-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P0SV9HAyuCfkbC3l+/b8ZTV9L6WpbBx4DzaIx9xU6N73MNnLHHvut6fuiErDgi7g jhRi7GdwKwk/Q7CmVBW0tA== 0000912057-01-535651.txt : 20031217 0000912057-01-535651.hdr.sgml : 20031217 20011017091559 ACCESSION NUMBER: 0000912057-01-535651 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010930 FILED AS OF DATE: 20011017 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HALE & DORR CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000922899 IRS NUMBER: 042988321 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03747 FILM NUMBER: 01760506 BUSINESS ADDRESS: STREET 1: 60 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6175265153 MAIL ADDRESS: STREET 1: 60 STATE ST CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: HALDOR INVESTMENT ADVISORS L P DATE OF NAME CHANGE: 19990305 13F-HR 1 a2061250z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09/30/2001 Check here if Amendment [ ] Amendment Number: This Amendment [ ] is a restatement Institutional Investment Manager Filing this Report: Name: HALE AND DORR CAPITAL MANAGEMENT LLC Address: 60 STATE STREET BOSTON, MA 02109 13F File Number: 28-04282 The institutional investment Manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: DAVID BECKWITH Title: MANAGING DIRECTOR Phone: 617-526-6000 Signature, Place, and Date of Signing: /S/DAVID BECKWITH BOSTON, MASSACHUSETTS 10/18/2001 Report Type (Check only one) [X] 13F HOLDINGS REPORT [ ] 13F COMBINATION REPORT FORM 13F INFORMATION TABLE
VALUE SHS INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT DISCRTN MANAGERS SOLE SHARED NONE SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL AOL TIME WARNER COMMON STOCK 00184A105 261 7886 SH SOLE 7886 00184A105 17 500 SH OTHER 300 OTHER 200 00184A105 268 8104 SH OTHER 6070 2034 A T & T WIRELESS COMMON STOCK 00209A106 132 8868 SH SOLE 8868 SERVICES 00209A106 87 5820 SH OTHER 1587 4233 00209A106 80 5378 SH OTHER 5225 OTHER 153 00209A106 125 8377 SH OTHER 8377 ABBOTT COMMON STOCK 002824100 223 4306 SH SOLE 4306 LABORATORIES 002824100 166 3200 SH OTHER 2000 OTHER 1200 002824100 1247 24056 SH OTHER 24056 ALCOA, INC. COMMON STOCK 013817101 602 19402 SH SOLE 19402 013817101 321 10350 SH OTHER 8950 1400 013817101 13 410 SH OTHER 410 AMERICAN EXPRESS COMMON STOCK 025816109 186 6400 SH SOLE 6400 CO 025816109 84 2900 SH OTHER 1500 1400 025816109 90 3100 SH OTHER 1300 OTHER 1800 025816109 340 11700 SH OTHER 11700 AMERICAN HOME COMMON STOCK 026609107 1503 25804 SH SOLE 25804 PRODUCTS CORP COLUMN TOTALS 5745
FORM 13F INFORMATION TABLE
VALUE SHS INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT DISCRTN MANAGERS SOLE SHARED NONE SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL 026609107 89 1520 SH OTHER 1400 120 026609107 169 2900 SH OTHER 2100 OTHER 800 026609107 273 4680 SH OTHER 4680 AMERICAN INTL COMMON STOCK 026874107 1342 17199 SH SOLE 17149 50 GROUP INC 026874107 180 2304 SH OTHER 714 1590 026874107 589 7557 SH OTHER 4833 300 OTHER 2424 026874107 1502 19250 SH OTHER 18850 400 AMGEN INC COMMON STOCK 031162100 220 3740 SH SOLE 3740 031162100 35 600 SH OTHER 600 031162100 56 950 SH OTHER 280 OTHER 670 031162100 345 5863 SH OTHER 5863 600 APPLIED COMMON STOCK 038222105 233 8200 SH SOLE 8200 MATERIALS INC 038222105 40 1400 SH OTHER 1400 AUTOMATIC DATA COMMON STOCK 053015103 927 19700 SH SOLE 19700 PROCESSING INC 053015103 38 800 SH OTHER 800 053015103 481 10230 SH OTHER 10230 AVERY DENNISON COMMON STOCK 053611109 604 12760 SH SOLE 11360 1400 CORP COLUMN TOTALS 7123
