-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IKDKGr+Qk2KjAGuYqgqRntXZZFrogCcYZuKzvaBMgsQ5gyrClVFnvNXF2YBIV+k3 NyQA966BIAnxGEpwfS8+Iw== 0001047469-06-014120.txt : 20061114 0001047469-06-014120.hdr.sgml : 20061114 20061114125304 ACCESSION NUMBER: 0001047469-06-014120 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040630 FILED AS OF DATE: 20061114 DATE AS OF CHANGE: 20061114 EFFECTIVENESS DATE: 20061114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HALE & DORR CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000922899 IRS NUMBER: 042988321 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-03747 FILM NUMBER: 061213018 BUSINESS ADDRESS: STREET 1: 60 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6175265153 MAIL ADDRESS: STREET 1: 60 STATE ST CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: HALDOR INVESTMENT ADVISORS L P DATE OF NAME CHANGE: 19990305 13F-HR/A 1 a2174582z13f-hra.txt 13F-HR/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2004 ----------------------- Check Here if Amendment /X/; Amendment Number: 1 --------- This Amendment (Check only one.): /X/ is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Hale and Dorr Capital Management LLC ------------------------------------ Address: 60 State Street ------------------------------------ Boston, MA 02109 ------------------------------------ ------------------------------------ Form 13F File Number: 028-03747 ------------------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kimberly R. Clouse ------------------------------- Title: President ------------------------------- Phone: 617-526-5873 ------------------------------- Signature, Place, and Date of Signing: /s/ Kimberly R. Clouse Boston, Massachusetts November 14, 2006 ------------------------------- ---------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): / / 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) /X/ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 -------------------- Form 13F Information Table Entry Total: 209 -------------------- Form 13F Information Table Value Total: $776,598 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1. 028-06719 Family Capital Trust Company N.A. ------ ----------------- --------------------------------- HALE AND DORR CAPITAL MANAGEMENT LLC FORM 13F INFORMATION TABLE QUARTER ENDED JUNE 30, 2004
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- ---------------- --------- -------- ---------------------- ------------ ---------- ---------------------- VALUE SHARES SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- ---------------- --------- -------- --------- ----- ------ ------------ ---------- ------ -------- ------ 3M COMPANY COM 88579Y101 24,701 274,421 SH Sole 255,001 0 19,420 3M COMPANY COM 88579Y101 75 830 SH Other 1 0 830 ABBOTT LABORATORIES COM 002824100 1,817 44,580 SH Sole 44,580 0 AFLAC INC COM 001055102 5,735 140,521 SH Sole 106,641 0 33,880 AFLAC INC COM 001055102 57 1,405 SH Other 1 0 1,405 AKAMAI TECHNOLOGIES