-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WkL9TRejj2+RIEtkdl7rGgs0dWUxgMqaOpZaNqtNmJ/VjczP7UZe18cGlOsI5MJA 6HVXziA7fNnUqSuAP6pYdQ== 0001047469-06-014111.txt : 20061114 0001047469-06-014111.hdr.sgml : 20061114 20061114123250 ACCESSION NUMBER: 0001047469-06-014111 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050930 FILED AS OF DATE: 20061114 DATE AS OF CHANGE: 20061114 EFFECTIVENESS DATE: 20061114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HALE & DORR CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000922899 IRS NUMBER: 042988321 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-03747 FILM NUMBER: 061212860 BUSINESS ADDRESS: STREET 1: 60 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6175265153 MAIL ADDRESS: STREET 1: 60 STATE ST CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: HALDOR INVESTMENT ADVISORS L P DATE OF NAME CHANGE: 19990305 13F-HR/A 1 a2174602z13f-hra.txt 13F-HR/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2005 Check Here if Amendment /X/; Amendment Number: 1 This Amendment (Check only one.): /X/ is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Hale and Dorr Capital Management LLC Address: 60 State Street Boston, MA 02109 Form 13F File Number: 028-03747 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kimberly R. Clouse Title: President Phone: 617-526-5873 Signature, Place, and Date of Signing: /s/ Kimberly R. Clouse Boston, Massachusetts November 14, 2006 - ------------------------------ --------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 180 -------------------- Form 13F Information Table Value Total: $756,344 -------------------- (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None 2 HALE AND DORR CAPITAL MANAGEMENT LLC FORM 13F INFORMATION TABLE QUARTER ENDED SEPTEMBER 30, 2005
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- ---------------- --------- -------- ---------------------- ------------ ---------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- ---------------- --------- -------- --------- ----- ------ ------------ ---------- ------ -------- ------ 3M COMPANY COM 88579Y101 19,215 261,931 SH Sole 251,546 0 10,385 ABBOTT LABORATORIES COM 002824100 1,696 40,005 SH Sole 40,005 0 ACCENTURE LTD CLASS A Class A G1150G111 2,435 95,634 SH Sole 73,029 0 22,605 AFLAC INC COM 001055102 5,334 117,740 SH Sole 100,660 0 17,080 AIR PRODUCTS & CHEMICALS INC COM 009158106 466 8,445 SH Sole 8,445 0 AKAMAI TECHNOLOGIES INC COM 00971T101 1,380 86,500 SH Sole 86,500 0 ALBERTO-CULVER COMPANY CL B COM 013068101 2,712 60,604 SH Sole 49,122 0 11,482 ALCOA INC COM 013817101 1,795 73,491 SH Sole 73,491 0 ALLSCRIPTS HEALTHCARE SOLUTION COM 01988P108 1,763 97,817 SH Sole 97,817 0 ALLSTATE CORP COM 020002101 3,578 64,709 SH Sole 54,509 0 10,200 ALTRIA GROUP INC COM 02209S103 442 6,000 SH Sole 6,000 0 AMBAC FINANCIAL GROUP INC COM 023139108 466 6,470 SH Sole 6,470 0 AMERICAN CAPITAL STRATEGIES COM 024937104 1,194 32,570 SH Sole 20,135 0 12,435 AMERICAN EXPRESS COMPANY COM 025816109 14,408 250,836 SH Sole 238,111 0 12,725 AMERICAN INTERNATIONAL GROUP COM 026874107 13,407 