FORM 13F INFORMATION TABLE
VALUE SHS INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT DISCRTN MANAGERS SOLE SHARED NONE SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL 053611109 70 1480 SH OTHER 1480 053611109 331 7000 SH OTHER 7000 BP PLC COMMON STOCK 055622104 530 10784 SH SOLE 10784 055622104 353 7169 SH OTHER 7169 055622104 17 348 SH OTHER 198 OTHER 150 055622104 313 6364 SH OTHER 6364 BANK ONE COMMON STOCK 06423A103 212 6741 SH SOLE 6741 CORPORATION 06423A103 56 1789 SH OTHER 1789 06423A103 7 220 SH OTHER 220 BAXTER INTL INC COMMON STOCK 071813109 774 14064 SH SOLE 13464 600 071813109 22 400 SH OTHER 400 071813109 141 2558 SH OTHER 1358 1200 071813109 192 3487 SH OTHER 3487 BECTON DICKINSON COMMON STOCK 075887109 281 7600 SH SOLE 7600 & CO 075887109 85 2300 SH OTHER 2300 BELLSOUTH CORP COMMON STOCK 079860102 918 22086 SH SOLE 22086 079860102 243 5856 SH OTHER 1400 4456 079860102 637 15340 SH OTHER 11540 OTHER 3800 079860102 658 15838 SH OTHER 14838 1000 BRISTOL-MYERS COMMON STOCK 110122108 1992 35857 SH SOLE 34857 1000 COLUMN TOTALS 7832
FORM 13F INFORMATION TABLE
VALUE SHS INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT DISCRTN MANAGERS SOLE SHARED NONE SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL SQUIBB CO 110122108 153 2760 SH OTHER 2760 110122108 634 11410 SH OTHER 7485 OTHER 3925 110122108 556 10000 SH OTHER 9300 700 CVS CORPORATION COMMON STOCK 126650100 118 3550 SH SOLE 3550 126650100 8 250 SH OTHER 250 126650100 35 1050 SH OTHER 700 OTHER 350 126650100 156 4700 SH OTHER 3900 800 CABOT CORP COMMON STOCK 127055101 279 7000 SH OTHER 7000 CARDINAL HEALTH COMMON STOCK 14149Y108 168 2275 SH SOLE 2275 INC. 14149Y108 17 224 SH OTHER 224 14149Y108 94 1275 SH OTHER 1275 14149Y108 83 1125 SH OTHER 1125 CHEVRON CORP COMMON STOCK 166751107 131 1550 SH SOLE 1550 166751107 62 734 SH OTHER 634 OTHER 100 166751107 201 2375 SH OTHER 2175 200 CISCO SYSTEMS INC COMMON STOCK 17275R102 867 71188 SH SOLE 39307 800 31081 17275R102 29 2400 SH OTHER 1200 1200 17275R102 167 13678 SH OTHER 6628 COLUMN TOTALS 3758
FORM 13F INFORMATION TABLE
VALUE SHS INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT DISCRTN MANAGERS SOLE SHARED NONE SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL OTHER 7050 17275R102 996 81760 SH OTHER 75507 6253 CINTAS CORP. COMMON STOCK 172908105 266 6600 SH SOLE 6600 CITIGROUP INC COMMON STOCK 172967101 384 9478 SH SOLE 9478 172967101 68 1690 SH OTHER 1400 290 172967101 80 1985 SH OTHER 900 500 OTHER 585 172967101 821 20276 SH OTHER 19876 400 COCA COLA CO COMMON STOCK 191216100 1024 21850 SH SOLE 21850 191216100 175 3725 SH OTHER 700 3025 191216100 145 3104 SH OTHER 2509 OTHER 595 191216100 564 12040 SH OTHER 11340 700 COMMON STOCK 194162103 972 16687 SH SOLE 16687 194162103 70 1200 SH OTHER 1200 194162103 985 16910 SH OTHER 5392 1400 OTHER 10118 194162103 1192 20460 SH OTHER 20460 COMPAQ COMPUTER COMMON STOCK 204493100 116 14000 SH SOLE 14000 CORP 204493100 4 500 SH OTHER 500 DISNEY WALT CO COMMON STOCK 254687106 355 19085 SH SOLE 19085 COLUMN TOTALS 8217