INC COM 00971T101 1,553 86,500 SH Sole 86,500 0 ALBERTO-CULVER COMPANY CL B COM 013068101 3,677 73,326 SH Sole 49,346 0 23,980 ALBERTO-CULVER COMPANY CL B COM 013068101 46 927 SH Other 1 0 927 ALCOA INC COM 013817101 2,456 74,351 SH Sole 74,351 0 ALLSTATE CORP COM 020002101 3,274 70,335 SH Sole 51,055 0 19,280 ALLSTATE CORP COM 020002101 38 825 SH Other 1 0 825 AMBAC FINANCIAL GROUP INC COM 023139108 3,165 43,095 SH Sole 32,035 0 11,060 AMBAC FINANCIAL GROUP INC COM 023139108 35 470 SH Other 1 0 470 AMERICAN EXPRESS COMPANY COM 025816109 12,961 252,267 SH Sole 230,647 0 21,620 AMERICAN EXPRESS COMPANY COM 025816109 53 1,040 SH Other 1 0 1,040 AMERICAN INTERNATIONAL GROUP COM 026874107 19,431 272,594 SH Sole 253,020 0 19,574 AMERICAN INTERNATIONAL GROUP COM 026874107 63 890 SH Other 1 0 890 AMGEN INC COM 031162100 7,648 140,147 SH Sole 120,632 0 19,515 AMGEN INC COM 031162100 49 895 SH Other 1 0 895 ANALOG DEVICES INC COM 032654105 34,154 725,442 SH Sole 428,613 0 296,829 ANHEUSER BUSCH COMPS INC COM 035229103 1,103 20,418 SH Sole 20,418 0 ANNTAYLOR STORES CORP COM 036115103 1,771 61,126 SH Sole 52,190 0 8,936 APACHE CORP COM 037411105 4,080 93,682 SH Sole 66,842 0 26,840 APACHE CORP COM 037411105 53 1,210 SH Other 1 0 1,210 AT&T WIRELESS SERVICES INC COM 00209a106 425 29,652 SH Sole 29,652 0 AUTOMATIC DATA PROCESS INC COM 053015103 3,969 94,766 SH Sole 94,766 0 AUTOZONE INC COM 053332102 3,098 38,675 SH Sole 25,530 0 13,145 AUTOZONE INC COM 053332102 46 580 SH Other 1 0 580
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- ---------------- --------- -------- ---------------------- ------------ ---------- ---------------------- VALUE SHARES SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- ---------------- --------- -------- --------- ----- ------ ------------ ---------- ------ -------- ------ AVERY DENNISON CORP COM 053611109 5,373 83,937 SH Sole 83,937 0 AVON PRODUCTS INC COM 054303102 221 4,800 SH Sole 4,800 0 BANK OF AMERICA CORP COM 060505104 11,401 134,729 SH Sole 113,504 0 21,225 BANK OF AMERICA CORP COM 060505104 85 1,000 SH Other 1 0 1,000 BANK ONE CORP COM 06423a103 1,632 32,006 SH Sole 32,006 0 BARD (C.R.) INC COM 067383109 3,601 63,559 SH Sole 39,469 0 24,090 BARD (C.R.) INC COM 067383109 57 1,000 SH Other 1 0 1,000 BARR LABORATORIES INC COM 068306109 2,209 65,551 SH Sole 44,044 0 21,507 BARR LABORATORIES INC COM 068306109 27 813 SH Other 1 0 813 BAXTER INTERNATIONAL INC COM 071813109 2,978 86,304 SH Sole 86,304 0 BECKMAN COULTER INC COM 075811109 3,301 54,110 SH Sole 33,855 0 20,255 BECKMAN COULTER INC COM 075811109 50 815 SH Other 1 0 815 BECTON DICKINSON & COMPANY COM 075887109 3,170 61,202 SH Sole 61,202 0 BELLSOUTH CORP COM 079860102 6,429 245,176 SH Sole 245,176 0 BERKSHIRE HATHAWAY INC CL B Class B 084670207 680 230 SH Sole 230 0 BP PLC-SPONS ADR Spon ADR 055622104 7,384 137,830 SH Sole 137,830 0 CARDINAL HEALTH INC COM 14149Y108 4,526 64,614 SH Sole 52,309 0 12,305 CARDINAL HEALTH INC COM 14149Y108 37 530 SH Other 1 0 