES PAUL TUDOR II CENTRAL INDEX KEY: 0001270196 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16805 FILM NUMBER: 071056551 MAIL ADDRESS: STREET 1: C/O TUDOR INVESTMENT CORP STREET 2: 1275 KING ST CITY: GREENWICH STATE: CT ZIP: 06831 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TUDOR INVESTMENT CORP ET AL CENTRAL INDEX KEY: 0000923093 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16805 FILM NUMBER: 071056552 BUSINESS ADDRESS: STREET 1: 1275 KING STREET STREET 2: 2ND FLOOR CITY: GREENWICH STATE: CT ZIP: 06831-2936 MAIL ADDRESS: STREET 1: 1275 KING STREET STREET 2: 2ND FLOOR CITY: GREENWICH STATE: CT ZIP: 06831-2936 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PALLOTTA JAMES J CENTRAL INDEX KEY: 0001296324 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16805 FILM NUMBER: 071056553 BUSINESS ADDRESS: STREET 1: C/O TUDOR INVESTMENT CORPORATION STREET 2: 50 ROWES WHARF, 6TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: (617) 772-4600 MAIL ADDRESS: STREET 1: C/O TUDOR INVESTMENT CORPORATION STREET 2: 50 ROWES WHARF, 6TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 4 1 rrd169450.xml RCN FORM 4 08-14-07 X0202 4 2007-08-10 0 0001041858 RCN CORP /DE/ RCNIV 0000923093 TUDOR INVESTMENT CORP ET AL ATTN: STEPHEN N. WALDMAN 1275 KING STREET GREENWICH CT 06831-2936 0 0 1 0 0001270196 JONES PAUL TUDOR II C/O TUDOR INVESTMENT CORPORATION 1275 KING STREET GREENWICH CT 06831-2936 0 0 0 1 Chairman of Tudor 0001296324 PALLOTTA JAMES J 50 ROWES WHARF, 6TH FLOOR BOSTON MA 02110 0 0 0 1 Member of Group Common Stock, par value $0.01 per share 2007-08-10 4 S 0 125307 13.97 D 7048205 I See Footnotes Common Stock, par value $0.01 per share 2007-08-13 4 S 0 13380 15.98 D 7034825 I See Footnotes Tudor Investment Corporation ("TIC") is the investment adviser or trading advisor to each of The Tudor BVI Global Portfolio L.P. ("BVI") and The Raptor Global Portfolio Ltd. ("Raptor"), and the General Partner of The Altar Rock Fund L.P. ("Altar Rock"). The shares of Common Stock (collectively, "Common Stock") as reported herein as indirectly beneficially owned by TIC are directly beneficially owned by BVI (1,776,828 shares), Raptor (5,200,806 shares), and Altar Rock (57,191 shares). Because TIC is the sole General Partner of Altar Rock and provides investment-advisory services to BVI and Raptor, TIC may be deemed to beneficially own the shares of Common Stock owned by each of such entities. TIC disclaims beneficial ownership of the securities reported herein as indirectly owned except to the extent of its pecuniary interest in such securities. The shares of Common Stock (the "Shares") are reported herein as indirectly beneficially owned by Paul Tudor Jones II. The Shares are owned indirectly by TIC (7,034,825 shares) (see Footnote 1). Because Mr. Jones is the controlling shareholder of TIC, Mr. Jones may be deemed to beneficially own the Shares deemed beneficially owned by TIC. Mr. Jones expressly disclaims such beneficial ownership. The Shares are reported herein as indirectly beneficially owned by James J. Pallotta. The Shares are owned indirectly by TIC (7,034,825 shares) (see Footnote 1). Because Mr. Pallotta is the portfolio manager of TIC with respect to the Shares and may be deemed to have voting and investment authority with respect to the Shares, Mr. Pallotta may be deemed to beneficially own the Shares deemed beneficially owned by each of TIC. BVI, Raptor, and Altar Rock disposed of 31,641, 92,649, and 1,017 shares of Common Stock, respectively. BVI, Raptor, and Altar Rock disposed of 3,026, 10,272, and 82 shares of Common Stock, respectively. TUDOR INVESTMENT CORPORATION by /s/ Stephen N. Waldman, Managing Director 2007-08-14 /s/ Paul Tudor Jones II 2007-08-14 /s/ James J. Pallotta 2007-08-14 -----END PRIVACY-ENHANCED MESSAGE-----