FORM 13F INFORMATION TABLE
VALUE SHS INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT DISCRTN MANAGERS SOLE SHARED NONE SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL 254687106 144 7727 SH OTHER 1827 5900 254687106 83 4442 SH OTHER 4242 OTHER 200 254687106 266 14276 SH OTHER 14276 DOW CHEMICAL CO COMMON STOCK 260543103 496 15150 SH SOLE 15150 260543103 92 2800 SH OTHER 2800 DUPONT E I COMMON STOCK 263534109 221 5900 SH SOLE 5900 DENEMOURS & CO 263534109 90 2400 SH OTHER 2400 263534109 90 2400 SH OTHER 1800 OTHER 600 263534109 337 8992 SH OTHER 8992 E M C CORP COMMON STOCK 268648102 217 18510 SH SOLE 17510 800 200 268648102 8 720 SH OTHER 720 268648102 32 2700 SH OTHER 2700 268648102 65 5550 SH OTHER 5550 EL PASO COMMON STOCK 28336L109 127 3050 SH SOLE 3050 CORPORATION 28336L109 6 150 SH OTHER 150 28336L109 32 775 SH OTHER 775 28336L109 79 1910 SH OTHER 1310 600 EMERSON ELECTRIC COMMON STOCK 291011104 209 4434 SH SOLE 4434 CO 291011104 68 1450 SH OTHER 450 1000 COLUMN TOTALS 2662
FORM 13F INFORMATION TABLE
VALUE SHS INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT DISCRTN MANAGERS SOLE SHARED NONE SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL 291011104 52 1100 SH OTHER 1100 291011104 271 5750 SH OTHER 5200 550 ENRON CORP COMMON STOCK 293561106 103 3800 SH SOLE 3800 293561106 30 1090 SH OTHER 650 OTHER 440 293561106 79 2905 SH OTHER 2105 800 ERICSSON L M TEL FOREIGN STOCK 294821400 257 73750 SH SOLE 73750 CO EXXON MOBIL COMMON STOCK 30231G102 3280 83253 SH SOLE 78753 4500 CORPORATION 30231G102 213 5400 SH OTHER 2200 3200 30231G102 1243 31549 SH OTHER 20493 1400 OTHER 9656 30231G102 1664 42238 SH OTHER 40474 1764 FEDERAL NATL MTG COMMON STOCK 313586109 250 3120 SH SOLE 3120 ASSN 313586109 65 815 SH OTHER 515 300 GANNETT INC COMMON STOCK 364730101 210 3500 SH SOLE 3500 364730101 54 900 SH OTHER 900 GENERAL ELECTRIC COMMON STOCK 369604103 4421 118857 SH SOLE 108357 10500 CO 369604103 122 3270 SH OTHER 1650 1620 COLUMN TOTALS 12314
FORM 13F INFORMATION TABLE
VALUE SHS INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT DISCRTN MANAGERS SOLE SHARED NONE SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL 369604103 1269 34105 SH OTHER 22654 OTHER 11451 369604103 2347 63087 SH OTHER 60587 2500 GENERAL MILLS INC COMMON STOCK 370334104 164 3600 SH SOLE 3600 370334104 155 3400 SH OTHER 3400 370334104 190 4180 SH OTHER 4180 GEORGIA-PACIFIC COMMON STOCK 373298108 314 10900 SH SOLE 10900 373298108 23 800 SH OTHER 800 GILLETTE CO COMMON STOCK 375766102 209 6998 SH SOLE 6998 375766102 32 1072 SH OTHER 1072 375766102 101 3400 SH OTHER 1600 OTHER 1800 375766102 203 6812 SH OTHER 6112 700 GLAXO SMITHKLINE FOREIGN STOCK 37733W105 478 8513 SH SOLE 8513 PLC ADR 37733W105 51 910 SH OTHER 910 37733W105 64 1138 SH OTHER 1138 37733W105 83 1471 SH OTHER 1471 JOHN HANCOCK COMMON STOCK 41014S106 161 4030 SH SOLE 3930 100 FINANCIAL SRVCS 41014S106 13 324 SH OTHER 324 41014S106 388 9709 SH OTHER 4130 500 OTHER 5079 41014S106 194 4850 SH OTHER 4850 COLUMN TOTALS 6439
FORM 13F INFORMATION TABLE