530 CHEVRONTEXACO CORP COM 166764100 3,350 35,598 SH Sole 35,598 0 CIGNA CORP COM 125509109 1,719 24,975 SH Sole 24,975 0 CISCO SYSTEMS INC COM 17275R102 15,800 666,647 SH Sole 576,972 0 89,675 CISCO SYSTEMS INC COM 17275R102 92 3,885 SH Other 1 0 3,885 CITIGROUP INC COM 172967101 14,492 311,666 SH Sole 275,773 0 35,893 CITIGROUP INC COM 172967101 80 1,715 SH Other 1 0 1,715 COACH INC COM 189754104 3,627 80,265 SH Sole 55,115 0 25,150 COACH INC COM 189754104 52 1,145 SH Other 1 0 1,145 COCA COLA COMPANY COM 191216100 5,017 99,391 SH Sole 99,391 0 COLGATE-PALMOLIVE COMPANY COM 194162103 8,942 152,982 SH Sole 152,982 0 CONSTELLATION ENERGY COM 210371100 1,843 48,635 SH Sole 43,315 0 5,320 CONSTELLATION ENERGY COM 210371100 35 935 SH Other 1 0 935 CSX CORP COM 126408103 253 7,706 SH Sole 7,706 0 D R HORTON INC COM 23331A109 4,269 150,306 SH Sole 100,456 0 49,850 D R HORTON INC COM 23331A109 61 2,160 SH Other 1 0 2,160 DANAHER CORP COM 235851102 1,605 30,962 SH Sole 20,962 0 10,000 DEAN FOODS COMPANY COM 242370104 367 9,840 SH Sole 9,840 0 DELL INC COM 24702R101 11,314 315,845 SH Sole 275,295 0 40,550 DELL INC COM 24702R101 60 1,675 SH Other 1 0 1,675 DENTSPLY INTERNATIONAL INC COM 249030107 3,278 62,911 SH Sole 45,586 0 17,325
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- ---------------- --------- -------- ---------------------- ------------ ---------- ---------------------- VALUE SHARES SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- ---------------- --------- -------- --------- ----- ------ ------------ ---------- ------ -------- ------ DENTSPLY INTERNATIONAL INC COM 249030107 39 755 SH Other 1 0 755 DISNEY, THE WALT COMPANY COM 254687106 1,521 59,670 SH Sole 59,670 0 DOMINION RESOURCES INC/VA COM 25746U109 6,228 98,724 SH Sole 82,644 0 16,080 DOMINION RESOURCES INC/VA COM 25746U109 41 650 SH Other 1 0 650 DONALDSON INC COM 257651109 4,851 165,573 SH Sole 124,833 0 40,740 DONALDSON INC COM 257651109 50 1,710 SH Other 1 0 1,710 DOW CHEMICAL COMPANY COM 260543103 1,689 41,499 SH Sole 41,499 0 DU PONT EI DE NEMOURS COM 263534109 1,987 44,739 SH Sole 44,739 0 DUKE ENERGY CORP COM 264399106 488 24,053 SH Sole 24,053 0 E*TRADE FINANCIAL CORP COM 269246104 1,183 106,140 SH Sole 89,595 0 16,545 EATON CORP COM 278058102 5,103 78,824 SH Sole 57,934 0 20,890 EATON CORP COM 278058102 60 925 SH Other 1 0 925 ELECTRONICS ARTS INC COM 285512109 2,944 53,965 SH Sole 37,755 0 16,210 ELECTRONICS ARTS INC COM 285512109 55 1,015 SH Other 1 0 1,015 ELI LILLY & COMPANY COM 532457108 1,619 23,159 SH Sole 23,159 0 EMC CORP/MASS COM 268648102 1,923 168,715 SH Sole 129,745 0 38,970 EMC CORP/MASS COM 268648102 35 3,030 SH Other 1 0 3,030 EMERSON ELECTRIC COMPANY COM 291011104 1,562 24,579 SH Sole 24,579 0 ENTERGY CORP COM 29364G103 4,472 79,843 SH Sole 65,588 0 14,255 ENTERGY CORP COM 29364G103 38 670 SH Other 1 0 670 EXXON MOBIL CORP COM 30231G102 36,488 821,617 SH Sole 771,442 0 50,175 EXXON MOBIL CORP COM 30231G102 99 2,220 SH Other 1 0 2,220 FANNIE MAE COM 