-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OAXpdJ8H8/s2+UocC1A3VWmGLsvjCOLQti5mg3EpPfeyx6llxtOIP3rhHlh8H91P aZaHd7lHctDhKSYSXgQGcA== 0001047469-06-014117.txt : 20061114 0001047469-06-014117.hdr.sgml : 20061114 20061114125013 ACCESSION NUMBER: 0001047469-06-014117 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050630 FILED AS OF DATE: 20061114 DATE AS OF CHANGE: 20061114 EFFECTIVENESS DATE: 20061114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HALE & DORR CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000922899 IRS NUMBER: 042988321 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-03747 FILM NUMBER: 061212994 BUSINESS ADDRESS: STREET 1: 60 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6175265153 MAIL ADDRESS: STREET 1: 60 STATE ST CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: HALDOR INVESTMENT ADVISORS L P DATE OF NAME CHANGE: 19990305 13F-HR/A 1 a2174586z13f-hra.txt 13F-HR/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2005 Check Here if Amendment /X/; Amendment Number: 1 This Amendment (Check only one.): /X/ is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Hale and Dorr Capital Management LLC Address: 60 State Street Boston, MA 02109 Form 13F File Number: 028-03747 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kimberly R. Clouse Title: President Phone: 617-526-5873 Signature, Place, and Date of Signing: /s/ Kimberly R. Clouse Boston, Massachusetts November 14, 2006 - ------------------------------ --------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 171 -------------------- Form 13F Information Table Value Total: $740,832 -------------------- (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None HALE AND DORR CAPITAL MANAGEMENT LLC FORM 13F INFORMATION TABLE QUARTER ENDED JUNE 30, 2005
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- ---------------- --------- -------- ---------------------- ------------ ---------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- ---------------- --------- -------- --------- ----- ------ ------------ ---------- ------ -------- ------ 3M COMPANY COM 88579Y101 19,104 264,231 SH Sole 253,641 0 10,590 ABBOTT LABORATORIES COM 002824100 2,010 41,005 SH Sole 41,005 0 ACCENTURE LTD CLASS A Class A G1150G111 2,171 95,754 SH Sole 72,479 0 23,275 AFLAC INC COM 001055102 5,157 119,165 SH Sole 101,750 0 17,415 AIR PRODUCTS & CHEMICALS INC COM 009158106 525 8,700 SH Sole 8,700 0 AKAMAI TECHNOLOGIES INC COM 00971T101 1,136 86,500 SH Sole 86,500 0 ALBERTO-CULVER COMPANY CL B COM 013068101 2,685 61,955 SH Sole 50,238 0 11,717 ALCOA INC COM 013817101 1,926 73,691 SH Sole 73,691 0 ALLSCRIPTS HEALTHCARE SOLUTION COM 01988P108 1,625 97,817 SH Sole 97,817 0 ALLSTATE CORP COM 020002101 3,953 66,167 SH Sole 55,752 0 10,415 ALTRIA GROUP INC COM 02209S103 310 4,800 SH Sole 4,800 0 AMBAC FINANCIAL GROUP INC COM 023139108 495 7,090 SH Sole 7,090 0 AMERICAN CAPITAL STRATEGIES COM 024937104 1,203 33,317 SH Sole 20,492 0 