-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RiLOK8J47eC23f17ajbrZhi/YQvtjNHOMsJXfrCLhse3PFm4pUwlkCdGl2+CB6LJ 8YnZ11Da5gaK6GOR26O+VA== 0001047469-06-014137.txt : 20061114 0001047469-06-014137.hdr.sgml : 20061114 20061114131631 ACCESSION NUMBER: 0001047469-06-014137 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031231 FILED AS OF DATE: 20061114 DATE AS OF CHANGE: 20061114 EFFECTIVENESS DATE: 20061114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HALE & DORR CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000922899 IRS NUMBER: 042988321 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-03747 FILM NUMBER: 061213226 BUSINESS ADDRESS: STREET 1: 60 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6175265153 MAIL ADDRESS: STREET 1: 60 STATE ST CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: HALDOR INVESTMENT ADVISORS L P DATE OF NAME CHANGE: 19990305 13F-HR/A 1 a2174609z13f-hra.txt 13F-HR/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2003 Check Here if Amendment /X/; Amendment Number: 2 This Amendment (Check only one.): / / is a restatement. /X/ adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Hale and Dorr Capital Management LLC Address: 60 State Street Boston, MA 02109 Form 13F File Number: 028-03747 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kimberly R. Clouse Title: President Phone: 617-526-5873 Signature, Place, and Date of Signing: /s/ Kimberly R. Clouse Boston, Massachusetts November 14, 2006 - ------------------------------- --------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): / / 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) /X/ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 -------------------- Form 13F Information Table Entry Total: 48 -------------------- Form 13F Information Table Value Total: $32,761 -------------------- (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1. 028-06719 Family Capital Trust Company N.A. HALE AND DORR CAPITAL MANAGEMENT LLC FORM 13F INFORMATION TABLE QUARTER ENDED DECEMBER 31, 2003
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- --------------- --------- -------- ---------------------- ------------ ---------- ---------------------- VALUE SHARES SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- --------------- --------- -------- --------- ----- ------ ------------ ---------- ------ ------ ------ AFFILIATED COMPUTER SERVICES Class A 008190100 722 13,250 SH Sole 4,550 0 8,700 AIR PRODUCTS & CHEMICALS INC COM 009158106 554 10,495 SH Sole 10,495 0 ALLERGAN INC COM 018490102 937 12,200 SH Sole 4,300 0 7,900 ALLSCRIPTS HEALTHCARE SOLUTION COM 01988P108 520 97,817 SH Sole 97,817 0 ALTRIA GROUP INC COM 02209S103 261 4,800 SH Sole 4,800 0 ANADARKO PETE CORP COM 032511107 320 6,270 SH Sole 6,270 0 APPLIED MATERIALS INC COM 038222105 209 9,295 SH Sole 9,295 0 ARIAD PHARMACEUTICALS INC COM 04033A100 559 75,000 SH Sole 75,000 0 ARTHUR J. GALLAGHER & COMPANY COM 363576109 299 9,200 SH Sole 5,200 0 4,000 BAUSCH & LOMB INC COM 071707103 608 11,708 SH Sole 11,708 0 BERKSHIRE HATHAWAY INC Class A 084670108 6,824 81 SH Sole 81 0 CABOT CORP COM 127055101 1,108 34,800 SH Sole 34,800 0 CARNIVAL CORP COM 143658300 442 11,132 SH Sole 11,132 0 CATERPILLAR INC COM 149123101 1,264 15,230 SH Sole 15,230 0 CHUBB CORP COM 171232101 1,957 28,744 SH Sole 28,744 0 DIAMONDS TRUST SERIES I Unit Ser 1 252787106 236 2,260 SH Sole 2,260 0 DOLLAR TREE STORES COM 256747106 267 8,870 SH Sole 8,870 0 EMC CORP/MASS COM 268648102 193 14,933 SH Sole 14,933 0 EW SCRIPPS COMPANY CL A COM 811054204 329 3,500 SH Sole 3,500 0 FIRSTMERIT CORP COM 337915102 373 13,748 SH Sole 13,748 0 GENUINE PARTS COMPANY COM 372460105 266 8,023 SH Sole 8,023 0 GLATFELTER COM 377316104 149 12,000 SH Sole 12,000 0 HARTFORD FINANCIAL SERVICES GR COM 416515104 694 11,753 SH Sole 11,753 0 ISHARES DOW JONES U.S. UTILITIES DJ US Utils 464287697 290 5,035 SH Sole 5,035 0 LIBERTY MEDIA CORP CL A COM Ser A 530718105 123 10,368 SH Sole 10,368 0 LINCOLN NATIONAL CORP COM 534187109 319 7,906 SH Sole 7,906 0 LOCKHEED MARTIN CORP COM 539830109 229 4,451 SH Sole 4,331 0 120
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- --------------- --------- -------- ---------------------- ------------ ---------- ---------------------- VALUE SHARES SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- --------------- --------- -------- --------- ----- ------ ------------ ---------- ------ ------ ------ LOCKHEED MARTIN CORP COM 539830109 2 35 SH Other 1 0 35 LOWES COS INC COM 548661107 607 10,965 SH Sole 7,965 0 3,000 MAY DEPT STORES COMPANY COM 577778103 227 7,800 SH Sole 7,800 0 MEDCO HEALTH SOLUTIONS INC COM 58405U102 397 11,688 SH Sole 11,688 0 MORGAN STANLEY COM 617446448 526 9,086 SH Sole 9,086 0 MOTOROLA INC COM 620076109 641 45,758 SH Sole 45,758 0 NATIONAL CITY CORP COM 635405103 230 6,770 SH Sole 6,770 0 NEWMONT MINING CORP COM 651639106 386 7,947 SH Sole 7,947 0 NORFOLK SOUTHERN CORP COM 655844108 554 23,415 SH Sole 23,415 0 OSTEX INTERNATIONAL INC COM 68859q101 141 64,000 SH Sole 64,000 0 PPG INDUSTRIES INC COM 693506107 519 8,100 SH Sole 8,100 0 PROGRESS ENERGY INC COM 743263105 234 5,167 SH Sole 5,167 0 SCANA CORP COM 80589M102 550 16,068 SH Sole 16,068 0 SHERWIN WILLIAMS COMPANY COM 824348106 868 25,000 SH Sole 25,000 0 SPDR TRUST SER 1 Unit Ser 1 78462f103 262 2,355 SH Sole 2,355 0 SPX CORP COM 784635104 205 3,478 SH Sole 2,778 0 700 ST PAUL TRAVELERS COMPANIES IN COM 792860108 559 14,100 SH Sole 14,100 0 TARGET CORP COM 87612E106 516 13,427 SH Sole 13,427 0 UNION PACIFIC CORP COM 907818108 1,249 17,979 SH Sole 17,979 0 WAINWRIGHT BANK & TRUST COMPANY COM 930705108 3,458 242,014 SH Sole 0 242,014 ZIMMER HOLDINGS INC COM 98956P102 578 8,206 SH Sole 8,206 0 32,761
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