-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M1ndLJeX5C74zmm7lYg3e4RRsw6QVMUKZTPWOGKSX9Wyhv/4zgsjZMlOIFfsyxU+ v/h8jxy1D0e7kkc6vG7ujA== 0001047469-06-014123.txt : 20061114 0001047469-06-014123.hdr.sgml : 20061114 20061114125615 ACCESSION NUMBER: 0001047469-06-014123 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030630 FILED AS OF DATE: 20061114 DATE AS OF CHANGE: 20061114 EFFECTIVENESS DATE: 20061114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HALE & DORR CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000922899 IRS NUMBER: 042988321 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-03747 FILM NUMBER: 061213039 BUSINESS ADDRESS: STREET 1: 60 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6175265153 MAIL ADDRESS: STREET 1: 60 STATE ST CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: HALDOR INVESTMENT ADVISORS L P DATE OF NAME CHANGE: 19990305 13F-HR/A 1 a2174578z13f-hra.txt 13F-HR/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2003 ----------------------- Check Here if Amendment /X/; Amendment Number: 2 --------- This Amendment (Check only one.): / / is a restatement. /X/ adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Hale and Dorr Capital Management LLC ------------------------------- Address: 60 State Street ------------------------------- Boston, MA 02109 ------------------------------- Form 13F File Number: 028-03747 -------------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kimberly R. Clouse ------------------------------- Title: President ------------------------------- Phone: 617-526-5873 ------------------------------- Signature, Place, and Date of Signing: /s/ Kimberly R. Clouse Boston, Massachusetts November 14, 2006 ------------------------------- --------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): / / 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) /X/ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 48 Form 13F Information Table Value Total: $26,949 (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1. 028-06723 Capital Formation Group Inc. HALE AND DORR CAPITAL MANAGEMENT LLC FORM 13F INFORMATION TABLE QUARTER ENDED JUNE 30, 2003
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------- -------------- -------- -------- ------------------- ---------- -------- ------------------- VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- -------------- -------- -------- ------ --- ---- ---------- -------- ---- ------ ---- AFFILIATED COMPUTER SERVICES A Class A 008190100 830 18,150 SH Sole 4,450 0 13,700 AIR PRODUCTS & CHEMICALS INC COM 009158106 580 13,950 SH Sole 13,950 0 ANADARKO PETE CORP COM 032511107 279 6,270 SH Sole 6,270 0 ARIAD PHARMACEUTICALS INC COM 04033A100 333 75,000 SH Sole 75,000 0 ARTHUR J. GALLAGHER & COMPANY COM 363576109 1,323 48,625 SH Sole 17,825 0 30,800 ARTHUR J. GALLAGHER & COMPANY COM 363576109 45 1,670 SH Other 1 0 1,670 AVON PRODUCTS INC COM 054303102 211 3,400 SH Sole 3,400 0 BAUSCH & LOMB INC COM 071707103 454 12,108 SH Sole 12,108 0 BERKSHIRE HATHAWAY INC CL A Class A 084670108 5,872 81 SH Sole 81 0 CABOT CORP COM 127055101 1,056 36,800 SH Sole 36,800 0 CARNIVAL CORP COM 143658300 362 11,132 SH Sole 11,132 0 CATERPILLAR INC COM 149123101 324 5,830 SH Sole 5,830 0 CHUBB CORP COM 171232101 1,731 28,844 SH Sole 28,844 0 D R HORTON INC COM 23331A109 783 27,847 SH Sole 27,097 0 750 D R HORTON INC COM 23331A109 4 145 SH Other 1 0 145 DIAMONDS TRUST SERIES I Unit Ser 1 252787106 203 2,260 SH Sole 2,260 0 DOLLAR TREE STORES COM 256747106 282 8,870 SH Sole 8,870 0 EATON CORP COM 278058102 212 2,702 SH Sole 2,702 0 EW SCRIPPS COMPANY CL A COM 811054204 311 3,500 SH Sole 3,500 0 FIRSTENERGY CORP COM 337932107 424 11,040 SH Sole 10,740 0 300 FIRSTMERIT CORP COM 337915102 319 13,948 SH Sole 13,948 0 FLEETBOSTON FINANCIAL CORP COM 339030108 670 22,565 SH Sole 22,565 0 FOCUS ENHANCEMENTS INC COM 344159108 57 45,000 SH Sole 45,000 0 GENUINE PARTS COMPANY COM 372460105 340 10,628 SH Sole 10,628 0 GLATFELTER COM 377316104 177 12,000 SH Sole 12,000 0 HARTFORD FINANCIAL SERVICES GR COM 416515104 652 12,946 SH Sole 12,946 0 INGERSOLL-RAND COMP CLASS A Class A G4776G101 369 7,800 SH Sole 7,800 0 JOHNSON CONTROLS INC COM 478366107 344 4,020 SH Sole 4,020 0
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------------- -------------- -------- -------- ------------------- ---------- -------- ------------------- VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- -------------- -------- -------- ------ --- ---- ---------- -------- ---- ------ ---- LIBERTY MEDIA CORP CL A COM Ser A 530718105 120 10,368 SH Sole 10,368 0 LINCOLN NATIONAL CORP COM 534187109 300 8,406 SH Sole 8,406 0 LOWES COS INC COM 548661107 645 15,015 SH Sole 10,015 0 5,000 MAY DEPT STORES COMPANY COM 577778103 349 15,700 SH Sole 15,700 0 MORGAN STANLEY COM 617446448 420 9,829 SH Sole 9,829 0 MOTOROLA INC COM 620076109 517 54,874 SH Sole 54,874 0 NATIONAL CITY CORP COM 635405103 221 6,770 SH Sole 6,770 0 NORFOLK SOUTHERN CORP COM 655844108 450 23,415 SH Sole 23,415 0 ORACLE CORP COM 68389X105 137 11,414 SH Sole 11,414 0 PPG INDUSTRIES INC COM 693506107 462 9,100 SH Sole 9,100 0 PROGRESS ENERGY INC COM 743263105 227 5,167 SH Sole 5,167 0 SCANA CORP COM 80589M102 619 18,068 SH Sole 18,068 0 SHERWIN WILLIAMS COMPANY COM 824348106 758 28,200 SH Sole 28,200 0 SPDR TRUST SER 1 Unit Ser 1 78462f103 222 2,276 SH Sole 2,276 0 ST PAUL TRAVELERS COMPANIES IN COM 792860108 526 14,400 SH Sole 14,400 0 TARGET CORP COM 87612E106 466 12,322 SH Sole 12,322 0 UNION PACIFIC CORP COM 907818108 1,126 19,411 SH Sole 19,411 0 UNITED PARCEL SERVICE CL B Class B 911312106 242 3,800 SH Sole 3,800 0 VODAFONE GROUP PLC-SPONS ADR COM 92857w209 228 11,590 SH Sole 11,590 0 ZIMMER HOLDINGS INC COM 98956P102 367 8,148 SH Sole 8,148 0 26,949
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