12,825 AMERICAN EXPRESS COMPANY COM 025816109 13,469 253,041 SH Sole 240,016 0 13,025 AMERICAN INTERNATIONAL GROUP COM 026874107 12,870 221,516 SH Sole 211,762 0 9,754 AMGEN INC COM 031162100 8,543 141,294 SH Sole 130,409 0 10,885 ANALOG DEVICES INC COM 032654105 6,442 172,673 SH Sole 90,007 0 82,666 ANHEUSER BUSCH COMPS INC COM 035229103 640 14,000 SH Sole 14,000 0 APACHE CORP COM 037411105 5,421 83,917 SH Sole 70,447 0 13,470 ARIAD PHARMACEUTICALS INC COM 04033A100 333 50,000 SH Sole 50,000 0 AUTOMATIC DATA PROCESS INC COM 053015103 3,515 83,755 SH Sole 83,755 0 AVERY DENNISON CORP COM 053611109 3,033 57,277 SH Sole 57,277 0 BANK OF AMERICA CORP COM 060505104 11,546 253,153 SH Sole 228,648 0 24,505 BARD (C.R.) INC COM 067383109 3,546 53,318 SH Sole 43,578 0 9,740 BAUSCH & LOMB INC COM 071707103 963 11,608 SH Sole 11,608 0 BAXTER INTERNATIONAL INC COM 071813109 2,375 64,022 SH Sole 64,022 0 BECKMAN COULTER INC COM 075811109 2,545 40,029 SH Sole 37,844 0 2,185 BECTON DICKINSON & COMPANY COM 075887109 2,934 55,918 SH Sole 55,918 0
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- ---------------- --------- -------- ---------------------- ------------ ---------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- ---------------- --------- -------- --------- ----- ------ ------------ ---------- ------ -------- ------ BELLSOUTH CORP COM 079860102 3,079 115,901 SH Sole 115,901 0 BERKSHIRE HATHAWAY INC CL A Class A 084670108 6,763 81 SH Sole 81 0 BERKSHIRE HATHAWAY INC CL B Class B 084670207 626 225 SH Sole 225 0 BIOMET INC COM 090613100 606 17,500 SH Sole 17,500 0 BJ SERVICES COMPANY COM 055482103 3,474 66,197 SH Sole 51,562 0 14,635 BP PLC-SPONS ADR Spon ADR 055622104 7,300 117,020 SH Sole 117,020 0 BRISTOL MYERS SQUIBB COM 110122108 1,003 40,148 SH Sole 40,148 0 CABOT CORP COM 127055101 777 23,550 SH Sole 23,550 0 CARNIVAL CORP COM 143658300 607 11,132 SH Sole 11,132 0 CATERPILLAR INC COM 149123101 878 9,215 SH Sole 9,215 0 CHEVRONTEXACO CORP COM 166764100 6,061 108,381 SH Sole 95,576 0 12,805 CHUBB CORP COM 171232101 2,329 27,203 SH Sole 27,203 0 CIGNA CORP COM 125509109 2,466 23,040 SH Sole 23,040 0 CISCO SYSTEMS INC COM 17275R102 12,480 654,093 SH Sole 606,273 0 47,820 CITIGROUP INC COM 172967101 13,729 296,975 SH Sole 275,587 0 21,388 CLOROX COMPANY COM 189054109 2,213 39,724 SH Sole 29,499 0 10,225 COACH INC COM 189754104 5,127 152,714 SH Sole 122,889 0 29,825 COCA COLA COMPANY COM 191216100 1,706 40,855 SH Sole 40,855 0 COLGATE-PALMOLIVE COMPANY COM 194162103 6,262 125,457 SH Sole 125,457 0 CONSTELLATION ENERGY COM 210371100 533 9,240 SH Sole 9,240 0 CSX CORP COM 126408103 329 7,706 SH Sole 7,706 0 D R HORTON INC COM 23331A109 4,647 123,547 SH Sole 101,682 0 21,865 DANAHER CORP COM 235851102 369 7,055 SH Sole 7,055 0 DELL INC COM 24702R101 12,284 311,294 SH Sole 290,544 0 20,750 DENTSPLY INTERNATIONAL INC COM 249030107 3,556 65,850 SH Sole 56,355 0 9,495 DISNEY, THE WALT COMPANY COM 254687106 1,466 58,220 SH Sole 