13F-HR/A 1 a2174576z13f-hra.txt FORM 13F-HR_1440.CEC UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2003 Check Here if Amendment /X/; Amendment Number: 2 This Amendment (Check only one.): / / is a restatement. /X/ adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Hale and Dorr Capital Management LLC Address: 60 State Street Boston, MA 02109 Form 13F File Number: 028-03747 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kimberly R. Clouse Title: President Phone: 617-526-5873 Signature, Place, and Date of Signing: /s/ Kimberly R. Clouse Boston, Massachusetts November 14, 2006 ------------------------------- --------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): / / 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) /X/ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 -------------------- Form 13F Information Table Entry Total: 45 -------------------- Form 13F Information Table Value Total: $23,684 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 028-06723 Capital Formation Group Inc. ---- --------------- ------------------------------------ HALE AND DORR CAPITAL MANAGEMENT LLC FORM 13F INFORMATION TABLE QUARTER ENDED MARCH 31, 2003
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------- ---------------- --------- -------- ---------------------- ------------ ---------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------- ---------------- --------- -------- --------- ----- ------ ------------ ---------- ------ -------- ------ AFFILIATED COMPUTER SERVICES Class A 008190100 657 14,850 SH Sole 2,100 0 12,750 ALLERGAN INC COM 018490102 1,378 20,200 SH Sole 7,800 0 12,400 ALLSTATE CORP COM 020002101 387 11,676 SH Sole 11,676 0 ANADARKO PETE CORP COM 032511107 292 6,416 SH Sole 6,416 0 ARIAD PHARMACEUTICALS INC COM 04033A100 128 100,971 SH Sole 100,971 0 BAUSCH & LOMB INC COM 071707103 466 14,163 SH Sole 14,163 0 BERKSHIRE HATHAWAY INC Class A 084670108 5,168 81 SH Sole 81 0 BHP BILLITON LTD-SPONS ADR COM 088606108 138 12,468 SH Sole 12,468 0 CABOT CORP COM 127055101 1,045 43,800 SH Sole 43,800 0 CABOT MICROELECTRONICS COM 12709P103 312 7,430 SH Sole 7,430 0 CARNIVAL CORP COM 143658300 268 11,132 SH Sole 11,132 0 CATERPILLAR INC COM 149123101 287 5,830 SH Sole 5,830 0 CHUBB CORP COM 171232101 1,278 28,844 SH Sole 28,844 0 CSX CORP COM 126408103 220 7,706 SH Sole 7,706 0 DENTSPLY INTERNATIONAL INC COM 249030107 535 15,370 SH Sole 14,530 0 840 EW SCRIPPS COMPANY Class A 811054204 276 3,650 SH Sole 3,650 0 FIRSTENERGY CORP COM 337932107 435 13,802 SH Sole 13,502 0 300 FIRSTMERIT CORP COM 337915102 257 13,948 SH Sole 13,948 0 FLEETBOSTON FINANCIAL CORP COM 339030108 577 24,165 SH Sole 24,165 0 FOCUS ENHANCEMENTS INC COM 344159108 32 45,000 SH Sole 45,000 0 GENUINE PARTS COMPANY COM 372460105 324 10,628 SH Sole 10,628 0 GLATFELTER COM 377316104 128 12,000 SH Sole 12,000 0 HARTFORD FINANCIAL SERVICES GR COM 416515104 481 13,639 SH Sole 13,639 0 INGERSOLL-RAND COMP Class A G4776G101 301 7,800 SH Sole 7,800 0 JOHNSON CONTROLS INC COM 478366107 291 4,020 SH Sole 4,020 0 KINDER MORGAN ENERGY PARTNERS COM 494550106 201 5,430 SH Sole 5,430 0 KING PHARMACEUTICALS INC COM 495582108 249 20,880 SH Sole 12,380 0 8,500 LIBERTY MEDIA CORP CL A COM Ser A 530718105 101 10,368 SH Sole 10,368 0 LINCOLN NATIONAL CORP COM 534187109 235 8,406 SH Sole 8,406 0
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------- ---------------- --------- -------- ---------------------- ------------ ---------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------- ---------------- --------- -------- --------- ----- ------ ------------ ---------- ------ -------- ------ LOWES COS INC COM 548661107 617 15,115 SH Sole 10,115 0 5,000 MAY DEPT STORES COMPANY COM 577778103 320 16,108 SH Sole 16,108 0 MORGAN STANLEY COM 617446448 380 9,901 SH Sole 9,901 0 MOTOROLA INC COM 620076109 538 65,174 SH Sole 65,174 0 NORFOLK SOUTHERN CORP COM 655844108 435 23,415 SH Sole 23,415 0 ORACLE CORP COM 68389X105 139 12,834 SH Sole 12,834 0 PPG INDUSTRIES INC COM 693506107 410 9,100 SH Sole 9,100 0 PROGRESS ENERGY INC COM 743263105 202 5,167 SH Sole 5,167 0 SCANA CORP COM 80589M102 541 18,068 SH Sole 18,068 0 SHERWIN WILLIAMS COMPANY COM 824348106 745 28,200 SH Sole 28,200 0 ST PAUL TRAVELERS COMPANIES IN COM 792860108 458 14,400 SH Sole 14,400 0 TARGET CORP COM 87612E106 555 18,972 SH Sole 18,472 0 500 UNION PACIFIC CORP COM 907818108 1,068 19,411 SH Sole 19,411 0 UNITED PARCEL SERVICE Class B 911312106 217 3,800 SH Sole 3,800 0 VODAFONE GROUP PLC-SPONS ADR COM 92857w209 216 11,830 SH Sole 11,830 0 ZIMMER HOLDINGS INC COM 98956P102 396 8,153 SH Sole 8,153 0 23,684