-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PFmjW8f48IrYHf2FG9HMwPhQm3bTFCwOjl7MNqbdi01h55j79P2ZLMOu9uzzDMf2 5vMnaPXA3DgyxvODpygVvg== 0000950130-00-000698.txt : 20000216 0000950130-00-000698.hdr.sgml : 20000216 ACCESSION NUMBER: 0000950130-00-000698 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19991231 FILED AS OF DATE: 20000214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TUDOR INVESTMENT CORP ET AL CENTRAL INDEX KEY: 0000923093 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-04356 FILM NUMBER: 544359 BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 51ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10006 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 51ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10006 13F-HR 1 FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or quarter Ended: December 31, 1999 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tudor Investment Corporation Address: One Liberty Plaza, 51st Floor New York, NY 10006 Form 13F File Number: 28-7762 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Mark Pickard Title: Managing Director Phone: (212) 602-6700 Signature, Place, and Date of Signing: /s/ Mark Pickard New York, NY 10006 February 14, 2000 - ---------------------------------------- ------------------ ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13 NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Included Managers: Form 13F File Number Name 28-5175 Tudor Proprietary Trading, L.L.C. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers 1. Form 13F Information Table Entry Total 355 Form 13F Information Table Value Total $3,930,399 (Thousands) List of Other Included Managers: No. Form 13F File Number Name 1. 28-5175 Tudor Proprietary Trading, L.L.C. TUDOR INVESTMENT CORPORATION QUARTERLY REPORT DETAILING 13F ELIGIBLE SECURITIES AS OF DECEMBER 31, 1999
Investment Discretion ---------------------- Title of Cusip Fair Market Shares or Shared Shared Name of Issuer Class Number Value (x1000) Prin. Amt. as defined Other - ----------------------------------------------------------------------------------------------------------------------- 24/7 Media Incorporated COMMON STOCK 901314104 31,236 555,300 SH 525,270 30,030 3D Systems Corp COMMON STOCK 88554D205 85 10,000 SH 9,460 540 4Kids Entertainment Incorporated COMMON STOCK 350865101 5,342 190,800 SH 180,150 10,650 ABIOMED Incorporated COMMON STOCK 003654100 2,757 75,000 SH 70,980 4,020 Able Telcom Holding Corporation COMMON STOCK 003712304 400 50,000 SH 46,100 3,900 Accelr8 Technology Corporation COMMON STOCK 004304200 26 20,000 SH 19,200 800 ACT Networks, Inc COMMON STOCK 000975102 8,277 888,790 SH 839,190 49,600 Actrade International Limited COMMON STOCK 004931101 1,781 119,200 SH 111,500 7,700 ACTV Incorporated COMMON STOCK 000975102 95,085 2,081,210 SH 1,972,870 108,340 Advanced Radio Telecom Corporation.msg COMMON STOCK 00754U101 528 22,000 SH 20,810 1,190 Advantage Learning Systems Incorporated COMMON STOCK 00757K100 583 52,100 SH 34,200 17,900 Agribrands International Incorporated COMMON STOCK 00849R105 10,421 226,550 SH 211,750 14,800 AHT Corporation COMMON STOCK 00130R103 2,889 616,300 SH 576,400 39,900 Air Express International COMMON STOCK 009104100 808 25,000 SH 12,500 12,500 Airgate PCS Incoporated COMMON STOCK 009367103 15,073 285,750 SH 270,910 14,840 AK Steel Holding Corporation COMMON STOCK 001547108 13,213 700,000 SH 467,136 232,864 Allscripts Inc COMMON STOCK 019886100 17,266 392,400 SH 373,880 18,520 America Online COMMON STOCK 02364J104 30,365 400,200 SH 379,600 20,600 American Mobile Satellite Corporation COMMON STOCK 02755R103 36,105 1,714,180 SH 1,623,300 90,880 Ameritrade Holding Corporation-CL A COMMON STOCK 03072H109 3,358 154,800 SH 141,600 13,200 AMFM Inc COMMON STOCK 001693100 73,758 942,600 SH 894,060 48,540 AMR Corporation/DEL COMMON STOCK 001765106 20,700 308,950 SH 292,790 16,160 ANACOMP Incorporated COMMON STOCK 032371106 5,809 319,370 SH 298,270 21,100 Analytical Surveys Incorporated COMMON STOCK 032683302 324 28,400 SH 26,880 1,520 Ancor Communications Incorporated COMMON STOCK 03332K108 5,091 75,000 SH 70,700 4,300 Andrea Electronics Corporation COMMON STOCK 034393108 77 10,000 SH 9,200 800 Andrew Corporation COMMON STOCK 034425108 2,367 125,000 SH 118,280 6,720 Answer Think Consulting Group COMMON STOCK 036916104 480 14,000 SH 12,950 1,050 Arch Communications Group Incorporated COMMON STOCK 039381504 27,277 4,136,799 SH 3,920,724 216,075 Arch Communications Group-WTS COMMON STOCK 039381116 201 378,529 SH 353,985 24,544 Ariba Incorporated COMMON STOCK 04033V104 33,346 188,000 SH 177,400 10,600 Ariel Corporation COMMON STOCK 04033M104 425 60,000 SH 56,820 3,180 Ask Jeeves Inc. COMMON STOCK 045174109 11,293 100,000 SH 94,400 5,600 AT&T Corp - Liberty Media Group - A COMMON STOCK 001957208 66,847 1,176,620 SH 1,115,750 60,870 AT&T Corporation COMMON STOCK 001957109 48,272 950,000 SH 898,700 51,300 Atlantic Richfield Company COMMON STOCK 048825103 2,163 25,000 SH 12,500 12,500 Auspex Systems Incorporated COMMON STOCK 052116100 462 45,040 SH 42,700 2,340 BE Aerospace Incorporated COMMON STOCK 073302101 290 34,400 SH 32,570 1,830 Be Incorporated COMMON STOCK 073309106 2,738 120,000 SH 113,760 6,240 Beyond.com Corporation COMMON STOCK 08860E101 156 20,000 SH 18,600 1,400 Biomatrix Incorporated COMMON STOCK 09060P102 1,947 101,100 SH 94,720 6,380 Books-A-Million Incorporated COMMON STOCK 098570104 748 90,000 SH 83,700 6,300 Boston Scientific Corporation COMMON STOCK 101137107 32,609 1,490,710 SH 1,411,750 78,960 Brightpoint Incorporated COMMON STOCK 109473108 4,946 376,800 SH 356,670 20,130 BroadWing Incoporated COMMON STOCK 111620100 6,824 185,060 SH 175,300 9,760 COLUMN SUB-TOTAL 624,748 Voting Authority ---------------------------- Name of Issuer Managers Sole Shared None - --------------------------------------- --------- ---------------------------- 24/7 Media Incorporated 1. 525,270 30,030 3D Systems Corp 1. 