58,220 0 DOLLAR TREE STORES COM 256747106 213 8,870 SH Sole 8,870 0 DOMINION RESOURCES INC/VA COM 25746U109 8,022 109,301 SH Sole 101,266 0 8,035 DOW CHEMICAL COMPANY COM 260543103 1,483 33,305 SH Sole 33,305 0 DU PONT EI DE NEMOURS COM 263534109 991 23,046 SH Sole 23,046 0 DUKE ENERGY CORP COM 264399106 320 10,778 SH Sole 10,778 0 E*TRADE FINANCIAL CORP COM 269246104 2,936 209,893 SH Sole 159,193 0 50,700 EATON CORP COM 278058102 4,696 78,393 SH Sole 66,903 0 11,490 ELECTRONICS ARTS INC COM 285512109 3,609 63,759 SH Sole 48,274 0 15,485 ELI LILLY & COMPANY COM 532457108 907 16,277 SH Sole 16,277 0 EMC CORP/MASS COM 268648102 2,380 173,569 SH Sole 136,174 0 37,395 EMERSON ELECTRIC COMPANY COM 291011104 1,265 20,204 SH Sole 20,204 0 ENTERGY CORP COM 29364G103 6,331 83,797 SH Sole 75,407 0 8,390
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- ---------------- --------- -------- ---------------------- ------------ ---------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- ---------------- --------- -------- --------- ----- ------ ------------ ---------- ------ -------- ------ EXELON CORP COM 30161N101 3,842 74,852 SH Sole 60,982 0 13,870 EXXON MOBIL CORP COM 30231G102 42,099 732,547 SH Sole 704,677 0 27,870 FIRST DATA CORP COM 319963104 6,819 169,876 SH Sole 154,156 0 15,720 FORTUNE BRANDS INC COM 349631101 6,990 78,714 SH Sole 71,329 0 7,385 GENERAL ELECTRIC COMPANY COM 369604103 38,001 1,096,715 SH Sole 1,055,675 0 41,040 GENERAL MILLS INC COM 370334104 1,921 41,053 SH Sole 41,053 0 GENZYME CORP COMPANY COM 372917104 301 5,010 SH Sole 5,010 0 GILEAD SCIENCES INC COM 375558103 4,067 92,459 SH Sole 73,109 0 19,350 GILLETTE COMPANY COM 375766102 841 16,608 SH Sole 16,608 0 GLAXOSMITHKLINE PLC-SPONS ADR Spon ADR 37733W105 2,330 48,040 SH Sole 48,040 0 HARTFORD FINANCIAL SERVICES GR COM 416515104 713 9,535 SH Sole 9,535 0 HEINZ HJ COMPANY COM 423074103 284 8,031 SH Sole 8,031 0 HEWLETT PACKARD COMPANY COM 428236103 1,058 44,986 SH Sole 44,986 0 HOME DEPOT INC COM 437076102 1,565 40,221 SH Sole 40,221 0 HONEYWELL INTERNATIONAL INC COM 438516106 2,748 75,026 SH Sole 75,026 0 IBM CORP COM 459200101 20,278 273,287 SH Sole 265,582 0 7,705 ILLINOIS TOOL WORKS INC COM 452308109 292 3,660 SH Sole 3,660 0 INGERSOLL-RAND COMP CLASS A Class A G4776G101 5,775 80,934 SH Sole 72,344 0 8,590 INTEL CORP COM 458140100 16,761 644,151 SH Sole 604,766 0 39,385 INTERNATIONAL PAPER COMPANY COM 460146103 431 14,265 SH Sole 14,265 0 ISHARES DOW JONES U.S. REAL ESTATE DJ US Real Est 464287739 3,058 48,080 SH Sole 48,080 0 ISHARES DOW JONES U.S. UTILITIES DJ US Utils 464287697 636 8,218 SH Sole 8,218 0 ISHARES LEHMAN US TREAS INFLAT US TIPS BD FD 464287176 1,279 11,923 SH Sole 11,923 0 ISHARES MSCI EAFE INDEX FUND MSCI EAFE Idx 464287465 4,116 78,561 SH Sole 44,706 0 33,855 ISHARES MSCI EMERGING MARKETS MSCI Emerg Mkt 464287234 2,926 40,860 SH Sole 16,140 0 24,720 ISHARES S&P 500/BARRA GROWTH S&P500/BAR Grw 464287309 352 6,230 SH Sole 6,230 