-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KzJ/iSeD72Cmc4wKByIbz7+OxlFmssM/WOFzRL8UgKj56n2gZI9UNaoZIym9sMC4 O6Lbv0WvbVFV8BmEBvPpaA== 0001047469-06-014116.txt : 20061114 0001047469-06-014116.hdr.sgml : 20061114 20061114124839 ACCESSION NUMBER: 0001047469-06-014116 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030930 FILED AS OF DATE: 20061114 DATE AS OF CHANGE: 20061114 EFFECTIVENESS DATE: 20061114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HALE & DORR CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000922899 IRS NUMBER: 042988321 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-03747 FILM NUMBER: 061212974 BUSINESS ADDRESS: STREET 1: 60 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6175265153 MAIL ADDRESS: STREET 1: 60 STATE ST CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: HALDOR INVESTMENT ADVISORS L P DATE OF NAME CHANGE: 19990305 13F-HR/A 1 a2174581z13f-hra.txt 13F-HR/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2003 ----------------------- Check Here if Amendment /X/; Amendment Number: 2 --------- This Amendment (Check only one.): / / is a restatement. /X/ adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Hale and Dorr Capital Management LLC ------------------------------- Address: 60 State Street ------------------------------- Boston, MA 02109 ------------------------------- Form 13F File Number: 028-03747 -------------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kimberly R. Clouse ------------------------------- Title: President ------------------------------- Phone: 617-526-5873 ------------------------------- Signature, Place, and Date of Signing: /s/ Kimberly R. Clouse Boston, Massachusetts November 14, 2006 - ----------------------- --------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): / / 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) /X/ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 -------------------------- Form 13F Information Table Entry Total: 51 -------------------------- Form 13F Information Table Value Total: $29,332 (in thousands) -------------------------- List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1. 028-06719 Family Capital Trust Company N.A. -2- HALE AND DORR CAPITAL MANAGEMENT LLC FORM 13F INFORMATION TABLE QUARTER ENDED SEPTEMBER 30, 2003
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY - ----------------------------- --------------- ---------- -------- --------------------- ------------ -------- ---------------- NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------------- --------------- ---------- -------- --------------------- ------------ -------- ---------------- AFFILIATED COMPUTER SERVICES A Class A 008190100 893 18,350 SH Sole 4,650 0 13,700 AIR PRODUCTS & CHEMICALS INC COM 009158106 622 13,800 SH Sole 13,800 0 ALLERGAN INC COM 018490102 1,108 14,070 SH Sole 6,170 0 7,900 ALLSCRIPTS HEALTHCARE SOLUTION COM 01988P108 399 97,817 SH Sole 97,817 0 ARIAD PHARMACEUTICALS INC COM 04033A100 451 75,000 SH Sole 75,000 0 ARTHUR J. GALLAGHER & COMPANY COM 363576109 363 12,838 SH Sole 8,138 0 4,700 BAUSCH & LOMB INC COM 071707103 535 12,108 SH Sole 12,108 0 BERKSHIRE HATHAWAY INC CL A Class A 084670108 6,075 81 SH Sole 81 0 CABOT CORP COM 127055101 1,049 36,800 SH Sole 36,800 0 CABOT MICROELECTRONICS COM 12709P103 218 3,915 SH Sole 3,915 0 CARNIVAL CORP COM 143658300 366 11,132 SH Sole 11,132 0 CATERPILLAR INC COM 149123101 408 5,930 SH Sole 5,930 0 CHUBB CORP COM 171232101 1,858 28,644 SH Sole 28,644 0 CIGNA CORP COM 125509109 1,257 28,155 SH Sole 28,155 0 CSX CORP COM 126408103 225 7,706 SH Sole 7,706 0 DIAMONDS TRUST SERIES I Unit Ser 1 252787106 210 2,260 SH Sole 2,260 0 DOLLAR TREE STORES COM 256747106 298 8,870 SH Sole 8,870 0 EATON CORP COM 278058102 239 2,702 SH Sole 2,702 0 EMC CORP/MASS COM 268648102 186 14,688 SH Sole 14,688 0 EW SCRIPPS COMPANY CL A COM 811054204 298 3,500 SH Sole 3,500 0 FIRSTMERIT CORP COM 337915102 345 13,948 SH Sole 13,948 0 FLEETBOSTON FINANCIAL CORP COM 339030108 687 22,792 SH Sole 22,792 0 FOCUS ENHANCEMENTS INC COM 344159108 111 45,000 SH Sole 45,000 0 GENTEX CORP COM 371901109 348 10,000 SH Sole 9,435 0 565 GENTEX CORP COM 371901109 2 70 SH Other 1 0 70 GENUINE PARTS COMPANY COM 372460105 320 9,991 SH Sole 9,991 0 GLATFELTER COM 377316104 141 12,000 SH Sole 12,000 0 HARTFORD FINANCIAL SERVICES GR COM 416515104 674 12,811 SH Sole 12,811 0
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY - ----------------------------- --------------- ---------- -------- --------------------- ------------ -------- ---------------- NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------------- --------------- ---------- -------- --------------------- ------------ -------- ---------------- INGERSOLL-RAND COMP CLASS A Class A G4776G101 417 7,800 SH Sole 7,800 0 JOHNSON CONTROLS INC COM 478366107 380 4,020 SH Sole 4,020 0 LIBERTY MEDIA CORP CL A COM Ser A 530718105 103 10,368 SH Sole 10,368 0 LINCOLN NATIONAL CORP COM 534187109 297 8,406 SH Sole 8,406 0 LOWES COS INC COM 548661107 647 12,465 SH Sole 9,465 0 3,000 MAY DEPT STORES COMPANY COM 577778103 283 11,500 SH Sole 11,500 0 MEDCO HEALTH SOLUTIONS INC COM 58405U102 331 12,757 SH Sole 12,757 0 MORGAN STANLEY COM 617446448 496 9,826 SH Sole 9,826 0 MOTOROLA INC COM 620076109 619 51,834 SH Sole 51,834 0 NEWMONT MINING CORP COM 651639106 204 5,222 SH Sole 5,222 0 NORFOLK SOUTHERN CORP COM 655844108 433 23,415 SH Sole 23,415 0 ORACLE CORP COM 68389X105 128 11,334 SH Sole 11,334 0 OSTEX INTERNATIONAL INC COM 68859q101 141 64,000 SH Sole 64,000 0 PPG INDUSTRIES INC COM 693506107 475 9,100 SH Sole 9,100 0 PROGRESS ENERGY INC COM 743263105 230 5,167 SH Sole 5,167 0 SCANA CORP COM 80589M102 619 18,068 SH Sole 18,068 0 SHERWIN WILLIAMS COMPANY COM 824348106 823 28,000 SH Sole 28,000 0 SPDR TRUST SER 1 Unit Ser 1 78462f103 227 2,276 SH Sole 2,276 0 SPX CORP COM 784635104 251 5,548 SH Sole 4,348 0 1,200 ST PAUL TRAVELERS COMPANIES IN COM 792860108 533 14,400 SH Sole 14,400 0 TARGET CORP COM 87612E106 464 12,322 SH Sole 12,322 0 UNION PACIFIC CORP COM 907818108 1,104 18,979 SH Sole 18,979 0 ZIMMER HOLDINGS INC COM 98956P102 441 8,004 SH Sole 8,004 0 29,332
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