-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U37VgRhFBbA3piUY6A5NrLyiWQc1k+UBdb9OOnBALHYtjrKQsQcZo1jcKSRg/M1s OtePKOCQqSOGkSU+yEDMvA== 0000912057-00-045659.txt : 20031217 0000912057-00-045659.hdr.sgml : 20031217 20001024103800 ACCESSION NUMBER: 0000912057-00-045659 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000930 FILED AS OF DATE: 20001024 DATE AS OF CHANGE: 20001102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HALDOR INVESTMENT ADVISORS L P CENTRAL INDEX KEY: 0000922899 IRS NUMBER: 042988321 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03747 FILM NUMBER: 00744605 BUSINESS ADDRESS: STREET 1: 60 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6175265153 MAIL ADDRESS: STREET 1: 60 STATE ST CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: HALDOR INVESTMENT ADVISORS L P DATE OF NAME CHANGE: 19990305 13F-HR 1 a2028377z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09/30/2000 Check here if Amendment / / Amendment Number: This Amendment / / is a restatement Institutional Investment Manager Filing this Report: Name: HALDOR INV ADV LP 28-4282 Address: 60 STATE ST 26TH FLOOR BOSTON, MA 02109 13F File Number: 28-04282 The institutional investment Manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: JEFFREY ANTHONY Title: Phone: 617-526-6000 Signature, Place, and Date of Signing: /S/JEFFREY ANTHONY BOSTON, MASSACHUSETTS 10/19/2000 Report Type (Check only one) /X/ 13F HOLDINGS REPORT / / 13F COMBINATION REPORT
FORM 13F INFORMATION TABLE VALUE SHS INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT DISCRTN MANAGERS SOLE SHARED NONE SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL AT&T CORP COMMON STOCK 001957109 247 8395 SH SOLE 8395 001957109 707 24073 SH OTHER 23173 OTHER 900 ABBOTT COMMON STOCK 002824100 930 19562 SH SOLE 19562 LABORATORIES 002824100 642 13500 SH OTHER 11300 OTHER 2200 AGILENT COMMON STOCK 00846U101 83 1692 SH SOLE 1692 TECHNOLOGIES 00846U101 281 5750 SH OTHER 5484 OTHER 266 ALCOA, INC. COMMON STOCK 013817101 565 22302 SH SOLE 22302 013817101 314 12400 SH OTHER 12400 AMERICA ONLINE COMMON STOCK 02364J104 139 2580 SH SOLE 2580 INC DEL 02364J104 364 6765 SH OTHER 6465 OTHER 300 AMERICAN EXPRESS COMMON STOCK 025816109 1000 16460 SH SOLE 16460 CO 025816109 1309 21540 SH OTHER 19740 OTHER 1800 AMERICAN HOME COMMON STOCK 026609107 1256 22204 SH SOLE 22204 PRODUCTS CORP 026609107 834 14752 SH OTHER 12552 OTHER 2200 AMERICAN INTL COMMON STOCK 026874107 1542 16110 SH SOLE 16110 GROUP INC 026874107 3215 33597 SH OTHER 30180 OTHER 3417 AMERICAN WATER COMMON STOCK 030411102 295 10700 SH OTHER 10700 WORKS CO COLUMN TOTALS 13723 FORM 13F INFORMATION TABLE VALUE SHS INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT DISCRTN MANAGERS SOLE SHARED NONE SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL AMGEN INC COMMON STOCK 031162100 222 3180 SH SOLE 3180 031162100 417 5975 SH OTHER 5505 OTHER 470 APPLIED COMMON STOCK 038222105 300 5060 SH SOLE 5060 MATERIALS INC 038222105 83 1400 SH OTHER 1400 AUTOMATIC DATA COMMON STOCK 053015103 1122 16780 SH SOLE 16780 PROCESSING INC 053015103 1107 16550 SH OTHER 14650 OTHER 1900 AVERY DENNISON COMMON STOCK 053611109 658 14190 SH SOLE 14190 CORP 053611109 467 10080 SH OTHER 8380 1400 OTHER 300 BP AMOCO - PLC COMMON STOCK 055622104 576 10860 SH SOLE 10860 SPONS ADR 055622104 682 12873 SH OTHER 11815 OTHER 1058 BANK ONE COMMON STOCK 06423A103 185 4801 SH SOLE 4801 CORPORATION 06423A103 