313586109 501 7,025 SH Sole 7,025 0 FIRST DATA CORP COM 319963104 5,557 124,827 SH Sole 92,757 0 32,070 FIRST DATA CORP COM 319963104 57 1,270 SH Other 1 0 1,270 FIRST HORIZON NATIONAL CORP COM 320517105 1,124 24,725 SH Sole 23,750 0 975 FIRST HORIZON NATIONAL CORP COM 320517105 69 1,520 SH Other 1 0 1,520 FISERV INC COM 337738108 2,507 64,470 SH Sole 44,135 0 20,335 FISERV INC COM 337738108 32 830 SH Other 1 0 830 FORTUNE BRANDS INC COM 349631101 5,495 72,852 SH Sole 59,602 0 13,250 FORTUNE BRANDS INC COM 349631101 46 610 SH Other 1 0 610 GANNETT INC COM 364730101 1,712 20,178 SH Sole 20,178 0 GENERAL ELECTRIC COMPANY COM 369604103 40,269 1,242,870 SH Sole ,171,915 0 70,955 GENERAL ELECTRIC COMPANY COM 369604103 110 3,385 SH Other 1 0 3,385 GENERAL MILLS INC COM 370334104 3,220 67,757 SH Sole 67,757 0 GILEAD SCIENCES INC COM 375558103 3,157 47,125 SH Sole 30,185 0 16,940 GILEAD SCIENCES INC COM 375558103 52 770 SH Other 1 0 770
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- ---------------- --------- -------- ---------------------- ------------ ---------- ---------------------- VALUE SHARES SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- ---------------- --------- -------- --------- ----- ------ ------------ ---------- ------ -------- ------ GILLETTE COMPANY COM 375766102 1,791 42,242 SH Sole 42,242 0 GLAXOSMITHKLINE PLC-SPONS ADR Spon ADR 37733W105 2,604 62,818 SH Sole 62,818 0 HEINZ HJ COMPANY COM 423074103 715 18,229 SH Sole 18,229 0 HEWLETT PACKARD COMPANY COM 428236103 1,371 64,953 SH Sole 64,953 0 HOME DEPOT INC COM 437076102 1,713 48,663 SH Sole 48,663 0 HONEYWELL INTERNATIONAL INC COM 438516106 2,865 78,209 SH Sole 78,209 0 IBM CORP COM 459200101 24,745 280,716 SH Sole 268,681 0 12,035 IBM CORP COM 459200101 43 490 SH Other 1 0 490 ILLINOIS TOOL WORKS INC COM 452308109 362 3,780 SH Sole 3,780 0 INGERSOLL-RAND COMP CLASS A Class A G4776G101 4,342 63,570 SH Sole 44,165 0 19,405 INGERSOLL-RAND COMP CLASS A Class A G4776G101 46 670 SH Other 1 0 670 INTEL CORP COM 458140100 19,361 701,497 SH Sole 629,552 0 71,945 INTEL CORP COM 458140100 88 3,200 SH Other 1 0 3,200 INTERNATIONAL FLAVORS & FRAGRAN COM 459506101 244 6,515 SH Sole 6,515 0 INTERNATIONAL PAPER COMPANY COM 460146103 1,080 24,155 SH Sole 24,155 0 ISHARES DOW JONES U.S. UTILITIES DJ US Utils 464287697 618 10,518 SH Sole 10,518 0 ISHARES DOW JONES U.S. REAL ESTATE DJ Real Est 464287739 2,573 25,472 SH Sole 25,472 0 J P MORGAN CHASE & COMPANY COM 46625H100 1,106 28,519 SH Sole 28,519 0 JOHNSON & JOHNSON COM 478160104 29,950 537,706 SH Sole 516,106 0 21,600 JOHNSON & JOHNSON COM 478160104 58 1,045 SH Other 1 0 1,045 JOHNSON CONTROLS INC COM 478366107 429 8,040 SH Sole 8,040 0 KIMBERLY CLARK CORP COM 494368103 3,330 50,547 SH Sole 50,547 0 KINDER MORGAN INC COM 49455P101 4,697 79,226 SH Sole 56,511 0 22,715 KINDER MORGAN INC COM 49455P101 59 990 SH Other 1 0 990 L-3 COMMUNICATIONS HOLDINGS IN COM 502424104 6,331 94,772 SH Sole 69,902 0 24,870 L-3 COMMUNICATIONS HOLDINGS IN