-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Gsi+eHogO+Iaq94pzpFH4s99tTE/Vx/fK0qZAKqMTQY9ZeW5khtglnZtpzsdCPQp OMCv8L9qZuYLZb0YF1A3OA== 0001047469-06-014121.txt : 20061114 0001047469-06-014121.hdr.sgml : 20061114 20061114125405 ACCESSION NUMBER: 0001047469-06-014121 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040630 FILED AS OF DATE: 20061114 DATE AS OF CHANGE: 20061114 EFFECTIVENESS DATE: 20061114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HALE & DORR CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000922899 IRS NUMBER: 042988321 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-03747 FILM NUMBER: 061213022 BUSINESS ADDRESS: STREET 1: 60 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6175265153 MAIL ADDRESS: STREET 1: 60 STATE ST CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: HALDOR INVESTMENT ADVISORS L P DATE OF NAME CHANGE: 19990305 13F-HR/A 1 a2174583z13f-hra.txt FORM 13F-HR/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2004 Check Here if Amendment /X/; Amendment Number: 2 This Amendment (Check only one.): / / is a restatement. /X/ adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Hale and Dorr Capital Management LLC Address: 60 State Street Boston, MA 02109 Form 13F File Number: 028-03747 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kimberly R. Clouse Title: President Phone: 617-526-5873 Signature, Place, and Date of Signing: /s/ Kimberly R. Clouse Boston, Massachusetts November 14, 2006 - ------------------------------- --------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): / / 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) /X/ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 -------------------- Form 13F Information Table Entry Total: 49 -------------------- Form 13F Information Table Value Total: $38,401 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1. 028-06719 Family Capital Trust Company N.A. HALE AND DORR CAPITAL MANAGEMENT LLC FORM 13F INFORMATION TABLE QUARTER ENDED JUNE 30, 2004
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- --------------- --------- -------- ---------------------- ------------ ---------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- --------------- --------- -------- --------- ----- ------ ------------ ---------- ------ ------ ------ AFFILIATED COMPUTER SERVICES A Class A 008190100 426 8,050 SH Sole 3,050 0 5,000 AIR PRODUCTS & CHEMICALS INC COM 009158106 456 8,700 SH Sole 8,700 0 ALLERGAN INC COM 018490102 761 8,500 SH Sole 3,500 0 5,000 ALLSCRIPTS HEALTHCARE SOLUTION COM 01988P108 767 97,817 SH Sole 97,817 0 ALLTEL CORP COM 020039103 341 6,741 SH Sole 6,741 0 ALTRIA GROUP INC COM 02209S103 250 5,000 SH Sole 5,000 0 AMERICAN CAPITAL STRATEGIES COM 024937104 1,072 38,272 SH Sole 16,337 0 21,935 AMERICAN CAPITAL STRATEGIES COM 024937104 5 185 SH Other 1 0 185 ANADARKO PETE CORP COM 032511107 370 6,312 SH Sole 6,312 0 ARIAD PHARMACEUTICALS INC COM 04033A100 562 75,000 SH Sole 75,000 0 BAUSCH & LOMB INC COM 071707103 755 11,608 SH Sole 11,608 0 BERKSHIRE HATHAWAY INC CL A Class A 084670108 7,205 81 SH Sole 81 0 BIOMET INC COM 090613100 910 20,485 SH Sole 20,485 0 BRISTOL MYERS SQUIBB COM 110122108 1,011 41,282 SH Sole 41,282 0 CABOT CORP COM 127055101 1,294 31,800 SH Sole 31,800 0 CAREMARK RX INC COM 141705103 213 6,458 SH Sole 6,458 0 CARNIVAL CORP COM 143658300 523 11,132 SH Sole 11,132 0 CATERPILLAR INC COM 149123101 956 12,030 SH Sole 12,030 0 CHUBB CORP COM 171232101 1,871 27,444 SH Sole 27,444 0 DOLLAR TREE STORES COM 256747106 243 8,870 SH Sole 8,870 0 EW SCRIPPS COMPANY CL A COM 811054204 210 2,000 SH Sole 2,000 0 FIFTH THIRD BANCORP COM 316773100 286 5,324 SH Sole 5,324 0 FIRSTMERIT CORP COM 337915102 363 13,748 SH Sole 13,748 0 FOREST LABORATORIES COM 345838106 319 5,635 SH Sole 5,635 0 GENUINE PARTS COMPANY COM 372460105 238 5,990 SH Sole 5,990 0 HARTFORD FINANCIAL SERVICES GR COM 416515104 690 10,035 SH Sole 10,035 0 ING PRIME RATE TRUST SH Ben Int 44977w106 129 16,000 SH Sole 16,000 0 ISHARES MSCI EAFE IDX 464287465 487 3,405 SH Sole 3,405 0
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- --------------- --------- -------- ---------------------- ------------ ---------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- --------------- --------- -------- --------- ----- ------ ------------ ---------- ------ ------ ------ ISHARES US TIPS BD FD 464287176 753 7,385 SH Sole 7,385 0 JM SMUCKER COMPANY COM 832696405 444 9,679 SH Sole 9,679 0 LOWES COS INC COM 548661107 327 6,215 SH Sole 6,215 0 MAY DEPT STORES COMPANY COM 577778103 214 7,800 SH Sole 7,800 0 MEDCO HEALTH SOLUTIONS INC COM 58405U102 351 9,369 SH Sole 9,369 0 MORGAN STANLEY COM 617446448 398 7,546 SH Sole 7,546 0 MOTOROLA INC COM 620076109 738 40,440 SH Sole 40,440 0 NATIONAL CITY CORP COM 635405103 246 7,023 SH Sole 7,023 0 NEWMONT MINING CORP COM 651639106 308 7,947 SH Sole 7,947 0 NORFOLK SOUTHERN CORP COM 655844108 621 23,415 SH Sole 23,415 0 PETROLEUM DEV CORP COM 716578109 255 9,300 SH Sole 9,300 0 PPG INDUSTRIES INC COM 693506107 444 7,100 SH Sole 7,100 0 SCANA CORP COM 80589M102 584 16,068 SH Sole 16,068 0 SHERWIN WILLIAMS COMPANY COM 824348106 956 23,000 SH Sole 23,000 0 ST PAUL TRAVELERS COMPANIES IN COM 792860108 553 13,639 SH Sole 13,639 0 STRYKER CORP COM 863667101 620 11,280 SH Sole 11,280 0 TARGET CORP COM 87612E106 374 8,810 SH Sole 8,810 0 UNION PACIFIC CORP COM 907818108 938 15,770 SH Sole 15,770 0 VAN KAMPEN SENIOR INCOME TRUST COM 920961109 186 21,000 SH Sole 21,000 0 WAINWRIGHT BANK & TRUST COMP COM 930705108 4,581 381,447 SH Sole 0 381,447 WEYERHAEUSER COMPANY COM 962166104 1,797 28,467 SH Sole 28,467 0 38,401
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