-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UNEl4vxHJZqRq9l9J7GrsAvAWlXHdhxfmEhuQ/A5r/kyfCunEoKIj77kUeg2Y3Ug sbMC/7DKh7H8DRcrd2wWIg== 0001181431-06-060252.txt : 20061030 0001181431-06-060252.hdr.sgml : 20061030 20061030165512 ACCESSION NUMBER: 0001181431-06-060252 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061011 FILED AS OF DATE: 20061030 DATE AS OF CHANGE: 20061030 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JONES PAUL TUDOR II CENTRAL INDEX KEY: 0001270196 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16805 FILM NUMBER: 061172653 MAIL ADDRESS: STREET 1: C/O TUDOR INVESTMENT CORP STREET 2: 1275 KING ST CITY: GREENWICH STATE: CT ZIP: 06831 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TUDOR INVESTMENT CORP ET AL CENTRAL INDEX KEY: 0000923093 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16805 FILM NUMBER: 061172654 BUSINESS ADDRESS: STREET 1: 1275 KING STREET STREET 2: 2ND FLOOR CITY: GREENWICH STATE: CT ZIP: 06831-2936 MAIL ADDRESS: STREET 1: 1275 KING STREET STREET 2: 2ND FLOOR CITY: GREENWICH STATE: CT ZIP: 06831-2936 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RCN CORP /DE/ CENTRAL INDEX KEY: 0001041858 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 223498533 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 196 VAN BUREN STREET CITY: HERNDON STATE: VA ZIP: 20170 BUSINESS PHONE: 7034348200 MAIL ADDRESS: STREET 1: 196 VAN BUREN STREET CITY: HERNDON STATE: VA ZIP: 20170 4 1 rrd133786.xml RCN FORM 4 10-23-06 X0202 4 2006-10-11 0 0001041858 RCN CORP /DE/ RCNIV 0000923093 TUDOR INVESTMENT CORP ET AL ATTN: STEPHEN N. WALDMAN 1275 KING STREET GREENWICH CT 06831-2936 0 0 1 0 0001270196 JONES PAUL TUDOR II C/O TUDOR INVESTMENT CORPORATION 1275 KING STREET GREENWICH CT 06831-2936 0 0 0 1 Chairman of Tudor Common Stock, par value $0.01 per share 2006-10-11 4 A 0 125307 0 A 7173512 I See Footnotes This Form 4 filing is being filed voluntarily to update the number of shares held by the reporting persons. On October 11, 2006 RCN Corporation (the "Company") released additional shares of Common Stock that were previously held back in escrow at the time of the Company's reorganization in December 2004. As a result, The Tudor BVI Global Portfolio Ltd. ("BVI"), The Raptor Global Portfolio Ltd. ("Raptor"), The Altar Rock Fund L.P. ("Altar Rock"), and Tudor Proprietary Trading, L.L.C. ("TPT") received the following escrowed shares, respectively: 20,603, 92,649, 1,017, and 11,038. Tudor Investment Corporation ("TIC") is the investment adviser, trading advisor, or general partner to each of BVI, Raptor, and Altar Rock, and is an affiliate of TPT. TIC disclaims beneficial ownership of the securities reported herein as indirectly owned except to the extent of its pecuniary interest in such securities. The Common Stock (the "Shares) are reported herein as indirectly beneficially owned by Paul Tudor Jones II, and certain of the Shares are owned indirectly by TIC (see Footnote 3). The Shares are owned directly by BVI (1,179,555 Shares), Raptor (5,303,727 Shares), Altar Rock (58,290 Shares), and TPT (631,940 Shares). Because Mr. Jones is the controlling shareholder of TIC and the indirect controlling equity holder of TPT, Mr. Jones may be deemed to beneficially own the Shares deemed beneficially owned by each of such entities. Mr. Jones expressly disclaims such beneficial ownership. TUDOR INVESTMENT CORPORATION by /s/ Stephen N. Waldman, Managing Director 2006-10-30 /s/ Paul Tudor Jones II 2006-10-30 -----END PRIVACY-ENHANCED MESSAGE-----