COM 502424104 73 1,095 SH Other 1 0 1,095 LEAR CORP COM 521865105 4,030 68,315 SH Sole 48,590 0 19,725 LEAR CORP COM 521865105 42 710 SH Other 1 0 710 LEGG MASON INC COM 524901105 2,635 28,950 SH Sole 25,870 0 3,080 LEGG MASON INC COM 524901105 43 475 SH Other 1 0 475 MANULIFE FINANCIAL CORP COM 56501R106 1,247 30,800 SH Sole 30,800 0 MARSH & MCLENNAN COMPS INC COM 571748102 2,854 62,898 SH Sole 62,898 0 MCDONALDS CORP COM 580135101 841 32,363 SH Sole 32,363 0 MCGRAW-HILL COMPANIES INC COM 580645109 9,602 125,398 SH Sole 114,613 0 10,785 MCGRAW-HILL COMPANIES INC COM 580645109 34 445 SH Other 1 0 445 MEDTRONIC INC COM 585055106 2,325 47,713 SH Sole 47,713 0 MERCK & COMPANY INC COM 589331107 7,517 158,259 SH Sole 158,259 0
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- ---------------- --------- -------- ---------------------- ------------ ---------- ---------------------- VALUE SHARES SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- ---------------- --------- -------- --------- ----- ------ ------------ ---------- ------ -------- ------ MERRILL LYNCH & COMPANY INC COM 590188108 216 4,000 SH Sole 4,000 0 MICROSOFT CORP COM 594918104 19,331 676,840 SH Sole 589,715 0 87,125 MICROSOFT CORP COM 594918104 123 4,320 SH Other 1 0 4,320 NEW YORK TIMES COMPANY CL A Class A 650111107 711 15,896 SH Sole 15,896 0 NOKIA CORP-SPONS ADR Spon ADR 654902204 737 50,670 SH Sole 50,670 0 NORTEL NETWORKS CORP COM 656568102 103 20,698 SH Sole 20,698 0 OCCIDENTAL PETROLEUM CORP COM 674599105 5,124 105,842 SH Sole 78,137 0 27,705 OCCIDENTAL PETROLEUM CORP COM 674599105 58 1,195 SH Other 1 0 1,195 OMNICOM GROUP INC COM 681919106 902 11,886 SH Sole 11,886 0 PATTERSON COMPANIES INC COM 703395103 1,472 19,247 SH Sole 19,247 0 PEPSICO INC COM 713448108 10,704 198,666 SH Sole 174,136 0 24,530 PEPSICO INC COM 713448108 56 1,035 SH Other 1 0 1,035 PETSMART INC COM 716768106 3,649 112,450 SH Sole 78,485 0 33,965 PFIZER INC COM 717081103 26,281 766,666 SH Sole 718,786 0 47,880 PFIZER INC COM 717081103 71 2,060 SH Other 1 0 2,060 PITNEY BOWES INC COM 724479100 1,025 23,175 SH Sole 23,175 0 PROCTER & GAMBLE COMPANY COM 742718109 32,881 603,987 SH Sole 577,647 0 26,340 PROCTER & GAMBLE COMPANY COM 742718109 56 1,030 SH Other 1 0 1,030 QUESTAR CORP COM 748356102 4,049 104,780 SH Sole 77,035 0 27,745 QUESTAR CORP COM 748356102 47 1,215 SH Other 1 0 1,215 RENAISSANCERE HOLDINGS LTD COM G7496G103 3,076 57,010 SH Sole 36,520 0 20,490 RENAISSANCERE HOLDINGS LTD COM G7496G103 46 855 SH Other 1 0 855 ROCKWELL AUTOMATION INC COM 773903109 3,281 87,465 SH Sole 58,830 0 28,635 ROCKWELL AUTOMATION INC COM 773903109 49 1,305 SH Other 1 0 1,305 ROSS STORES INC COM 778296103 3,198 119,522 SH Sole 83,722 0 35,800 ROSS STORES INC COM 778296103 41 1,545 SH Other 1 0 1,545 ROYAL DUTCH PETROLEUM COMP-NY Spon ADR 780257804 4,636 89,725 SH Sole 89,725 0 SARA LEE CORP COM 803111103 1,274 55,437 SH Sole 55,437 0 SBC COMMUNICATIONS INC COM 78387g103 2,188 90,238 SH Sole 90,238 0 SCHERING PLOUGH