-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B22nuj7y1Aub+KLPeWdrgwIIpllYpYy0nCYuZt6v1bFjdIeWuJZdBthaMyRNqzWF TflYNIoCHgW5Zb4aCsVSYQ== 0001181431-06-000143.txt : 20060103 0001181431-06-000143.hdr.sgml : 20060102 20060103145656 ACCESSION NUMBER: 0001181431-06-000143 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051229 FILED AS OF DATE: 20060103 DATE AS OF CHANGE: 20060103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JONES PAUL TUDOR II CENTRAL INDEX KEY: 0001270196 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50995 FILM NUMBER: 06502079 MAIL ADDRESS: STREET 1: C/O TUDOR INVESTMENT CORP STREET 2: 1275 KING ST CITY: GREENWICH STATE: CT ZIP: 06831 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TUDOR INVESTMENT CORP ET AL CENTRAL INDEX KEY: 0000923093 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50995 FILM NUMBER: 06502080 BUSINESS ADDRESS: STREET 1: 1275 KING STREET STREET 2: 2ND FLOOR CITY: GREENWICH STATE: CT ZIP: 06831-2936 MAIL ADDRESS: STREET 1: 1275 KING STREET STREET 2: 2ND FLOOR CITY: GREENWICH STATE: CT ZIP: 06831-2936 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPE COASTAL TRADING CORP CENTRAL INDEX KEY: 0001219097 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-DURABLE GOODS [5000] IRS NUMBER: 522372260 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 350 5TH AVENUE STREET 2: SUITE 3304 CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 212-971-9715 MAIL ADDRESS: STREET 1: 350 5TH AVENUE STREET 2: SUITE 3304 CITY: NEW YORK STATE: NY ZIP: 10018 3 1 rrd101497.xml X0202 3 2005-12-29 0 0001219097 CAPE COASTAL TRADING CORP CCSR 0000923093 TUDOR INVESTMENT CORP ET AL ATTN: STEPHEN N. WALDMAN 1275 KING STREET GREENWICH CT 06831-2936 0 0 1 0 0001270196 JONES PAUL TUDOR II C/O TUDOR INVESTMENT CORPORATION 1275 KING STREET GREENWICH CT 06831-2936 0 0 0 1 Chairman of Tudor Common Stock, $0.001 par value 1666667 I See Footnote Warrants 5.85 2005-12-29 2010-12-29 Warrants 422667 I See Footnotes Tudor Investment Corporation ("TIC") is the investment adviser or trading advisor to each of The Tudor BVI Global Portfolio Ltd. ("BVI") and Witches Rock Portfolio Ltd ("Witches Rock") and is an affiliate of Tudor Proprietary Trading, L.L.C. ("TPT"). TIC disclaims beneficial ownership of the securities reported herein as indirectly owned except to the extent of its pecuniary interest in such securities. The Common Stock (the "Shares) and warrants to purchase Common Stock (the "Warrants") are reported herein as indirectly beneficially owned by Paul Tudor Jones II. The Shares and Warrants are owned indirectly by TIC (see Footnote 1) and directly by BVI, Witches Rock, and TPT (see Footnotes 3 and 4). Because Mr. Jones is the controlling shareholder of TIC and the indirect controlling equity holder of TPT, Mr. Jones may be deemed to beneficially own the Shares deemed beneficially owned by each of such entities. Mr. Jones expressly disclaims such beneficial ownership. The shares of Common Stock reported herein as indirectly beneficially owned are directly beneficially owned by BVI, Witches Rock and TPT. BVI, Witches Rock, and TPT own 215,738, 1,334,762, and 116,167 shares of Common Stock, respectively. The warrants to purchase Common Stock reported herein as indirectly beneficially owned are directly beneficially owned by BVI, Witches Rock, and TPT. BVI, Witches Rock, and TPT own 59,935, 333,690, and 29,042 warrants to purchase Common Stock, respectively. Tudor Investment Corporation, By: Stephen N. Waldman, Managing Director 2006-01-03 Paul Tudor Jones II 2006-01-03 -----END PRIVACY-ENHANCED MESSAGE-----