9,460 540 4Kids Entertainment Incorporated 1. 180,150 10,650 ABIOMED Incorporated 1. 70,980 4,020 Able Telcom Holding Corporation 1. 46,100 3,900 Accelr8 Technology Corporation 1. 19,200 800 ACT Networks, Inc 1. 839,190 49,600 Actrade International Limited 1. 111,500 7,700 ACTV Incorporated 1. 1,972,870 108,340 Advanced Radio Telecom Corporation.msg 1. 20,810 1,190 Advantage Learning Systems Incorporated 1. 34,200 17,900 Agribrands International Incorporated 1. 211,750 14,800 AHT Corporation 1. 576,400 39,900 Air Express International 1. 12,500 12,500 Airgate PCS Incoporated 1. 270,910 14,840 AK Steel Holding Corporation 1. 467,136 232,864 Allscripts Inc 1. 373,880 18,520 America Online 1. 379,600 20,600 American Mobile Satellite Corporation 1. 1,623,300 90,880 Ameritrade Holding Corporation-CL A 1. 141,600 13,200 AMFM Inc 1. 894,060 48,540 AMR Corporation/DEL 1. 292,790 16,160 ANACOMP Incorporated 1. 298,270 21,100 Analytical Surveys Incorporated 1. 26,880 1,520 Ancor Communications Incorporated 1. 70,700 4,300 Andrea Electronics Corporation 1. 9,200 800 Andrew Corporation 1. 118,280 6,720 Answer Think Consulting Group 1. 12,950 1,050 Arch Communications Group Incorporated 1. 3,920,724 216,075 Arch Communications Group-WTS 1. 353,985 24,544 Ariba Incorporated 1. 177,400 10,600 Ariel Corporation 1. 56,820 3,180 Ask Jeeves Inc. 1. 94,400 5,600 AT&T Corp - Liberty Media Group - A 1. 1,115,750 60,870 AT&T Corporation 1. 898,700 51,300 Atlantic Richfield Company 1. 12,500 12,500 Auspex Systems Incorporated 1. 42,700 2,340 BE Aerospace Incorporated 1. 32,570 1,830 Be Incorporated 1. 113,760 6,240 Beyond.com Corporation 1. 18,600 1,400 Biomatrix Incorporated 1. 94,720 6,380 Books-A-Million Incorporated 1. 83,700 6,300 Boston Scientific Corporation 1. 1,411,750 78,960 Brightpoint Incorporated 1. 356,670 20,130 BroadWing Incoporated 1. 175,300 9,760
Investment Discretion ---------------------- Title of Cusip Fair Market Shares or Shared Shared Name of Issuer Class Number Value (x1000) Prin. Amt. as defined Other - ----------------------------------------------------------------------------------------------------------------------- Brocade Communications Systems COMMON STOCK 111621108 4,036 22,800 SH 14,960 7,840 Cabletron Systems COMMON STOCK 126920107 31,743 1,220,890 SH 1,157,150 63,740 Calico Commerce Inc COMMON STOCK 129897104 2,650 50,000 SH 47,300 2,700 Caliper Technologies Corp. COMMON STOCK 130876105 668 10,000 SH 10,000 - Capital Re Corporation COMMON STOCK 140432105 2,063 150,000 SH 75,000 75,000 Caremark Rx, Incorporated COMMON STOCK 141705103 17,436 3,444,240 SH 3,263,900 180,340 Carlisle Holdings LTD COMMON STOCK P21277101 2,683 223,550 SH 210,150 13,400 Carrier Access Corp COMMON STOCK 144460102 10,595 157,400 SH 147,500 9,900 CD Warehouse Incorporated COMMON STOCK 12512W105 49 15,000 SH 13,900 1,100 Celeritek Inc. COMMON STOCK 150926103 1,073 55,000 SH 46,260 8,740 Cell Pathways Incorporated COMMON STOCK 15114R101 1,018 110,000 SH 104,280 5,720 Ceridian Corporation COMMON STOCK 15677T106 20,771 963,300 SH 910,800 52,500 CheckFree Holdings Corporation COMMON STOCK 162816102 3,135 30,000 SH 28,380 1,620 Children's Place COMMON STOCK 168905107 164 10,000 SH 9,480 520 China.com Corp. COMMON STOCK G2108N109 27,519 350,000 SH 331,200 18,800 Chiron Corporation COMMON STOCK 170040109 59,540 1,405,080 SH 1,331,720 73,360 ChoicePoint Incorporated COMMON STOCK 170388102 1,324 32,000 SH 30,300 1,700 Chris-Craft Industries Incorporated COMMON STOCK 170520100 1,551 21,500 SH 20,350 1,150 Chromatics Color Sciences Intl Inc COMMON STOCK 171116304 352 50,000 SH 47,000 3,000 CLEVELAND CLIFFS STK COMMON STOCK 185896107 1,027 33,000 SH 21,450 11,550 CLOSURE Medical Corporation COMMON STOCK 189093107 1,305 101,380 SH 93,000 8,380 Coinmach Laundry Corporation COMMON STOCK 19259L101 319 30,000 SH 27,900 2,100 Columbia Energy Group COMMON STOCK 197648108 1,581 25,000 SH 12,500 12,500 Comdisco Incorporated COMMON STOCK 200336105 57,432 1,541,790 SH 1,460,520 81,270 Commerce One Inc. COMMON STOCK 200693109 81,823 416,400 SH 392,660 23,740 Commontouch Software LTD. COMMON STOCK M25596103 4,856 100,000 SH 94,600 5,400 Compaq Computer Corporation COMMON STOCK 204493100 20,381 753,120 SH 712,060 41,060 Computer Learning Centers COMMON STOCK 205199102 880 366,000 SH 339,400 26,600 Conexant Systems Inc COMMON STOCK 207142100 79,698 1,200,720 SH 1,138,110 62,610 COOPER COS STK COMMON STOCK 216648402 3,320 110,220 SH 104,200 6,020 Copper Mountain Networks Inc. COMMON STOCK 217510106 3,900 80,000 SH 75,680 4,320 COR Therapeutics Incorporated COMMON STOCK 217753102 4,305 160,200 SH 151,780 8,420 Cordant Technologies Incorporated COMMON STOCK 218412104 1,650 50,000 SH 32,500 17,500 Corecomm Limited COMMON STOCK G2422R109 57,327 965,500 SH 914,910 50,590 Coulter Pharmaceutical Incorporated COMMON STOCK 222116105 1,702 75,000 SH 70,960 4,040 Coyote Network Systems Incorporated COMMON STOCK 22406P108 244 45,045 SH 39,795 5,250 Crestline Capital Corporation COMMON STOCK 226153104 19,843 962,100 SH 881,900 80,200 Crystal Systems Solutions Limited COMMON STOCK M26763108 662 40,000 SH 37,100 2,900 Crystallex International Corporation COMMON STOCK 22942F101 39 30,000 SH 27,500 2,500 CTN Media Group Incoporated COMMON STOCK 12643W107 100 10,000 SH 9,500 500 Cyberian Outpost Incorporated COMMON STOCK 231914102 929 93,500 SH 86,600 6,900 Cyrk Incorporated COMMON STOCK 232817106 564 47,500 SH 31,000 16,500 Cytoclonal Pharmaceuticals COMMON STOCK 23282G105 150 20,000 SH 18,600 1,400 Daou Systems Incorporated COMMON STOCK 237015102 61 20,000 SH 18,400 1,600 David's Bridal Inc COMMON STOCK 238576102 392 35,000 SH 32,800 2,200 COLUMN SUB-TOTAL 532,860 Voting Authority ---------------------------- Name of Issuer Managers Sole Shared None - --------------------------------------- --------- ---------------------------- Brocade Communications Systems 1. 14,960 7,840 Cabletron Systems 1. 1,157,150 63,740 Calico Commerce Inc 1. 