CORP COM 806605101 508 27,480 SH Sole 27,480 0 SCHLUMBERGER LTD COM 806857108 1,595 25,120 SH Sole 25,120 0 SLM CORP COM 78442P106 3,818 94,390 SH Sole 70,120 0 24,270 SLM CORP COM 78442P106 58 1,445 SH Other 1 0 1,445 ST JUDE MEDICAL INC COM 790849103 225 2,980 SH Sole 2,980 0 STANDEX INTERNATIONAL CORP COM 854231107 10,936 402,060 SH Sole 402,060 0 STATE STREET CORP COM 857477103 2,056 41,915 SH Sole 41,915 0 SYSCO CORP COM 871829107 684 19,075 SH Sole 19,075 0
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- ---------------- --------- -------- ---------------------- ------------ ---------- ---------------------- VALUE SHARES SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- ---------------- --------- -------- --------- ----- ------ ------------ ---------- ------ -------- ------ TEVA PHARMACEUTICAL-SPONS ADR ADR 881624209 5,139 76,494 SH Sole 56,959 0 19,535 TEVA PHARMACEUTICAL-SPONS ADR ADR 881624209 49 725 SH Other 1 0 725 TEXAS INSTRUMENTS INC COM 882508104 5,633 232,963 SH Sole 178,073 0 54,890 TEXAS INSTRUMENTS INC COM 882508104 57 2,375 SH Other 1 0 2,375 THE HERSHEY FOODS CORP COM 427866108 3,325 71,864 SH Sole 45,364 0 26,500 THE HERSHEY FOODS CORP COM 427866108 61 1,320 SH Other 1 0 1,320 TIME WARNER INC COM 887317105 296 16,815 SH Sole 16,815 0 UNITED TECHNOLOGIES CORP COM 913017109 18,334 200,413 SH Sole 184,188 0 16,225 UNITED TECHNOLOGIES CORP COM 913017109 62 675 SH Other 1 0 675 UNITEDHEALTH GROUP INC COM 91324P102 4,310 69,236 SH Sole 49,346 0 19,890 UNITEDHEALTH GROUP INC COM 91324P102 41 655 SH Other 1 0 655 US BANCORP COM 902973304 3,451 125,204 SH Sole 95,214 0 29,990 US BANCORP COM 902973304 44 1,595 SH Other 1 0 1,595 VARIAN MEDICAL SYSTEMS INC COM 92220P105 6,554 82,592 SH Sole 64,312 0 18,280 VARIAN MEDICAL SYSTEMS INC COM 92220P105 67 845 SH Other 1 0 845 VERIZON COMMUNICATIONS INC COM 92343V104 3,500 96,708 SH Sole 96,708 0 VIACOM INC CL B Class B 92553P201 4,726 132,304 SH Sole 110,104 0 22,200 VIACOM INC CL B Class B 92553P201 35 985 SH Other 1 0 985 WAL MART STORES INC COM 931142103 11,108 210,540 SH Sole 191,245 0 19,295 WAL MART STORES INC COM 931142103 44 840 SH Other 1 0 840 WALGREEN COMPANY COM 931422109 5,781 159,657 SH Sole 159,657 0 WASHINGTON MUTUAL INC COM 939322103 504 13,050 SH Sole 12,035 0 1,015 WASHINGTON MUTUAL INC COM 939322103 62 1,610 SH Other 1 0 1,610 WELLS FARGO & COMPANY COM 949746101 5,067 88,539 SH Sole 74,674 0 13,865 WELLS FARGO & COMPANY COM 949746101 35 620 SH Other 1 0 620 WHITE MOUNTAINS INSURANCE GROUP COM G9618E107 510 1,000 SH Sole 1,000 0 WILEY JOHN & SONS INC CL A Class A 968223206 288 9,000 SH Sole 9,000 0 WM WRIGLEY JR COMPANY COM 982526105 2,746 43,550 SH Sole 43,550 0 WYETH COM 983024100 4,553 125,913 SH Sole 125,913 0 YAHOO INC COM 984332106 304 8,352 SH Sole 8,352 0 ZEBRA TECHNOLOGIES CORP CL-A Class A 989207105 496 5,697 SH Sole 5,697 0 ZIMMER HOLDINGS INC COM 98956P102 1,054 11,948 SH Sole 11,948 0 ------- 776,598
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