0 ISHARES S&P 500/BARRA VALUE IN S&P500/BAR Val 464287408 364 5,845 SH Sole 5,845 0 J P MORGAN CHASE & COMPANY COM 46625H100 2,322 65,753 SH Sole 65,753 0 JM SMUCKER COMPANY COM 832696405 400 8,531 SH Sole 8,531 0 JOHNSON & JOHNSON COM 478160104 33,200 510,774 SH Sole 493,724 0 17,050 JOHNSON CONTROLS INC COM 478366107 3,031 53,808 SH Sole 43,568 0 10,240 KIMBERLY CLARK CORP COM 494368103 2,743 43,832 SH Sole 43,832 0 KINDER MORGAN INC COM 49455P101 6,168 74,135 SH Sole 61,910 0 12,225 L-3 COMMUNICATIONS HOLDINGS IN COM 502424104 6,912 90,261 SH Sole 76,861 0 13,400 LEGG MASON INC COM 524901105 7,390 70,986 SH Sole 61,766 0 9,220 MANULIFE FINANCIAL CORP COM 56501R106 1,397 29,226 SH Sole 29,226 0 MARSH & MCLENNAN COMPS INC COM 571748102 1,000 36,108 SH Sole 36,108 0
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- ---------------- --------- -------- ---------------------- ------------ ---------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- ---------------- --------- -------- --------- ----- ------ ------------ ---------- ------ -------- ------ MAY DEPT STORES COMPANY COM 577778103 277 6,900 SH Sole 6,900 0 MCCORMICK & COMPANY, INC COM NON VTG 579780206 2,471 75,623 SH Sole 59,573 0 16,050 MCDONALDS CORP COM 580135101 582 20,983 SH Sole 20,983 0 MCGRAW-HILL COMPANIES INC COM 580645109 10,734 242,578 SH Sole 231,578 0 11,000 MEDCO HEALTH SOLUTIONS INC COM 58405U102 472 8,837 SH Sole 8,837 0 MEDTRONIC INC COM 585055106 5,359 103,467 SH Sole 92,287 0 11,180 MEMC ELECTRONIC MATERIALS COM 552715104 1,000 63,395 SH Sole 30,480 0 32,915 MERCK & COMPANY INC COM 589331107 1,864 60,513 SH Sole 60,513 0 MERRILL LYNCH & COMPANY INC COM 590188108 248 4,500 SH Sole 4,500 0 MICROSOFT CORP COM 594918104 14,364 578,244 SH Sole 531,419 0 46,825 MOTOROLA INC COM 620076109 680 37,230 SH Sole 37,230 0 NEWMONT MINING CORP COM 651639106 563 14,415 SH Sole 14,415 0 NEW YORK TIMES COMPANY CL A Class A 650111107 364 11,696 SH Sole 11,696 0 NIKE INC B Class B 654106103 4,890 56,469 SH Sole 49,809 0 6,660 NOKIA CORP-SPONS ADR Spon ADR 654902204 368 22,100 SH Sole 22,100 0 NORDSTROM INC COM 655664100 5,344 78,618 SH Sole 64,813 0 13,805 NORFOLK SOUTHERN CORP COM 655844108 725 23,415 SH Sole 23,415 0 NORTEL NETWORKS CORP COM 656568102 52 19,918 SH Sole 19,918 0 OCCIDENTAL PETROLEUM CORP COM 674599105 7,634 99,234 SH Sole 87,129 0 12,105 OMNICOM GROUP INC COM 681919106 524 6,561 SH Sole 6,561 0 ORACLE CORP COM 68389X105 3,114 235,937 SH Sole 183,242 0 52,695 PATTERSON COMPANIES INC COM 703395103 1,232 27,328 SH Sole 27,328 0 PEPSICO INC COM 713448108 10,707 198,535 SH Sole 185,755 0 12,780 PETROLEUM DEV CORP COM 716578109 683 21,440 SH Sole 21,440 0 PETSMART INC COM 716768106 3,462 114,084 SH Sole 93,659 0 20,425 PFIZER INC COM 717081103 8,237 298,658 SH Sole 298,658 0 PITNEY BOWES INC COM 724479100 750 17,225 SH Sole 17,225 0 PROCTER & GAMBLE COMPANY COM 742718109 28,298 536,464 SH Sole 524,159 0 12,305 QUESTAR CORP COM 748356102 5,232 