VALUE SHS INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT DISCRTN MANAGERS SOLE SHARED NONE SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL H J HEINZ CO COMMON STOCK 423074103 114 2699 SH SOLE 2699 423074103 126 3000 SH OTHER 3000 423074103 13 300 SH OTHER 300 HEWLETT PACKARD COMMON STOCK 428236103 136 8500 SH SOLE 8500 CO 428236103 67 4200 SH OTHER 600 3600 428236103 152 9500 SH OTHER 4900 1400 OTHER 3200 428236103 372 23200 SH OTHER 23200 HOME DEPOT INC COMMON STOCK 437076102 339 8844 SH SOLE 6956 1888 437076102 40 1040 SH OTHER 1040 437076102 29 750 SH OTHER 250 300 OTHER 200 437076102 140 3655 SH OTHER 3655 HONEYWELL COMMON STOCK 438516106 30 1125 SH SOLE 1125 INTERNATIONAL, INC. 438516106 119 4500 SH OTHER 4500 438516106 133 5043 SH OTHER 4743 300 INTEL CORP COMMON STOCK 458140100 1872 91590 SH SOLE 55190 5400 31000 458140100 48 2340 SH OTHER 1300 1040 458140100 302 14780 SH OTHER 6130 500 COLUMN TOTALS 4032
FORM 13F INFORMATION TABLE
VALUE SHS INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT DISCRTN MANAGERS SOLE SHARED NONE SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL OTHER 8150 458140100 1109 54274 SH OTHER 51654 2620 INTL BUSINESS COMMON STOCK 459200101 1447 15771 SH SOLE 15371 400 MACHINES CORP 459200101 92 1000 SH OTHER 400 600 459200101 452 4925 SH OTHER 2675 OTHER 2250 459200101 1608 17535 SH OTHER 17535 INTL PAPER CO COMMON STOCK 460146103 308 8840 SH SOLE 8840 460146103 119 3420 SH OTHER 3200 OTHER 220 460146103 64 1850 SH OTHER 1650 200 JP MORGAN CHASE COMMON STOCK 46625H100 391 11461 SH SOLE 11461 46625H100 144 4220 SH OTHER 4220 46625H100 411 12021 SH OTHER 10068 OTHER 1953 46625H100 557 16319 SH OTHER 16019 300 JOHNSON & JOHNSON COMMON STOCK 478160104 3338 60260 SH SOLE 54660 1600 4000 478160104 299 5390 SH OTHER 1400 3990 478160104 903 16292 SH OTHER 8632 1800 OTHER 5860 478160104 1859 33556 SH OTHER 32306 1250 COLUMN TOTALS 13101
FORM 13F INFORMATION TABLE
VALUE SHS INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT DISCRTN MANAGERS SOLE SHARED NONE SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL KIMBERLY CLARK COMMON STOCK 494368103 511 8240 SH SOLE 7440 800 CORP 494368103 239 3848 SH OTHER 700 OTHER 3148 494368103 214 3450 SH OTHER 3450 LILLY ELI & CO COMMON STOCK 532457108 593 7350 SH SOLE 1350 6000 532457108 335 4150 SH OTHER 4150 LUCENT COMMON STOCK 549463107 6 1036 SH SOLE 1036 TECHNOLOGIES INC 549463107 8 1339 SH OTHER 1164 175 549463107 16 2720 SH OTHER 2720 549463107 37 6406 SH OTHER 6406 MARSH & MCLENNAN COMMON STOCK 571748102 741 7660 SH SOLE 7360 300 COS INC 571748102 107 1110 SH OTHER 1110 MCDONALDS CORP COMMON STOCK 580135101 290 10700 SH SOLE 10700 580135101 168 6200 SH OTHER 1200 5000 580135101 16 600 SH OTHER 600 580135101 373 13750 SH OTHER 13750 MCGRAW HILL COMMON STOCK 580645109 805 13840 SH SOLE 13840 COMPANIES INC 580645109 151 2600 SH OTHER 2600 MEDTRONIC INC COMMON STOCK 585055106 603 13860 SH SOLE 13860 COLUMN TOTALS 5213
FORM 13F INFORMATION TABLE