47,300 2,700 Caliper Technologies Corp. 1. 10,000 - Capital Re Corporation 1. 75,000 75,000 Caremark Rx, Incorporated 1. 3,263,900 180,340 Carlisle Holdings LTD 1. 210,150 13,400 Carrier Access Corp 1. 147,500 9,900 CD Warehouse Incorporated 1. 13,900 1,100 Celeritek Inc. 1. 46,260 8,740 Cell Pathways Incorporated 1. 104,280 5,720 Ceridian Corporation 1. 910,800 52,500 CheckFree Holdings Corporation 1. 28,380 1,620 Children's Place 1. 9,480 520 China.com Corp. 1. 331,200 18,800 Chiron Corporation 1. 1,331,720 73,360 ChoicePoint Incorporated 1. 30,300 1,700 Chris-Craft Industries Incorporated 1. 20,350 1,150 Chromatics Color Sciences Intl Inc 1. 47,000 3,000 CLEVELAND CLIFFS STK 1. 21,450 11,550 CLOSURE Medical Corporation 1. 93,000 8,380 Coinmach Laundry Corporation 1. 27,900 2,100 Columbia Energy Group 1. 12,500 12,500 Comdisco Incorporated 1. 1,460,520 81,270 Commerce One Inc. 1. 392,660 23,740 Commontouch Software LTD. 1. 94,600 5,400 Compaq Computer Corporation 1. 712,060 41,060 Computer Learning Centers 1. 339,400 26,600 Conexant Systems Inc 1. 1,138,110 62,610 COOPER COS STK 1. 104,200 6,020 Copper Mountain Networks Inc. 1. 75,680 4,320 COR Therapeutics Incorporated 1. 151,780 8,420 Cordant Technologies Incorporated 1. 32,500 17,500 Corecomm Limited 1. 914,910 50,590 Coulter Pharmaceutical Incorporated 1. 70,960 4,040 Coyote Network Systems Incorporated 1. 39,795 5,250 Crestline Capital Corporation 1. 881,900 80,200 Crystal Systems Solutions Limited 1. 37,100 2,900 Crystallex International Corporation 1. 27,500 2,500 CTN Media Group Incoporated 1. 9,500 500 Cyberian Outpost Incorporated 1. 86,600 6,900 Cyrk Incorporated 1. 31,000 16,500 Cytoclonal Pharmaceuticals 1. 18,600 1,400 Daou Systems Incorporated 1. 18,400 1,600 David's Bridal Inc 1. 32,800 2,200
Investment Discretion ---------------------- Title of Cusip Fair Market Shares or Shared Shared Name of Issuer Class Number Value (x1000) Prin. Amt. as defined Other - ----------------------------------------------------------------------------------------------------------------------- Delta And Pine Land Company COMMON STOCK 247357106 348 20,000 SH 10,000 10,000 Ditech Communications Corp COMMON STOCK 25500M103 10,285 110,000 SH 104,070 5,930 Dualstar Technologies Corporation COMMON STOCK 263572109 2,288 300,000 SH 197,100 102,900 DUN & BRADSTREET STK COMMON STOCK 26483B106 23,088 782,630 SH 741,850 40,780 Duramed Pharmaceuticals Inc. COMMON STOCK 266354109 271 38,000 SH 24,900 13,100 E Trade Group COMMON STOCK 269246104 1,306 50,000 SH 47,400 2,600 E.W. Scripps Company COMMON STOCK 811054204 46,672 1,041,500 SH 992,220 49,280 Earthweb Incorporated COMMON STOCK 27032C108 45,261 899,600 SH 853,940 45,660 Ebay Incorporated COMMON STOCK 278642103 2,504 20,000 SH 20,000 - Ebookers.com COMMON STOCK 278725106 693 40,000 SH 40,000 - Ecollege.com COMMON STOCK 27887E100 142 13,000 SH 13,000 - Efax.com Inc COMMON STOCK 282012103 217 30,000 SH 28,000 2,000 Egghead.com Incoporated COMMON STOCK 282329101 3,310 204,398 SH 189,644 14,754 El Paso Electric Company COMMON STOCK 283677854 1,045 106,450 SH 100,710 5,740 El Sitio Inc. COMMON STOCK G30177102 368 10,000 SH 10,000 - Elite Information Group Incorporated COMMON STOCK 28659M106 6,179 578,150 SH 534,750 43,400 Enamelon Incorporated COMMON STOCK 292499100 63 258,570 SH 236,804 21,766 Entremed Incorporated COMMON STOCK 29382F103 2,127 83,000 SH 76,300 6,700 Epicor Software Corporation COMMON STOCK 29426L108 1,265 249,800 SH 236,800 13,000 Ethyl Corporation COMMON STOCK 297659104 175 50,110 SH 46,110 4,000 Etoys Incorporated COMMON STOCK 297862104 3,744 142,600 SH 134,580 8,020 Extreme Networks COMMON STOCK 30226D106 8,033 96,200 SH 90,980 5,220 F5 Networks Inc COMMON STOCK 315616102 17,704 155,300 SH 147,140 8,160 FileNET Corporation COMMON STOCK 316869106 2,201 86,300 SH 81,790 4,510 FMC Corporation COMMON STOCK 302491303 3,885 67,780 SH 64,080 3,700 Foamex International Inc COMMON STOCK 344123104 291 35,000 SH 17,500 17,500 FOCUS ENHANC STK COMMON STOCK 344159108 6,146 745,000 SH 489,060 255,940 Fort James Corporation COMMON STOCK 347471104 2,053 75,000 SH 48,750 26,250 Gardenburger Incorporated COMMON STOCK 365476100 115 17,400 SH 15,500 1,900 Genentech Inc COMMON STOCK 368710406 9,415 70,000 SH 67,000 3,000 General Instrument Corporation COMMON STOCK 370120107 4,250 50,000 SH 25,000 25,000 General Motors Corp COMMON STOCK 370442105 7,269 100,000 SH 94,600 5,400 General Mtrs Corp(CL H) COMMON STOCK 370442832 84,427 879,450 SH 833,920 45,530 Genesis Direct Incorporated COMMON STOCK 371935107 2 150,000 SH 139,400 10,600 Genesis Microchip Incorporated COMMON STOCK 371933102 5,651 267,500 SH 250,500 17,000 Gerald Stevens Incorporated COMMON STOCK 37369G101 544 65,000 SH 61,490 3,510 Gibson Greetings COMMON STOCK 374827103 448 50,000 SH 25,000 25,000 Gilat Satellite Networks COMMON STOCK M51474100 29,272 246,500 SH 233,210 13,290 GLBL LIGHT TELEC STK GBT.A COMMON STOCK 37934X100 619 50,000 SH 33,500 16,500 Glenayre Technologies Inc COMMON STOCK 377899109 9,208 814,000 SH 771,210 42,790 Global Crossing LTD COMMON STOCK G3921A100 112,885 2,257,700 SH 2,142,430 115,270 Global Industrial Technologies Inc. COMMON STOCK 379335102 1,288 100,000 SH 50,000 50,000 Go2net Incorporated COMMON STOCK 383486107 4,080 46,900 SH 30,810 16,090 Grand Union Co COMMON STOCK 386532402 22,249 2,197,447 SH 2,082,719 114,728 Gric Communications COMMON STOCK 398081109 1,649 65,000 SH 61,500 3,500 COLUMN SUB-TOTAL 485,035 Voting Authority ---------------------------- Name of Issuer Managers Sole Shared None - --------------------------------------- --------- ---------------------------- Delta And Pine Land Company 1. 10,000 10,000 Ditech Communications Corp 1. 104,070 5,930 Dualstar Technologies Corporation 1. 197,100 102,900 DUN & BRADSTREET STK 1. 741,850 40,780 Duramed Pharmaceuticals Inc. 1. 24,900 13,100 E Trade Group 1. 47,400 2,600 E.W. Scripps Company 1. 992,220 49,280 Earthweb Incorporated 1. 853,940 45,660 Ebay Incorporated 1. 