-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VW8+v5taszSSYCqlUoOjvW+gkl60gwF8OaKChrTI2B+I9tnmdHoR1+F+Mfr78Bgb Ncn+gAZxi91AK/VguFkH5g== 0001047469-06-014119.txt : 20061114 0001047469-06-014119.hdr.sgml : 20061114 20061114125127 ACCESSION NUMBER: 0001047469-06-014119 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050630 FILED AS OF DATE: 20061114 DATE AS OF CHANGE: 20061114 EFFECTIVENESS DATE: 20061114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HALE & DORR CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000922899 IRS NUMBER: 042988321 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-03747 FILM NUMBER: 061213005 BUSINESS ADDRESS: STREET 1: 60 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6175265153 MAIL ADDRESS: STREET 1: 60 STATE ST CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: HALDOR INVESTMENT ADVISORS L P DATE OF NAME CHANGE: 19990305 13F-HR/A 1 a2174587z13f-hra.txt FORM 13F-HR/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2005 Check Here if Amendment /X/; Amendment Number: 2 This Amendment (Check only one.): / / is a restatement. /X/ adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Hale and Dorr Capital Management LLC Address: 60 State Street Boston, MA 02109 Form 13F File Number: 028-03747 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kimberly R. Clouse Title: President Phone: 617-526-5873 Signature, Place, and Date of Signing: /s/ Kimberly R. Clouse Boston, Massachusetts November 14, 2006 - ------------------------------- --------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 14 -------------------- Form 13F Information Table Value Total: $6,005 -------------------- (in thousands) List of Other Included Managers: None HALE AND DORR CAPITAL MANAGEMENT LLC FORM 13F INFORMATION TABLE QUARTER ENDED JUNE 30, 2005
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- ---------------- --------- -------- ---------------------- ------------ ---------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- ---------------- --------- -------- --------- ----- ------ ------------ ---------- ------ -------- ------ DONALDSON INC COM 257651109 203 6,699 SH Sole 6,699 0 0 GANNETT INC COM 364730101 243 3,420 SH Sole 3,420 0 0 GENUINE PARTS COMPANY COM 372460105 242 5,890 SH Sole 5,890 0 0 GOLDMAN SACHS GROUP COM 38141G104 221 2,165 SH Sole 2,165 0 0 INVERNESS MEDICAL INNOVATION COM 46126P106 221 8,083 SH Sole 8,083 0 0 ISHARES SMLL CORE Indx 464288505 226 3,300 SH Sole 3,300 0 0 ISHARES RUSSELL 2000 464287655 358 5,620 SH Sole 5,620 0 0 JC PENNEY COMPANY INC COM 708160106 210 4,000 SH Sole 4,000 0 0 LOWES COS INC COM 548661107 323 5,540 SH Sole 5,540 0 0 MORGAN STANLEY COM 617446448 269 5,123 SH Sole 5,123 0 0 MUNICIPAL MORTGAGE AND EQUITY Growth SHS 62624B101 260 10,000 SH Sole 10,000 0 0 NSTAR COM 67019E107 212 6,864 SH Sole 6,864 0 0 PEABODY ENERGY CORP COM 704549104 488 9,370 SH Sole 9,370 0 0 TIER TECHNOLOGIES INC B Class B 88650Q100 2,529 300,000 SH Sole 300,000 0 0 6,005
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