VALUE SHS INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT DISCRTN MANAGERS SOLE SHARED NONE SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL 585055106 15 335 SH OTHER 335 585055106 70 1600 SH OTHER 1600 585055106 113 2600 SH OTHER 2600 MERCK & CO INC COMMON STOCK 589331107 1269 19050 SH SOLE 19050 589331107 72 1080 SH OTHER 900 180 589331107 435 6525 SH OTHER 2825 1000 OTHER 2700 589331107 1201 18030 SH OTHER 17080 950 MICROSOFT CORP COMMON STOCK 594918104 699 13665 SH SOLE 13665 594918104 85 1670 SH OTHER 800 870 594918104 241 4710 SH OTHER 3710 OTHER 1000 594918104 622 12165 SH OTHER 10250 1915 MINNESOTA MINING COMMON STOCK 604059105 1137 11557 SH SOLE 11557 & MFG CO 604059105 236 2400 SH OTHER 600 1800 604059105 246 2500 SH OTHER 2400 OTHER 100 604059105 405 4120 SH OTHER 4120 MOTOROLA INC COMMON STOCK 620076109 359 22988 SH SOLE 22988 620076109 80 5100 SH OTHER 1500 3600 620076109 49 3150 SH OTHER 2850 OTHER 300 COLUMN TOTALS 7334
FORM 13F INFORMATION TABLE
VALUE SHS INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT DISCRTN MANAGERS SOLE SHARED NONE SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL 620076109 309 19820 SH OTHER 19820 NEW YORK TIMES CO COMMON STOCK 650111107 306 7850 SH SOLE 7050 800 650111107 48 1225 SH OTHER 1225 NOKIA CORP FOREIGN STOCK 654902204 251 16070 SH SOLE 15970 100 654902204 2 100 SH OTHER 100 654902204 148 9470 SH OTHER 4390 OTHER 5080 654902204 124 7950 SH OTHER 7150 800 OMNICOM GROUP INC COMMON STOCK 681919106 846 13040 SH SOLE 12420 600 20 681919106 26 400 SH OTHER 400 681919106 85 1310 SH OTHER 1310 681919106 117 1810 SH OTHER 1710 100 PAYCHEX INC COMMON STOCK 704326107 332 10547 SH SOLE 10547 704326107 51 1620 SH OTHER 1320 OTHER 300 704326107 47 1500 SH OTHER 700 800 PEPSICO INC COMMON STOCK 713448108 468 9655 SH SOLE 9605 50 713448108 15 300 SH OTHER 300 713448108 307 6320 SH OTHER 2020 1900 OTHER 2400 COLUMN TOTALS 3482
FORM 13F INFORMATION TABLE
VALUE SHS INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT DISCRTN MANAGERS SOLE SHARED NONE SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL 713448108 592 12200 SH OTHER 12200 PERKINELMER INC. COMMON STOCK 714046109 415 15800 SH SOLE 15800 PFIZER INC COMMON STOCK 717081103 1659 41384 SH SOLE 38584 2750 50 717081103 198 4937 SH OTHER 4937 717081103 939 23410 SH OTHER 15210 OTHER 8200 717081103 1606 40059 SH OTHER 37028 3031 PITNEY-BOWES INC COMMON STOCK 724479100 233 6100 SH SOLE 4900 1200 724479100 197 5150 SH OTHER 5150 PROCTER & GAMBLE COMMON STOCK 742718109 1198 16462 SH SOLE 16262 200 CO 742718109 197 2700 SH OTHER 700 2000 742718109 593 8150 SH OTHER 6250 OTHER 1900 742718109 966 13265 SH OTHER 12765 500 REUTERS GROUP PLC FOREIGN STOCK 76132M102 229 4381 SH SOLE 4035 346 76132M102 18 346 SH OTHER 346 76132M102 47 892 SH OTHER 892 76132M102 141 2707 SH OTHER 2707 ROYAL DUTCH FOREIGN STOCK 780257804 755 15016 SH SOLE 12616 2400 PETROLEUM CO COLUMN TOTALS 9983
FORM 13F INFORMATION TABLE
VALUE SHS INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT DISCRTN MANAGERS SOLE SHARED NONE SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL 780257804 80 1600 SH OTHER 1600 780257804 101 2000 SH OTHER 1100 OTHER 900 780257804 433 8620 SH OTHER 8620 SBC COMMON STOCK 78387G103 868 18419 SH SOLE 18419 COMMUNICATIONS INC 78387G103 231 4899 SH OTHER 4499 OTHER 400 78387G103 565 11988 SH OTHER 11757 231 SARA LEE CORP COMMON STOCK 803111103 237 11132 SH SOLE 11132 803111103 26 1200 SH OTHER 1200 803111103 17 800 SH OTHER 800 SCHERING PLOUGH COMMON STOCK 806605101 89 2400 SH SOLE 2400 CORP 806605101 326 8800 SH OTHER 8800 806605101 214 5780 SH OTHER 2100 OTHER 3680 806605101 185 4975 SH OTHER 4975 SCHLUMBERGER LTD COMMON STOCK 806857108 145 3166 SH SOLE 2900 266 806857108 9 200 SH OTHER 200 806857108 89 1945 SH OTHER 1545 400 STATE STREET CORP COMMON STOCK 857477103 405 8900 SH SOLE 8900 857477103 118 2600 SH OTHER 1000 OTHER 1600 857477103 672 14762 SH OTHER 14762 COLUMN TOTALS 4810