20,000 - Ebookers.com 1. 40,000 - Ecollege.com 1. 13,000 - Efax.com Inc 1. 28,000 2,000 Egghead.com Incoporated 1. 189,644 14,754 El Paso Electric Company 1. 100,710 5,740 El Sitio Inc. 1. 10,000 - Elite Information Group Incorporated 1. 534,750 43,400 Enamelon Incorporated 1. 236,804 21,766 Entremed Incorporated 1. 76,300 6,700 Epicor Software Corporation 1. 236,800 13,000 Ethyl Corporation 1. 46,110 4,000 Etoys Incorporated 1. 134,580 8,020 Extreme Networks 1. 90,980 5,220 F5 Networks Inc 1. 147,140 8,160 FileNET Corporation 1. 81,790 4,510 FMC Corporation 1. 64,080 3,700 Foamex International Inc 1. 17,500 17,500 FOCUS ENHANC STK 1. 489,060 255,940 Fort James Corporation 1. 48,750 26,250 Gardenburger Incorporated 1. 15,500 1,900 Genentech Inc 1. 67,000 3,000 General Instrument Corporation 1. 25,000 25,000 General Motors Corp 1. 94,600 5,400 General Mtrs Corp(CL H) 1. 833,920 45,530 Genesis Direct Incorporated 1. 139,400 10,600 Genesis Microchip Incorporated 1. 250,500 17,000 Gerald Stevens Incorporated 1. 61,490 3,510 Gibson Greetings 1. 25,000 25,000 Gilat Satellite Networks 1. 233,210 13,290 GLBL LIGHT TELEC STK GBT.A 1. 33,500 16,500 Glenayre Technologies Inc 1. 771,210 42,790 Global Crossing LTD 1. 2,142,430 115,270 Global Industrial Technologies Inc. 1. 50,000 50,000 Go2net Incorporated 1. 30,810 16,090 Grand Union Co 1. 2,082,719 114,728 Gric Communications 1. 61,500 3,500
Investment Discretion ---------------------- Title of Cusip Fair Market Shares or Shared Shared Name of Issuer Class Number Value (x1000) Prin. Amt. as defined Other - ----------------------------------------------------------------------------------------------------------------------- Harbinger Corporation COMMON STOCK 41145C103 1,273 40,000 SH 37,860 2,140 Hartford Financial Services Group Inc. COMMON STOCK 416515104 7,414 156,500 SH 148,060 8,440 HEALTH MGMT ASSOC INC NEW (CL A) COMMON STOCK 421933102 8,409 628,680 SH 595,840 32,840 HEALTHSOUTH Corporation COMMON STOCK 421924101 538 100,000 SH 94,600 5,400 HEARTPORT TECH COMMON STOCK 421969106 262 55,140 SH 52,140 3,000 Herbalife Intl - Class A COMMON STOCK 426908208 359 25,000 SH 12,500 12,500 Highlands Insurance Group Incorporated COMMON STOCK 431032101 3,260 345,470 SH 321,270 24,200 HomeCom Communications Incorporated COMMON STOCK 43738N108 56 17,500 SH 16,100 1,400 Hyperion Solutions COMMON STOCK 44914M104 75,655 1,739,200 SH 1,648,070 91,130 IDEC Pharmaceuticals Corporation COMMON STOCK 449370105 9,825 100,000 SH 94,600 5,400 IGEN International Incorporated COMMON STOCK 449536101 6,215 208,900 SH 194,990 13,910 Imunex Corporation COMMON STOCK 452528102 15,330 140,000 SH 131,200 8,800 Infonautics Inc COMMON STOCK 456662105 803 114,700 SH 105,560 9,140 Information Resources Engineering Inc. COMMON STOCK 45675F303 2,716 132,500 SH 125,620 6,880 Information Resources Incorporated COMMON STOCK 456905108 2,628 284,115 SH 265,515 18,600 Informix Corporation COMMON STOCK 456779107 14,184 1,240,170 SH 1,174,190 65,980 Inktomi Corporation COMMON STOCK 457277101 8,929 100,600 SH 93,800 6,800 Inso Corporation COMMON STOCK 457674109 12,352 383,000 SH 361,370 21,630 INTASYS Corporation COMMON STOCK 45809M109 3,310 612,180 SH 580,060 32,120 Interleaf Incorporated COMMON STOCK 458729209 20,511 610,000 SH 541,640 68,360 Intermedia Communications Incorporated COMMON STOCK 458801107 15,525 400,000 SH 378,400 21,600 International Home Foods Incorporated COMMON STOCK 459655106 64,174 3,693,440 SH 3,498,610 194,830 Internet America Incorporated COMMON STOCK 46058Y109 827 70,000 SH 65,200 4,800 Interstate Bakeries Corporation COMMON STOCK 46072H108 3,125 172,430 SH 163,120 9,310 InterWorld Corp COMMON STOCK 46114Q108 5,677 66,500 SH 50,910 15,590 INTRANET SOLUT STK COMMON STOCK 460939309 463 12,500 SH 11,820 680 Jacada Ltd COMMON STOCK M6184R101 2,565 92,000 SH 87,050 4,950 JDA Software Group Incorporated COMMON STOCK 46612K108 9,173 560,200 SH 532,820 27,380 JDS Uniphase Corporation COMMON STOCK 46612J101 2,678 16,600 SH 15,140 1,460 John Manville Corporation COMMON STOCK 478129109 6,977 500,600 SH 375,500 125,100 Juno Online Services Inc. COMMON STOCK 482048105 8,166 230,000 SH 217,600 12,400 King Pharmaceuticals COMMON STOCK 495582108 2,243 40,000 SH 37,840 2,160 K-tel International Incorporated COMMON STOCK 482724200 826 140,600 SH 132,670 7,930 Lason Incorporated COMMON STOCK 51808R107 275 25,000 SH 23,400 1,600 Launch Media Inc COMMON STOCK 518567102 1,949 102,900 SH 96,380 6,520 LHS Group Incorporated COMMON STOCK 501938104 4,385 178,500 SH 167,300 11,200 LifeMinders.com COMMON STOCK 53219H108 578 10,000 SH 10,000 - Local Financial Corp 144A COMMON STOCK 539553107 8,196 790,000 SH 790,000 - Log On America Incorporated COMMON STOCK 540473105 203 10,000 SH 9,400 600 Loral Space & Communications Limited COMMON STOCK G56462107 7,294 300,000 SH 283,800 16,200 Louisiana-Pacific Corporation COMMON STOCK 546347105 9,190 653,500 SH 618,220 35,280 Lycos Incorporated COMMON STOCK 550818108 51,493 647,200 SH 615,810 31,390 Magellan Health Services Incorporated COMMON STOCK 559079108 1,107 175,440 SH 164,540 10,900 Martek Biosciences Corp COMMON STOCK 572901106 6,007 500,600 SH 474,570 26,030 Marvel Enterprises Inc COMMON STOCK 57383M108 4,447 808,500 SH 764,170 44,330 COLUMN SUB-TOTAL 411,572 Voting Authority ---------------------------- Name of Issuer Managers Sole Shared None - --------------------------------------- --------- ---------------------------- Harbinger Corporation 1. 37,860 2,140 Hartford Financial Services Group Inc. 1. 148,060 8,440 HEALTH MGMT ASSOC INC NEW (CL A) 1. 595,840 32,840 HEALTHSOUTH Corporation 1. 94,600 5,400 HEARTPORT TECH 1. 52,140 3,000 Herbalife Intl - Class A 1. 12,500 12,500 Highlands Insurance Group Incorporated 1. 321,270 24,200 HomeCom Communications Incorporated 1. 16,100 1,400 Hyperion Solutions 1. 1,648,070 91,130 IDEC Pharmaceuticals Corporation 1. 94,600 5,400 IGEN International Incorporated 1. 194,990 13,910 Imunex Corporation 1. 