79,394 SH Sole 77,274 0 2,120 ROCKWELL AUTOMATION INC COM 773903109 3,974 81,584 SH Sole 69,394 0 12,190 ROYAL DUTCH PETROLEUM COMP-NY Spon ADR 780257804 3,840 59,163 SH Sole 59,163 0 SARA LEE CORP COM 803111103 508 25,655 SH Sole 25,655 0 SBC COMMUNICATIONS INC COM 78387g103 1,495 62,968 SH Sole 62,968 0 SCANA CORP COM 80589M102 387 9,068 SH Sole 9,068 0 SCHERING PLOUGH CORP COM 806605101 235 12,305 SH Sole 12,305 0 SCHLUMBERGER LTD COM 806857108 719 9,470 SH Sole 9,470 0 SHERWIN WILLIAMS COMPANY COM 824348106 5,372 114,069 SH Sole 101,224 0 12,845
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- ---------------- --------- -------- ---------------------- ------------ ---------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- ---------------- --------- -------- --------- ----- ------ ------------ ---------- ------ -------- ------ SLM CORP COM 78442P106 5,229 102,924 SH Sole 84,734 0 18,190 ST PAUL TRAVELERS COMPANIES IN COM 792860108 514 13,012 SH Sole 13,012 0 STANDEX INTERNATIONAL CORP COM 854231107 11,380 400,560 SH Sole 400,560 0 STATE STREET CORP COM 857477103 1,531 31,737 SH Sole 31,737 0 STRYKER CORP COM 863667101 465 9,780 SH Sole 9,780 0 SYSCO CORP COM 871829107 557 15,400 SH Sole 15,400 0 TARGET CORP COM 87612E106 386 7,100 SH Sole 7,100 0 TEVA PHARMACEUTICAL-SPONS ADR ADR 881624209 5,582 179,257 SH Sole 160,049 0 19,208 TEXAS INSTRUMENTS INC COM 882508104 5,711 203,450 SH Sole 174,620 0 28,830 THE HERSHEY FOODS CORP COM 427866108 3,845 61,923 SH Sole 49,773 0 12,150 TIME WARNER INC COM 887317105 258 15,420 SH Sole 15,420 0 UNION PACIFIC CORP COM 907818108 876 13,519 SH Sole 13,519 0 UNITED TECHNOLOGIES CORP COM 913017109 18,998 369,969 SH Sole 359,194 0 10,775 UNITEDHEALTH GROUP INC COM 91324P102 10,250 196,582 SH Sole 175,897 0 20,685 US BANCORP COM 902973304 3,461 118,538 SH Sole 98,718 0 19,820 VARIAN MEDICAL SYSTEMS INC COM 92220P105 2,354 63,065 SH Sole 63,065 0 VERIZON COMMUNICATIONS INC COM 92343V104 2,473 71,580 SH Sole 71,580 0 VIACOM INC CL B Class B 92553P201 427 13,337 SH Sole 13,337 0 WAINWRIGHT BANK & TRUST COMP COM 930705108 4,505 404,068 SH Sole 0 404,068 WAL MART STORES INC COM 931142103 9,036 187,460 SH Sole 177,135 0 10,325 WALGREEN COMPANY COM 931422109 5,077 110,396 SH Sole 110,396 0 WASHINGTON MUTUAL INC COM 939322103 591 14,515 SH Sole 14,515 0 WELLS FARGO & COMPANY COM 949746101 5,153 83,678 SH Sole 76,128 0 7,550 WEYERHAEUSER COMPANY COM 962166104 1,452 22,818 SH Sole 22,818 0 WHITE MOUNTAINS INSURANCE GROUP COM G9618E107 631 1,000 SH Sole 1,000 0 WHOLE FOODS MARKET INC COM 966837106 638 5,400 SH Sole 5,400 0 WILEY JOHN & SONS INC CL A Class A 968223206 358 9,000 SH Sole 9,000 0 WM WRIGLEY JR COMPANY COM 982526105 1,947 28,290 SH Sole 28,290 0 WYETH COM 983024100 10,418 234,105 SH Sole 234,105 0 YAHOO INC COM 984332106 278 8,033 SH Sole 8,033 0 ZIMMER HOLDINGS INC COM 98956P102 983 12,905 SH Sole 12,905 0 ------- 740,832
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