216,386 SH Sole 206,832 0 9,554 AMGEN INC COM 031162100 11,290 141,714 SH Sole 131,084 0 10,630 ANALOG DEVICES INC COM 032654105 6,413 172,673 SH Sole 90,007 0 82,666 ANHEUSER BUSCH COMPS INC COM 035229103 603 14,000 SH Sole 14,000 0 APACHE CORP COM 037411105 6,046 80,380 SH Sole 67,905 0 12,475 ARIAD PHARMACEUTICALS INC COM 04033A100 371 50,000 SH Sole 50,000 0 AUTOMATIC DATA PROCESS INC COM 053015103 3,522 81,837 SH Sole 81,837 0 AVERY DENNISON CORP COM 053611109 2,889 55,137 SH Sole 55,137 0 BANK OF AMERICA CORP COM 060505104 10,625 252,383 SH Sole 228,453 0 23,930 BARD (C.R.) INC COM 067383109 3,510 53,158 SH Sole 43,568 0 9,590 BAUSCH & LOMB INC COM 071707103 937 11,608 SH Sole 11,608 0 BAXTER INTERNATIONAL INC COM 071813109 2,545 63,822 SH Sole 63,822 0
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- ---------------- --------- -------- ---------------------- ------------ ---------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- ---------------- --------- -------- --------- ----- ------ ------------ ---------- ------ -------- ------ BECKMAN COULTER INC COM 075811109 2,036 37,709 SH Sole 35,524 0 2,185 BECTON DICKINSON & COMPANY COM 075887109 2,792 53,248 SH Sole 53,248 0 BELLSOUTH CORP COM 079860102 2,594 98,627 SH Sole 98,627 0 BERKSHIRE HATHAWAY INC CL A Class A 084670108 6,232 76 SH Sole 76 0 BERKSHIRE HATHAWAY INC CL B Class B 084670207 584 214 SH Sole 214 0 BIOMET INC COM 090613100 538 15,500 SH Sole 15,500 0 BJ SERVICES COMPANY COM 055482103 4,747 131,894 SH Sole 103,374 0 28,520 BP PLC-SPONS ADR Spon ADR 055622104 8,032 113,370 SH Sole 113,370 0 BRISTOL MYERS SQUIBB COM 110122108 966 40,148 SH Sole 40,148 0 CABOT CORP COM 127055101 777 23,550 SH Sole 23,550 0 CARNIVAL CORP COM 143658300 556 11,132 SH Sole 11,132 0 CATERPILLAR INC COM 149123101 907 15,430 SH Sole 15,430 0 CHEVRONTEXACO CORP COM 166764100 7,041 108,782 SH Sole 96,292 0 12,490 CHUBB CORP COM 171232101 2,432 27,163 SH Sole 27,163 0 CIGNA CORP COM 125509109 2,687 22,800 SH Sole 22,800 0 CISCO SYSTEMS INC COM 17275R102 11,574 645,877 SH Sole 598,627 0 47,250 CITIGROUP INC COM 172967101 13,282 291,782 SH Sole 270,879 0 20,903 CLOROX COMPANY COM 189054109 2,230 40,159 SH Sole 30,109 0 10,050 COACH INC COM 189754104 4,783 152,514 SH Sole 123,389 0 29,125 COCA COLA COMPANY COM 191216100 1,749 40,505 SH Sole 40,505 0 COLGATE-PALMOLIVE COMPANY COM 194162103 6,461 122,387 SH Sole 122,387 0 CONSTELLATION ENERGY COM 210371100 533 8,655 SH Sole 8,655 0 CSX CORP COM 126408103 293 6,310 SH Sole 6,310 0 D R HORTON INC COM 23331A109 4,405 121,626 SH Sole 100,421 0 21,205 DANAHER CORP COM 235851102 324 6,010 SH Sole 6,010 0 DELL INC COM 24702R101 10,579 309,314 SH Sole 289,024 0 20,290 DENTSPLY INTERNATIONAL INC COM 249030107 3,475 64,330 SH Sole 55,015 0 9,315 DISNEY, THE WALT COMPANY COM 254687106 1,404 58,187 SH Sole 58,187 0 DOMINION RESOURCES INC/VA COM 25746U109 9,414 109,290 SH Sole 101,450 0 7,840 DOW CHEMICAL COMPANY COM 260543103 1,217 29,205 SH Sole 29,205 0 DU PONT EI DE NEMOURS COM 263534109 846 21,606 SH Sole 21,606 0 DUKE ENERGY CORP COM 264399106 276 9,453 SH Sole 9,453 0 E*TRADE FINANCIAL CORP COM 269246104 3,765 213,940 SH Sole 164,610 0 49,330 EATON CORP COM 278058102 4,868 76,597 SH Sole 65,257 0 11,340 ELECTRONICS ARTS INC COM 285512109 3,045 53,520 SH Sole 42,820 0 10,700 ELI LILLY & COMPANY COM 532457108 871 16,277 SH Sole 16,277 0 EMC CORP/MASS COM 268648102 2,252 174,004 SH Sole 137,804 0 36,200