131,200 8,800 Infonautics Inc 1. 105,560 9,140 Information Resources Engineering Inc. 1. 125,620 6,880 Information Resources Incorporated 1. 265,515 18,600 Informix Corporation 1. 1,174,190 65,980 Inktomi Corporation 1. 93,800 6,800 Inso Corporation 1. 361,370 21,630 INTASYS Corporation 1. 580,060 32,120 Interleaf Incorporated 1. 541,640 68,360 Intermedia Communications Incorporated 1. 378,400 21,600 International Home Foods Incorporated 1. 3,498,610 194,830 Internet America Incorporated 1. 65,200 4,800 Interstate Bakeries Corporation 1. 163,120 9,310 InterWorld Corp 1. 50,910 15,590 INTRANET SOLUT STK 1. 11,820 680 Jacada Ltd 1. 87,050 4,950 JDA Software Group Incorporated 1. 532,820 27,380 JDS Uniphase Corporation 1. 15,140 1,460 John Manville Corporation 1. 375,500 125,100 Juno Online Services Inc. 1. 217,600 12,400 King Pharmaceuticals 1. 37,840 2,160 K-tel International Incorporated 1. 132,670 7,930 Lason Incorporated 1. 23,400 1,600 Launch Media Inc 1. 96,380 6,520 LHS Group Incorporated 1. 167,300 11,200 LifeMinders.com 1. 10,000 - Local Financial Corp 144A 1. 790,000 - Log On America Incorporated 1. 9,400 600 Loral Space & Communications Limited 1. 283,800 16,200 Louisiana-Pacific Corporation 1. 618,220 35,280 Lycos Incorporated 1. 615,810 31,390 Magellan Health Services Incorporated 1. 164,540 10,900 Martek Biosciences Corp 1. 474,570 26,030 Marvel Enterprises Inc 1. 764,170 44,330
TUDOR INVESTMENT CORPORATION QUARTERLY REPORT DETAILING 13F ELIGIBLE SECURITIES AS OF DECEMBER 31, 1999
Investment Discretion --------------------- Cusip Fair Market Shares or Shared- Shared Name of Issuer Title of Class Number Value (x1000) Prin. Amt. as defined Other - ------------------------------------------------------------------------------------------------------------------------- MascoTech Incorporated COMMON STOCK 574670105 10,118 797,480 SH 741,820 55,660 Mattel Inc COMMON STOCK 577081102 10,265 782,100 SH 739,870 42,230 McDermott International Incorporated COMMON STOCK 580037109 1,586 175,000 SH 117,999 57,001 Medical Manager Corporation COMMON STOCK 58461U103 8,646 102,620 SH 97,240 5,380 MedicaLogic Incoporated COMMON STOCK 584642102 1,071 51,000 SH 51,000 - Medicis Pharmaceutical Corporation COMMON STOCK 584690309 2,554 60,000 SH 57,150 2,850 Medscape Inc COMMON STOCK 585046105 4,650 465,000 SH 373,960 91,040 MessageMedia Inc COMMON STOCK 590787107 9,144 650,220 SH 616,440 33,780 Metalink Limited COMMON STOCK M69897102 1,019 50,000 SH 32,850 17,150 Metricom Inc COMMON STOCK 591596101 12,456 158,420 SH 150,540 7,880 Metrocall Incorporated COMMON STOCK 591647102 4,006 2,373,820 SH 2,221,910 151,910 Micromuse Incorporated COMMON STOCK 595094103 5,950 35,000 SH 32,300 2,700 MicroStrategy Incorporated COMMON STOCK 594972101 57,624 274,400 SH 257,726 16,674 Mony Group Inc COMMON STOCK 615337102 280 9,600 SH 9,080 520 Motorola Incorporated COMMON STOCK 620076109 7,363 50,000 SH 47,300 2,700 MP3.com COMMON STOCK 62473M109 3,587 113,200 SH 106,980 6,220 MRV COMMUNICATIONS INC COMMON STOCK 553477100 21,849 347,500 SH 257,190 90,310 National Discount Brokers Group Inc. COMMON STOCK 635646102 3,938 150,000 SH 139,400 10,600 Navistar International Corporation COMMON STOCK 63934E108 47,383 1,008,150 SH 955,470 52,680 NDS Group PLC - Spons ADR COMMON STOCK 628891103 1,251 41,000 SH 41,000 - Netcreation Inc. COMMON STOCK 64110N102 770 17,500 SH 16,600 900 NetManage Inc COMMON STOCK 641144100 706 142,900 SH 135,470 7,430 Network Associates Inc. COMMON STOCK 640938106 4,541 170,172 SH 160,484 9,688 Network Computing Devices Incorporated COMMON STOCK 64120N100 6,340 805,080 SH 751,200 53,880 Network Solutions Incorporated COMMON STOCK 64121Q102 21,756 100,000 SH 93,100 6,900 Netzphone Inc COMMON STOCK 64108N106 3,905 85,000 SH 80,440 4,560 New Era of Networks Incorporated COMMON STOCK 644312100 4,763 100,000 SH 93,500 6,500 Newbridge Networks Corporation COMMON STOCK 650901101 54,259 2,404,820 SH 2,278,220 126,600 Newport Corp COMMON STOCK 651824104 5,033 110,000 SH 72,180 37,820 NEXTLINK Communications Incorporated COMMON STOCK 65333H707 415 5,000 SH 3,200 1,800 North American Vaccine Incorporated COMMON STOCK 657201109 709 157,400 SH 149,200 8,200 NORTICA ENTERPRISES COMMON STOCK 639089101 115 10,200 SH 9,600 600 Novoste Corporation COMMON STOCK 67010C100 4,217 255,600 SH 181,476 74,124 NTL Incorporated COMMON STOCK 629407107 31,053 248,925 SH 236,070 12,855 NTN COMMUNICATIONS INC COMMON STOCK 629410309 7,616 2,065,400 SH 1,956,910 108,490 NUCOR CORP COMMON STOCK 670346105 1,096 20,000 SH 13,000 7,000 Nutrition for Life International Inc. COMMON STOCK 67061S202 182 83,200 SH 77,400 5,800 Nvidia Corporation COMMON STOCK 67066G104 4,694 100,000 SH 94,780 5,220 Object Design Inc COMMON STOCK 300691102 24,290 1,675,200 SH 1,585,190 90,010 Ocean Energy Incorporated COMMON STOCK 67481E106 1,550 200,000 SH 132,295 67,705 Octel Corporation COMMON STOCK 675727101 3,887 374,620 SH 350,220 24,400 Olsten Corporation COMMON STOCK 681385100 566 50,000 SH 25,000 25,000 Onhealth Network Company COMMON STOCK 68272W107 392 43,900 SH 41,610 2,290 OPTi Incorporated COMMON STOCK 683960108 1,355 255,000 SH 157,400 97,600 Organogenesis Incorporated COMMON STOCK 685906109 4,760 547,942 SH 512,572 35,370 COLUMN SUB-TOTAL 403,710 Voting Authority ------------------------------ Managers Sole Shared None -------- ------------------------------ MascoTech Incorporated 1. 741,820 55,660 Mattel Inc 1. 739,870 42,230 McDermott International Incorporated 1. 117,999 57,001 Medical Manager Corporation 1. 97,240 5,380 MedicaLogic Incoporated 1. 51,000 - Medicis Pharmaceutical Corporation 1. 57,150 2,850 Medscape Inc 1. 373,960 91,040 MessageMedia Inc 1. 616,440 33,780 Metalink Limited 1. 32,850 17,150 Metricom Inc 1. 150,540 7,880 Metrocall Incorporated 1. 2,221,910 151,910 Micromuse Incorporated 1. 32,300 2,700 MicroStrategy Incorporated 1. 257,726 16,674 Mony Group Inc 1. 9,080 520 Motorola Incorporated 1. 47,300 2,700 MP3.com 1. 106,980 6,220 MRV COMMUNICATIONS INC 1. 