FORM 13F INFORMATION TABLE
VALUE SHS INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT DISCRTN MANAGERS SOLE SHARED NONE SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL SUN MICROSYSTEMS COMMON STOCK 866810104 22 2600 SH SOLE 2400 200 INC 866810104 10 1200 SH OTHER 1200 866810104 76 9140 SH OTHER 4840 4300 TEXAS COMMON STOCK 882508104 442 17700 SH SOLE 16900 800 INSTRUMENTS INC 882508104 197 7869 SH OTHER 7869 TYCO COMMON STOCK 902124106 1099 24155 SH SOLE 18917 5238 INTERNATIONAL LTD 902124106 36 800 SH OTHER 800 902124106 173 3805 SH OTHER 3000 OTHER 805 902124106 575 12648 SH OTHER 12085 563 UNITED COMMON STOCK 913017109 512 11014 SH SOLE 11014 TECHNOLOGIES CORP 913017109 42 900 SH OTHER 900 913017109 337 7256 SH OTHER 7256 913017109 218 4685 SH OTHER 4685 VERIZON COMMON STOCK 92343V104 592 10940 SH SOLE 10940 COMMUNICATIONS 92343V104 11 200 SH OTHER 200 92343V104 375 6931 SH OTHER 1620 690 OTHER 4621 92343V104 676 12493 SH OTHER 12493 COLUMN TOTALS 5393
FORM 13F INFORMATION TABLE
VALUE SHS INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT DISCRTN MANAGERS SOLE SHARED NONE SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL VIACOM, INC. COMMON STOCK 925524308 334 9674 SH SOLE 9082 542 50 925524308 80 2331 SH OTHER 2331 925524308 61 1777 SH OTHER 1307 OTHER 470 925524308 76 2199 SH OTHER 2049 150 WAL MART STORES COMMON STOCK 931142103 1146 23160 SH SOLE 11920 400 10840 INC 931142103 74 1500 SH OTHER 1300 200 931142103 149 3000 SH OTHER 2800 OTHER 200 931142103 615 12418 SH OTHER 12418 WALGREEN CO COMMON STOCK 931422109 1622 47100 SH SOLE 47100 931422109 59 1700 SH OTHER 1700 931422109 124 3600 SH OTHER 3600 WELLS FARGO & COMMON STOCK 949746101 373 8402 SH SOLE 8402 COMPANY - NEW 949746101 123 2770 SH OTHE 2770 949746101 76 1720 SH OTHER 1500 OTHER 220 949746101 344 7750 SH OTHER 6950 800 WEYERHAEUSER CO COMMON STOCK 962166104 250 5133 SH SOLE 5133 962166104 27 550 SH OTHER 400 150 COLUMN TOTALS 5533
FORM 13F INFORMATION TABLE
VALUE SHS INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT DISCRTN MANAGERS SOLE SHARED NONE SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL WILLIAMS COMMON STOCK 969457100 131 4800 SH SOLE 4800 COMPANIES INC COM 969457100 16 600 SH OTHER 600 969457100 27 1000 SH OTHER 1000 969457100 183 6699 SH OTHER 5499 1200 WRIGLEY WM JR CO COMMON STOCK 982526105 221 4300 SH SOLE 4300 982526105 21 400 SH OTHER 400 CERYLION INC CONVERTIBLE 999706104 25 16667 SH SOLE 16667 PREFERRED STOCK WHITE MOUNTAINS COMMON STOCK G9618E107 233 700 SH OTHER 700 INSURANCE COLUMN TOTALS 857 AGGREGATE TOTAL 113828
FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 308 Form 13F Information Table Value Total: $ 113,828 List of Other Included Managers: None Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment Managers with respect to which this report is filed, other than the Manager filing this report. No. 13F File Number Name -----END PRIVACY-ENHANCED MESSAGE-----