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- ---------------- --------- -------- ---------------------- ------------ ---------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- ---------------- --------- -------- --------- ----- ------ ------------ ---------- ------ -------- ------ EMERSON ELECTRIC COMPANY COM 291011104 1,440 20,054 SH Sole 20,054 0 ENTERGY CORP COM 29364G103 2,220 29,870 SH Sole 29,870 0 EXELON CORP COM 30161N101 4,081 76,359 SH Sole 62,714 0 13,645 EXXON MOBIL CORP COM 30231G102 45,707 719,343 SH Sole 692,318 0 27,025 FIRST DATA CORP COM 319963104 6,764 169,088 SH Sole 153,753 0 15,335 FIRST MARBLEHEAD CORP COM 320771108 254 10,000 SH Sole 10,000 0 FORTUNE BRANDS INC COM 349631101 6,400 78,692 SH Sole 71,387 0 7,305 FPL GROUP INC COM 302571104 224 4,712 SH Sole 4,712 0 FRANKLIN STREET PROPERTIES CORP COM 35471R106 1,394 85,104 SH Sole 85,104 0 GENERAL ELECTRIC COMPANY COM 369604103 36,322 1,078,776 SH Sole 1,038,516 0 40,260 GENERAL MILLS INC COM 370334104 1,979 41,053 SH Sole 41,053 0 GENUINE PARTS COMPANY COM 372460105 244 5,690 SH Sole 5,690 0 GENZYME CORP COMPANY COM 372917104 287 4,010 SH Sole 4,010 0 GILEAD SCIENCES INC COM 375558103 4,423 90,719 SH Sole 71,954 0 18,765 GILLETTE COMPANY COM 375766102 936 16,078 SH Sole 16,078 0 GLAXOSMITHKLINE PLC-SPONS ADR Spon ADR 37733W105 2,357 45,969 SH Sole 45,969 0 GOLDMAN SACHS GROUP COM 38141G104 222 1,825 SH Sole 1,825 0 HARTFORD FINANCIAL SERVICES GR COM 416515104 720 9,335 SH Sole 9,335 0 HEINZ HJ COMPANY COM 423074103 293 8,031 SH Sole 8,031 0 HEWLETT PACKARD COMPANY COM 428236103 1,311 44,886 SH Sole 44,886 0 HOME DEPOT INC COM 437076102 1,527 40,031 SH Sole 40,031 0 HONEYWELL INTERNATIONAL INC COM 438516106 2,810 74,925 SH Sole 74,925 0 IBM CORP COM 459200101 21,524 268,317 SH Sole 260,752 0 7,565 ILLINOIS TOOL WORKS INC COM 452308109 301 3,660 SH Sole 3,660 0 INGERSOLL-RAND COMP CLASS A Class A G4776G101 6,155 161,002 SH Sole 144,062 0 16,940 INTEL CORP COM 458140100 15,815 641,597 SH Sole 602,522 0 39,075 INTERNATIONAL PAPER COMPANY COM 460146103 345 11,565 SH Sole 11,565 0 ISHARES DJ US Real Est 464287739 2,901 45,130 SH Sole 45,130 0 ISHARES DJ US Utils 464287697 602 7,323 SH Sole 7,323 0 ISHARES US TIPS BD FD 464287176 1,229 11,673 SH Sole 11,673 0 ISHARES SMLL CORE Indx 464288505 234 3,300 SH Sole 3,300 0 ISHARES MSCI EAFE Idx 464287465 5,105 87,871 SH Sole 44,756 0 43,115 ISHARES MSCI Emerg Mkt 464287234 3,152 37,130 SH Sole 16,315 0 20,815 ISHARES RUSSELL 2000 464287655 373 5,620 SH Sole 5,620 0 ISHARES S&P500/BAR Grw 464287309 411 7,015 SH Sole 7,015 0 ISHARES S&P500/BAR Val 464287408 416 6,480 SH Sole 6,480 0 J P MORGAN CHASE & COMPANY COM 46625H100 2,151 63,393 SH Sole 63,393 0