257,190 90,310 National Discount Brokers Group Inc. 1. 139,400 10,600 Navistar International Corporation 1. 955,470 52,680 NDS Group PLC - Spons ADR 1. 41,000 - Netcreation Inc. 1. 16,600 900 NetManage Inc 1. 135,470 7,430 Network Associates Inc. 1. 160,484 9,688 Network Computing Devices Incorporated 1. 751,200 53,880 Network Solutions Incorporated 1. 93,100 6,900 Netzphone Inc 1. 80,440 4,560 New Era of Networks Incorporated 1. 93,500 6,500 Newbridge Networks Corporation 1. 2,278,220 126,600 Newport Corp 1. 72,180 37,820 NEXTLINK Communications Incorporated 1. 3,200 1,800 North American Vaccine Incorporated 1. 149,200 8,200 NORTICA ENTERPRISES 1. 9,600 600 Novoste Corporation 1. 181,476 74,124 NTL Incorporated 1. 236,070 12,855 NTN COMMUNICATIONS INC 1. 1,956,910 108,490 NUCOR CORP 1. 13,000 7,000 Nutrition for Life International Inc. 1. 77,400 5,800 Nvidia Corporation 1. 94,780 5,220 Object Design Inc 1. 1,585,190 90,010 Ocean Energy Incorporated 1. 132,295 67,705 Octel Corporation 1. 350,220 24,400 Olsten Corporation 1. 25,000 25,000 Onhealth Network Company 1. 41,610 2,290 OPTi Incorporated 1. 157,400 97,600 Organogenesis Incorporated 1. 512,572 35,370
TUDOR INVESTMENT CORPORATION QUARTERLY REPORT DETAILING 13F ELIGIBLE SECURITIES AS OF DECEMBER 31, 1999
Investment Discretion --------------------- Cusip Fair Market Shares or Shared- Shared Name of Issuer Title of Class Number Value (x1000) Prin. Amt. as defined Other - ------------------------------------------------------------------------------------------------------------------------- Orthodontic Centers of America Inc. COMMON STOCK 68750P103 1,939 162,500 SH 155,400 7,100 Osicom Technologies Incorporated COMMON STOCK 688271501 10,987 242,164 SH 227,231 14,933 OXiGENE Incorporated COMMON STOCK 691828107 1,484 95,000 SH 87,900 7,100 P COM COMMON STOCK 693262107 5,311 600,580 SH 570,890 29,690 P.T. Pasifik Satelit Nusantara-ADR COMMON STOCK 69365Q106 12,505 833,660 SH 763,470 70,190 Pairgain Tech COMMON STOCK 695934109 25,830 1,820,600 SH 1,724,910 95,690 Park Place Entertainment COMMON STOCK 700690100 29,325 2,346,000 SH 2,223,390 122,610 Parkervision Incorporated COMMON STOCK 701354102 5,132 166,900 SH 157,100 9,800 Pediatrix Medical Group Incorporated COMMON STOCK 705324101 1,427 204,000 SH 191,850 12,150 PEOPLESOFT INC COMMON STOCK 712713106 1,360 63,800 SH 60,360 3,440 Perkinelmer Incorporated COMMON STOCK 714046109 40,351 967,930 SH 915,960 51,970 Perle Systems Limited COMMON STOCK 714152105 839 100,000 SH 94,600 5,400 Persistence Software Incorporated COMMON STOCK 715329108 1,928 85,700 SH 81,080 4,620 PHILIP MORRIS COS INC COMMON STOCK 718154107 6,900 300,000 SH 283,800 16,200 Philips Electronics - NYSE COMMON STOCK 500472204 14,175 105,000 SH 99,330 5,670 Phone.com Incorporated COMMON STOCK 71920Q100 47,535 410,000 SH 387,200 22,800 Pilot Network Services Inc COMMON STOCK 721596104 4,562 190,090 SH 180,220 9,870 Pittston Brinks Group COMMON STOCK 725701106 22,483 1,021,960 SH 968,560 53,400 Players International Incorporated COMMON STOCK 727903106 5,698 693,250 SH 649,450 43,800 PLX Technology COMMON STOCK 693417107 4,015 212,000 SH 139,100 72,900 PRECISION RESPONSE COMMON STOCK 740314109 846 34,900 SH 25,220 9,680 PREVIEW TRAVEL INC COMMON STOCK 74137R101 15,651 300,250 SH 284,260 15,990 Priceline.com COMMON STOCK 741503106 2,843 60,000 SH 56,500 3,500 PRIDE INTL STK COMMON STOCK 741932107 2,559 175,000 SH 117,573 57,427 PRIMEDIA Incorporated COMMON STOCK 74157K101 256 15,500 SH 14,670 830 Prodigy Communications Corporation COMMON STOCK 74283P107 484 25,000 SH 16,750 8,250 Provant Inc COMMON STOCK 743724106 10,175 402,990 SH 371,090 31,900 PSInet Incorporated COMMON STOCK 74437C101 37,062 600,200 SH 568,890 31,310 QRS Corporation COMMON STOCK 74726X105 1,712 16,300 SH 10,700 5,600 Quantum Corp - DLT & Storage COMMON STOCK 747906204 12,213 807,500 SH 763,930 43,570 R.H. Donnelley Corp COMMON STOCK 74955W307 4,743 251,310 SH 235,300 16,010 Racing Champions Corporation COMMON STOCK 750069106 333 75,000 SH 37,500 37,500 Radica Games Limited COMMON STOCK G7342H107 295 40,000 SH 37,400 2,600 Ragen MacKenzie Group Incorporated COMMON STOCK 750642100 180 10,000 SH 5,000 5,000 Rambus Incorporated COMMON STOCK 750917106 7,755 115,000 SH 108,860 6,140 Rare Medium Group COMMON STOCK 75382N109 15,409 451,560 SH 395,980 55,580 Red Hat Inc. COMMON STOCK 756577102 30,716 145,400 SH 137,860 7,540 Redback Networks COMMON STOCK 757209101 30,972 174,490 SH 165,680 8,810 Remec Incorporated COMMON STOCK 759543101 14,076 552,000 SH 522,200 29,800 ResMed Incorporated COMMON STOCK 761152107 1,670 40,000 SH 37,500 2,500 Reynolds & Reynolds Company (CLASS A) COMMON STOCK 761695105 1,395 62,000 SH 58,650 3,350 Reynolds Metals Company COMMON STOCK 761763101 1,916 25,000 SH 16,250 8,750 RMI.NET Inc COMMON STOCK 74961K107 83 10,000 SH 9,300 700 RPM Incorporated Ohio COMMON STOCK 749685103 1,630 160,000 SH 106,548 53,452 Salton Inc COMMON STOCK 795757103 1,461 43,700 SH 41,100 2,600 COLUMN SUB-TOTAL 440,221 Voting Authority ------------------------------ Managers Sole Shared None -------- ------------------------------ Orthodontic Centers of America Inc. 1. 155,400 7,100 Osicom Technologies Incorporated 1. 227,231 14,933 OXiGENE Incorporated 1. 87,900 7,100 P COM 1. 570,890 29,690 P.T. Pasifik Satelit Nusantara-ADR 1. 763,470 70,190 Pairgain Tech 1. 1,724,910 95,690 Park Place Entertainment 1. 2,223,390 122,610 Parkervision Incorporated 1. 157,100 9,800 Pediatrix Medical Group Incorporated 1. 191,850 12,150 PEOPLESOFT INC 1. 60,360 3,440 Perkinelmer Incorporated 1. 915,960 51,970 Perle Systems Limited 1. 94,600 5,400 Persistence Software Incorporated 1. 81,080 4,620 PHILIP MORRIS COS INC 1. 283,800 16,200 Philips Electronics - NYSE 1. 99,330 5,670 Phone.com Incorporated 1. 387,200 22,800 Pilot Network Services Inc 1. 180,220 9,870 Pittston Brinks Group 1. 968,560 53,400 Players International Incorporated 1. 649,450 43,800 PLX Technology 1. 139,100 72,900 PRECISION RESPONSE 1. 25,220 9,680 PREVIEW TRAVEL INC 1. 284,260 15,990 Priceline.com 1. 56,500 3,500 PRIDE INTL STK 1. 117,573 57,427 PRIMEDIA Incorporated 1. 14,670 830 Prodigy Communications Corporation 1. 16,750 8,250 Provant Inc 1. 371,090 31,900 PSInet Incorporated 1. 568,890 31,310 QRS Corporation 1. 10,700 5,600 Quantum Corp - DLT & Storage 1. 763,930 43,570 R.H. Donnelley Corp 1. 235,300 16,010 Racing Champions Corporation 1. 37,500 37,500 Radica Games Limited 1. 37,400 2,600 Ragen MacKenzie Group Incorporated 1. 5,000 5,000 Rambus Incorporated 1. 108,860 6,140 Rare Medium Group 1. 395,980 55,580 Red Hat Inc. 1. 137,860 7,540 Redback Networks 1. 165,680 8,810 Remec Incorporated 1. 522,200 29,800 ResMed Incorporated 1. 37,500 2,500 Reynolds & Reynolds Company (CLASS A) 1. 58,650 3,350 Reynolds Metals Company 1. 16,250 8,750 RMI.NET Inc 1. 9,300 700 RPM Incorporated Ohio 1. 106,548 53,452 Salton Inc 1. 41,100 2,600
TUDOR INVESTMENT CORPORATION QUARTERLY REPORT DETAILING 13F ELIGIBLE SECURITIES AS OF DECEMBER 31, 1999C
Investment Discretion --------------------- Cusip Fair Market Shares or Shared- Shared Name of Issuer Title of Class Number Value (x1000) Prin. Amt. as defined Other - ------------------------------------------------------------------------------------------------------------------------- Sanchez Computer Associates Incorporated COMMON STOCK 799702105 1,721 41,800 SH 39,600 2,200 SCM Microsystems Incorporated COMMON STOCK 784018103 3,677 57,500 SH 53,200 4,300 Sealed Air Corporation COMMON STOCK 81211K100 1,813 35,000 SH 22,750 12,250 Segue Software Incorporated COMMON STOCK 815807102 10,040 401,600 SH 370,660 30,940 Sensormatic Electronics Corporation COMMON STOCK 817265101 17,459 1,001,230 SH 948,680 52,550 Shorewood Packaging Corporation COMMON STOCK 825229107 473 25,000 SH 12,500 12,500 SITEL Corporation COMMON STOCK 82980K107 796 113,660 SH 107,670 5,990 Smart & Final Incorporated COMMON STOCK 831683107 131 18,000 SH 8,100 9,900 Smithfield Foods Incorporated COMMON STOCK 832248108 1,800 75,000 SH 50,025 24,975 SoftNet Systems COMMON STOCK 833964109 6,960 277,000 SH 262,050 14,950 Somera Communications Inc COMMON STOCK 834458101 311 25,000 SH 25,000 - Sonera Corp ADR COMMON STOCK 835433202 10,740 155,090 SH 147,020 8,070 Source Media Inc COMMON STOCK 836153304 3,700 200,000 SH 131,400 68,600 Southwest Gas Corporation COMMON STOCK 844895102 1,182 51,400 SH 25,700 25,700 Spectrasite Holdings Inc. COMMON STOCK 84760T100 21,098 1,940,038 SH 1,838,658 101,380 Splash Technology Holdings Incorporated COMMON STOCK 848623104 3,137 356,000 SH 320,900 35,100 SportsLine USA Incorporated COMMON STOCK 848934105 5,528 110,290 SH 104,290 6,000 SPX Corporation COMMON STOCK 784635104 77,098 954,040 SH 904,230 49,810 Spyglass Incorporated COMMON STOCK 852192103 28,705 756,960 SH 716,420 40,540 Starwood Financial Trust COMMON STOCK 85569R104 675 40,000 SH 20,000 20,000 Sterling Commerce Incorporated COMMON STOCK 859205106 9,180 270,000 SH 255,420 14,580 SUNGARD DATA SYSTEMS INC COMMON STOCK 867363103 1,675 70,530 SH 66,830 3,700 Sunquest Information Systems Inc. COMMON STOCK 867654105 7,221 534,900 SH 500,000 34,900 Symantec Corporation COMMON STOCK 871503108 25,701 438,400 SH 416,310 22,090 TEKTRONIX INC COMMON STOCK 879131100 31,466 809,420 SH 767,010 42,410 Telecorp PCS Incorporated COMMON STOCK 879299105 950 25,000 SH 25,000 - Telephone and Data Systems Incorporated COMMON STOCK 879433100 7,312 58,030 SH 54,910 3,120 Telespectrum Worldwide, Inc. COMMON STOCK 87951U109 730 102,500 SH 97,180 5,320 TELXON CORP COMMON STOCK 879700102 2,410 150,600 SH 142,510 8,090 Tenet Healthcare Corporation COMMON STOCK 88033G100 45,096 1,918,990 SH 1,818,090 100,900 Tera Computers Co COMMON STOCK 88076P108 2,319 515,300 SH 488,520 26,780 THCG Inc COMMON STOCK 87242T101 10,208 356,600 SH 338,230 18,370 The Liberty Corporation COMMON STOCK 530370105 506 12,000 SH 11,370 630 The LTV Corporation COMMON STOCK 501921100 413 100,000 SH 65,813 34,187 Theglobe.com Inc COMMON STOCK 88335R101 6,089 727,100 SH 687,950 39,150 Timken Company COMMON STOCK 887389104 7,098 347,290 SH 305,490 41,800 Todd AO Corp - Cl A COMMON STOCK 888896107 296 9,700 SH 5,600 4,100 TRANSKARYOTIC THERAPIES INC COMMON STOCK 893735100 2,310 60,000 SH 56,760 3,240 TranSwitch Corporation COMMON STOCK 894065101 16,327 225,000 SH 225,000 - Trenwick Group Incorporated COMMON STOCK 895290104 3,830 226,100 SH 148,500 77,600 Triad Hospitals Incoprated COMMON STOCK 89579K109 4,601 304,200 SH 287,780 16,420 Tritel Incorporated COMMON STOCK 89675X104 634 20,000 SH 20,000 - Triton PCS Inc COMMON STOCK 89677M106 683 15,000 SH 15,000 - Troy Group Incoporated COMMON STOCK 89733N106 150 10,000 SH 9,480 520 TSI INC MINN COMMON STOCK 872876107 190 16,200 SH 8,100 8,100 COLUMN SUB-TOTAL 384,439 Voting Authority ------------------------------- Managers Sole Shared None -------- ------------------------------- Sanchez Computer Associates Incorporated 1. 39,600 2,200 SCM Microsystems Incorporated 1. 53,200 4,300 Sealed Air Corporation 1. 22,750 12,250 Segue Software Incorporated 1. 370,660 30,940 Sensormatic Electronics Corporation 1. 948,680 52,550 Shorewood Packaging Corporation 1. 12,500 12,500 SITEL Corporation 1. 107,670 5,990 Smart & Final Incorporated 1. 8,100 9,900 Smithfield Foods Incorporated 1. 50,025 24,975 SoftNet Systems 1. 262,050 14,950 Somera Communications Inc 1. 25,000 - Sonera Corp ADR 1. 147,020 8,070 Source Media Inc 1. 131,400 68,600 Southwest Gas Corporation 1. 25,700 25,700 Spectrasite Holdings Inc. 1. 1,838,658 101,380 Splash Technology Holdings Incorporated 1. 320,900 35,100 SportsLine USA Incorporated 1. 104,290 6,000 SPX Corporation 1. 904,230 49,810 Spyglass Incorporated 1. 716,420 40,540 Starwood Financial Trust 1. 20,000 20,000 Sterling Commerce Incorporated 1. 255,420 14,580 SUNGARD DATA SYSTEMS INC 1. 66,830 3,700 Sunquest Information Systems Inc. 1. 500,000 34,900 Symantec Corporation 1. 416,310 22,090 TEKTRONIX INC 1. 767,010 42,410 Telecorp PCS Incorporated 1. 25,000 - Telephone and Data Systems Incorporated 1. 54,910 3,120 Telespectrum Worldwide, Inc. 1. 97,180 5,320 TELXON CORP 1. 142,510 8,090 Tenet Healthcare Corporation 1. 1,818,090 100,900 Tera Computers Co 1. 488,520 26,780 THCG Inc 1. 338,230 18,370 The Liberty Corporation 1. 11,370 630 The LTV Corporation 1. 65,813 34,187 Theglobe.com Inc 1. 687,950 39,150 Timken Company 1. 305,490 41,800 Todd AO Corp - Cl A 1. 5,600 4,100 TRANSKARYOTIC THERAPIES INC 1. 56,760 3,240 TranSwitch Corporation 1. 225,000 - Trenwick Group Incorporated 1. 148,500 77,600 Triad Hospitals Incoprated 1. 287,780 16,420 Tritel Incorporated 1. 20,000 - Triton PCS Inc 1. 15,000 - Troy Group Incoporated 1. 9,480 520 TSI INC MINN 1. 8,100 8,100