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- ---------------- --------- -------- ---------------------- ------------ ---------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- ---------------- --------- -------- --------- ----- ------ ------------ ---------- ------ -------- ------ JM SMUCKER COMPANY COM 832696405 370 7,630 SH Sole 7,630 0 JOHNSON & JOHNSON COM 478160104 32,146 507,997 SH Sole 491,332 0 16,665 JOHNSON CONTROLS INC COM 478366107 3,397 54,753 SH Sole 44,758 0 9,995 KIMBERLY CLARK CORP COM 494368103 2,568 43,132 SH Sole 43,132 0 KINDER MORGAN INC COM 49455P101 7,070 73,524 SH Sole 61,559 0 11,965 L-3 COMMUNICATIONS HOLDINGS IN COM 502424104 7,143 90,342 SH Sole 77,277 0 13,065 LEGG MASON INC COM 524901105 7,730 70,472 SH Sole 61,362 0 9,110 LEHMAN BROTHERS HOLDINGS INC COM 524908100 214 1,836 SH Sole 1,836 0 LOWES COS INC COM 548661107 350 5,440 SH Sole 5,440 0 MANULIFE FINANCIAL CORP COM 56501R106 1,558 29,226 SH Sole 29,226 0 MARSH & MCLENNAN COMPS INC COM 571748102 940 30,940 SH Sole 30,940 0 MCCORMICK & COMPANY, INC COM NON VTG 579780206 2,418 74,108 SH Sole 58,423 0 15,685 MCDONALDS CORP COM 580135101 703 20,983 SH Sole 20,983 0 MCGRAW-HILL COMPANIES INC COM 580645109 12,707 264,509 SH Sole 248,104 0 16,405 MEDCO HEALTH SOLUTIONS INC COM 58405U102 479 8,731 SH Sole 8,731 0 MEDTRONIC INC COM 585055106 5,716 106,597 SH Sole 95,627 0 10,970 MEMC ELECTRONIC MATERIALS COM 552715104 985 43,215 SH Sole 21,095 0 22,120 MERCK & COMPANY INC COM 589331107 1,173 43,095 SH Sole 43,095 0 MERRILL LYNCH & COMPANY INC COM 590188108 252 4,100 SH Sole 4,100 0 MICROSOFT CORP COM 594918104 14,684 570,699 SH Sole 524,294 0 46,405 MONSANTO COMPANY COM 61166W101 245 3,912 SH Sole 3,912 0 MOTOROLA INC COM 620076109 3,352 152,165 SH Sole 121,700 0 30,465 NEWMONT MINING CORP COM 651639106 680 14,415 SH Sole 14,415 0 NEW YORK TIMES COMPANY CL A Class A 650111107 348 11,696 SH Sole 11,696 0 NIKE INC Class B 654106103 4,784 58,564 SH Sole 52,034 0 6,530 NOKIA CORP-SPONS ADR Spon ADR 654902204 369 21,850 SH Sole 21,850 0 NORDSTROM INC COM 655664100 5,333 155,376 SH Sole 128,496 0 26,880 NORFOLK SOUTHERN CORP COM 655844108 915 22,560 SH Sole 22,560 0 NORTEL NETWORKS CORP COM 656568102 65 19,918 SH Sole 19,918 0 OCCIDENTAL PETROLEUM CORP COM 674599105 7,869 92,107 SH Sole 81,042 0 11,065 OMNICOM GROUP INC COM 681919106 451 5,391 SH Sole 5,391 0 ORACLE CORP COM 68389X105 2,964 238,992 SH Sole 187,692 0 51,300 PATTERSON COMPANIES INC COM 703395103 971 24,268 SH Sole 24,268 0 PEABODY ENERGY CORP COM 704549104 942 11,170 SH Sole 11,170 0 PEPSICO INC COM 713448108 11,088 195,516 SH Sole 183,056 0 12,460 PETROLEUM DEV CORP COM 716578109 764 19,940 SH Sole 19,940 0 PETSMART INC COM 716768106 2,323 106,669 SH Sole 86,334 0 20,335