TUDOR INVESTMENT CORPORATION QUARTERLY REPORT DETAILING 13F ELIGIBLE SECURITIES AS OF DECEMBER 31, 1999
Investment Discretion --------------------- Cusip Fair Market Shares or Shared- Shared Name of Issuer Title of Class Number Value (x1000) Prin. Amt. as defined Other - ------------------------------------------------------------------------------------------------------------------------- TSI International Software Limited COMMON STOCK 872879101 7,944 140,300 SH 132,660 7,640 Tut Systems Inc COMMON STOCK 901103101 1,490 27,800 SH 26,100 1,700 TV Guide Incorporated COMMON STOCK 87307Q109 59,312 1,379,360 SH 1,307,910 71,450 UCAR INTL COMMON STOCK 90262K109 1,247 70,000 SH 45,500 24,500 UNIFI INC COMMON STOCK 904677101 1,232 100,060 SH 94,860 5,200 Unisys Corp COMMON STOCK 909214108 11,593 363,000 SH 343,400 19,600 United Globalcom Inc Class A COMMON STOCK 913247508 59,904 848,200 SH 811,160 37,040 United Pan-Europe Communications NV COMMON STOCK 911300200 7,268 57,000 SH 53,930 3,070 Univision Comm Inc. CL A COMMON STOCK 914906102 5,109 50,000 SH 47,300 2,700 USA Detergents Incorporated COMMON STOCK 902938109 52 18,800 SH 18,000 800 USX MARATHON GROUP COMMON STOCK 902905827 988 40,000 SH 26,000 14,000 VA Linux Systems Inc COMMON STOCK 91819B105 16,529 80,000 SH 75,700 4,300 VERITAS SOFTWARE CORP COMMON STOCK 923436109 26,136 182,610 SH 173,120 9,490 VIASOFT INC COMMON STOCK 92552U102 114 20,000 SH 10,000 10,000 Viatel Incorporated COMMON STOCK 925529208 7,180 133,900 SH 126,940 6,960 ViewCast.com COMMON STOCK 926713108 90 20,000 SH 10,000 10,000 VIVUS Incorporated COMMON STOCK 928551100 1,944 615,700 SH 588,300 27,400 Vodafone Airtouch Plc SP ADR COMMON STOCK 92857T107 66,836 1,350,220 SH 1,278,140 72,080 VoiceStream Wireless Corporation COMMON STOCK 928615103 116,120 815,950 SH 772,840 43,110 Walden Residential Properties Incorporat COMMON STOCK 931210108 865 40,000 SH 20,000 20,000 Walt Disney Company COMMON STOCK 254687106 36,369 1,243,400 SH 1,176,260 67,140 Wave Systems Corp COMMON STOCK 943526103 597 50,000 SH 47,000 3,000 Weblink Wireless Incorporated COMMON STOCK 94769A101 3,195 206,140 SH 163,240 42,900 Western Wireless Corporation COMMON STOCK 95988E204 56,529 846,870 SH 803,100 43,770 Westwood One Incorporated COMMON STOCK 961815107 2,189 28,800 SH 18,750 10,050 Wink Communications Inc. COMMON STOCK 974168106 30,746 511,900 SH 485,340 26,560 WMS Industries Incorporated COMMON STOCK 929297109 3,488 265,750 SH 246,850 18,900 Work Management Incorporated COMMON STOCK 98137N109 12,612 440,600 SH 417,690 22,910 Xeikon N.V. COMMON STOCK 984003103 360 20,000 SH 18,920 1,080 XM Satellite Radio HDS COMMON STOCK 983759101 19,730 517,500 SH 490,400 27,100 Yahoo! Incorporated COMMON STOCK 984332106 61,141 141,306 SH 131,269 10,037 Zamba Corporation COMMON STOCK 988881108 8,670 498,970 SH 473,040 25,930 ZD Net Group COMMON STOCK 989511209 4,449 211,840 SH 200,390 11,450 Ziff-Davis COMMON STOCK 989511100 3,226 203,990 SH 193,220 10,770 Zions Bancorporation COMMON STOCK 989701107 2,581 43,600 SH 21,800 21,800 ZixIt Corporation COMMON STOCK 98974P100 1,605 40,500 SH 38,000 2,500 Zoltek Companies Incorporated COMMON STOCK 98975W104 1,370 158,800 SH 150,700 8,100 Zomax Optical Media Inc COMMON STOCK 989929104 5,430 120,000 SH 111,600 8,400 Zonagen Incorporated COMMON STOCK 98975L108 1,170 267,700 SH 245,900 21,800 Z-Tel Technologies COMMON STOCK 988792107 404 10,000 SH 10,000 - COLUMN SUB-TOTAL 647,814 GRAND TOTAL 3,930,399 Voting Authority ------------------------------- Managers Sole Shared None -------- ------------------------------- TSI International Software Limited 1. 132,660 7,640 Tut Systems Inc 1. 26,100 1,700 TV Guide Incorporated 1. 1,307,910 71,450 UCAR INTL 1. 45,500 24,500 UNIFI INC 1. 94,860 5,200 Unisys Corp 1. 343,400 19,600 United Globalcom Inc Class A 1. 811,160 37,040 United Pan-Europe Communications NV 1. 53,930 3,070 Univision Comm Inc. CL A 1. 47,300 2,700 USA Detergents Incorporated 1. 18,000 800 USX MARATHON GROUP 1. 26,000 14,000 VA Linux Systems Inc 1. 75,700 4,300 VERITAS SOFTWARE CORP 1. 173,120 9,490 VIASOFT INC 1. 10,000 10,000 Viatel Incorporated 1. 126,940 6,960 ViewCast.com 1. 10,000 10,000 VIVUS Incorporated 1. 588,300 27,400 Vodafone Airtouch Plc SP ADR 1. 1,278,140 72,080 VoiceStream Wireless Corporation 1. 772,840 43,110 Walden Residential Properties Incorporate 1. 20,000 20,000 Walt Disney Company 1. 1,176,260 67,140 Wave Systems Corp 1. 47,000 3,000 Weblink Wireless Incorporated 1. 163,240 42,900 Western Wireless Corporation 1. 803,100 43,770 Westwood One Incorporated 1. 18,750 10,050 Wink Communications Inc. 1. 485,340 26,560 WMS Industries Incorporated 1. 246,850 18,900 Work Management Incorporated 1. 417,690 22,910 Xeikon N.V. 1. 18,920 1,080 XM Satellite Radio HDS 1. 490,400 27,100 Yahoo! Incorporated 1. 131,269 10,037 Zamba Corporation 1. 473,040 25,930 ZD Net Group 1. 200,390 11,450 Ziff-Davis 1. 193,220 10,770 Zions Bancorporation 1. 21,800 21,800 ZixIt Corporation 1. 38,000 2,500 Zoltek Companies Incorporated 1. 150,700 8,100 Zomax Optical Media Inc 1. 111,600 8,400 Zonagen Incorporated 1. 245,900 21,800 Z-Tel Technologies 1. 10,000 -
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