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- ---------------- --------- -------- ---------------------- ------------ ---------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- ---------------- --------- -------- --------- ----- ------ ------------ ---------- ------ -------- ------ PFIZER INC COM 717081103 7,166 286,984 SH Sole 286,984 0 PITNEY BOWES INC COM 724479100 692 16,590 SH Sole 16,590 0 PROCTER & GAMBLE COMPANY COM 742718109 31,670 532,628 SH Sole 520,543 0 12,085 QUESTAR CORP COM 748356102 6,858 77,829 SH Sole 75,709 0 2,120 ROCKWELL AUTOMATION INC COM 773903109 4,309 81,449 SH Sole 69,649 0 11,800 ROYAL DUTCH SHELL PLC- Spon ADR A 780259206 3,808 58,006 SH Sole 58,006 0 SARA LEE CORP COM 803111103 480 25,355 SH Sole 25,355 0 SBC COMMUNICATIONS INC COM 78387g103 1,400 58,427 SH Sole 58,427 0 SCANA CORP COM 80589M102 203 4,810 SH Sole 4,810 0 SCHERING PLOUGH CORP COM 806605101 249 11,830 SH Sole 11,830 0 SCHLUMBERGER LTD COM 806857108 765 9,070 SH Sole 9,070 0 SHERWIN WILLIAMS COMPANY COM 824348106 5,102 115,761 SH Sole 103,236 0 12,525 SLM CORP COM 78442P106 5,458 101,749 SH Sole 84,064 0 17,685 ST PAUL TRAVELERS COMPANIES IN COM 792860108 566 12,612 SH Sole 12,612 0 STANDEX INTERNATIONAL CORP COM 854231107 10,484 398,190 SH Sole 398,190 0 STATE STREET CORP COM 857477103 1,543 31,537 SH Sole 31,537 0 STRYKER CORP COM 863667101 450 9,100 SH Sole 9,100 0 SYSCO CORP COM 871829107 373 11,900 SH Sole 11,900 0 TARGET CORP COM 87612E106 364 7,000 SH Sole 7,000 0 TEVA PHARMACEUTICAL-SPONS ADR ADR 881624209 6,468 193,551 SH Sole 170,241 0 23,310 TEXAS INSTRUMENTS INC COM 882508104 5,899 174,010 SH Sole 153,520 0 20,490 THE HERSHEY FOODS CORP COM 427866108 3,467 61,563 SH Sole 49,668 0 11,895 TIER TECHNOLOGIES INC Class B 88650Q100 2,595 300,000 SH Sole 300,000 0 TIME WARNER INC COM 887317105 279 15,420 SH Sole 15,420 0 UNION PACIFIC CORP COM 907818108 948 13,219 SH Sole 13,219 0 UNITED TECHNOLOGIES CORP COM 913017109 19,413 374,479 SH Sole 358,299 0 16,180 UNITEDHEALTH GROUP INC COM 91324P102 11,199 199,277 SH Sole 179,332 0 19,945 US BANCORP COM 902973304 3,256 115,958 SH Sole 96,623 0 19,335 VARIAN MEDICAL SYSTEMS INC COM 92220P105 1,241 31,410 SH Sole 31,410 0 VERIZON COMMUNICATIONS INC COM 92343V104 2,179 66,654 SH Sole 66,654 0 WAINWRIGHT BANK & TRUST COMP COM 930705108 4,270 408,568 SH Sole 0 408,568 WAL MART STORES INC COM 931142103 7,826 178,585 SH Sole 168,485 0 10,100 WALGREEN COMPANY COM 931422109 4,758 109,496 SH Sole 109,496 0 WASHINGTON MUTUAL INC COM 939322103 467 11,915 SH Sole 11,915 0 WELLS FARGO & COMPANY COM 949746101 4,766 81,373 SH Sole 73,988 0 7,385 WEYERHAEUSER COMPANY COM 962166104 1,417 20,618 SH Sole 20,618 0 WHITE MOUNTAINS INSURANCE GROUP COM G9618E107 604 1,000 SH Sole 1,000 0
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- ---------------- --------- -------- ---------------------- ------------ ---------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- ---------------- --------- -------- --------- ----- ------ ------------ ---------- ------ -------- ------ WHOLE FOODS MARKET INC COM 966837106 753 5,600 SH Sole 5,600 0 WILEY JOHN & SONS INC C Class A 968223206 376 9,000 SH Sole 9,000 0 WM WRIGLEY JR COMPANY COM 982526105 2,033 28,290 SH Sole 28,290 0 WYETH COM 983024100 10,735 232,005 SH Sole 232,005 0 YAHOO INC COM 984332106 272 8,025 SH Sole 8,025 0 ZIMMER HOLDINGS INC COM 98956P102 879 12,765 SH Sole 12,765 0 ------- 756,344
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