477 12361 SH OTHER 10572 OTHER 1789 BAXTER INTL INC COMMON STOCK 071813109 495 6207 SH SOLE 6207 071813109 213 2675 SH OTHER 2375 300 BECTON DICKINSON COMMON STOCK 075887109 201 7600 SH SOLE 7600 & CO 075887109 58 2200 SH OTHER 2200 BELLSOUTH CORP COMMON STOCK 079860102 927 23024 SH SOLE 23024 COLUMN TOTALS 8190 FORM 13F INFORMATION TABLE VALUE SHS INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT DISCRTN MANAGERS SOLE SHARED NONE SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL 079860102 1971 48964 SH OTHER 43264 OTHER 5700 BESTFOODS INC COMMON STOCK 08658U101 116 1600 SH SOLE 1600 08658U101 1134 15582 SH OTHER 11550 932 OTHER 3100 BRISTOL-MYERS COMMON STOCK 110122108 2030 35543 SH SOLE 35543 SQUIBB CO 110122108 1881 32927 SH OTHER 27252 OTHER 5675 CVS CORPORATION COMMON STOCK 126650100 86 1850 SH SOLE 1850 126650100 185 4000 SH OTHER 4000 CABOT CORP COMMON STOCK 127055101 407 12848 SH OTHER 12848 CHASE MANHATTAN COMMON STOCK 16161A108 33 714 SH SOLE 714 CORP NEW 16161A108 305 6600 SH OTHER 6600 CHEVRON CORP COMMON STOCK 166751107 34 400 SH SOLE 400 166751107 242 2833 SH OTHER 2833 CISCO SYSTEMS INC COMMON STOCK 17275R102 1937 35051 SH SOLE 35051 17275R102 6569 118893 SH OTHER 108443 800 OTHER 9650 CINTAS CORP. COMMON STOCK 172908105 139 3200 SH SOLE 3200 172908105 83 1900 SH OTHER 1900 CITIGROUP, INC. COMMON STOCK 172967101 824 15244 SH SOLE 15244 172967101 762 14101 SH OTHER 13276 OTHER 825 COCA COLA CO COMMON STOCK 191216100 1123 20380 SH SOLE 20380 COLUMN TOTALS 19861 FORM 13F INFORMATION TABLE VALUE SHS INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT DISCRTN MANAGERS SOLE SHARED NONE SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL 191216100 1023 18562 SH OTHER 16592 OTHER 1970 COMMON STOCK 194162103 610 12934 SH SOLE 12934 194162103 2247 47603 SH OTHER 34985 OTHER 12618 DELL COMPUTER COMMON STOCK 247025109 231 7500 SH SOLE 7500 CORP 247025109 155 5040 SH OTHER 4540 500 DISNEY WALT CO COMMON STOCK 254687106 866 22633 SH SOLE 22633 254687106 975 25497 SH OTHER 25297 OTHER 200 DOW CHEMICAL CO COMMON STOCK 260543103 333 13350 SH SOLE 13350 260543103 235 9429 SH OTHER 8484 OTHER 945 DUPONT E I COMMON STOCK 263534109 388 9360 SH SOLE 9360 DENEMOURS & CO 263534109 668 16132 SH OTHER 15132 OTHER 1000 E M C CORP COMMON STOCK 268648102 1237 12480 SH SOLE 12480 268648102 1249 12600 SH OTHER 11800 800 ELAN PLC FOREIGN STOCK 284131208 60 1100 SH SOLE 1100 284131208 148 2700 SH OTHER 2700 EMERSON ELECTRIC COMMON STOCK 291011104 270 4034 SH SOLE 4034 CO 291011104 477 7125 SH OTHER 7125 ENRON CORP COMMON STOCK 293561106 825 9420 SH SOLE 9420 293561106 716 8175 SH OTHER 5465 COLUMN TOTALS 12713 FORM 13F INFORMATION TABLE VALUE SHS INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT DISCRTN MANAGERS SOLE SHARED NONE SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL OTHER 2710 EXXON MOBIL COMMON STOCK 30231G102 3869 43406 SH SOLE 43406 CORPORATION 30231G102 5199 58333 SH OTHER 49758 OTHER 8575 FLEETBOSTON COMMON STOCK 339030108 60 1530 SH SOLE 1530 FINANCIAL 339030108 230 5887 SH OTHER 5887 GENERAL ELECTRIC COMMON STOCK 369604103 5250 91009 SH SOLE 91009 CO 369604103 11205 194239 SH OTHER 176859 OTHER 17380 GENERAL MILLS INC COMMON STOCK 370334104 230 6480 SH SOLE 6480 370334104 163 4600 SH OTHER 4600 GILLETTE CO COMMON STOCK 375766102 279 9052 SH SOLE 9052 375766102 863 27943 SH OTHER 24143 OTHER 3800 GLAXO WELLCOME FOREIGN STOCK 37733W105 286 4725 SH SOLE 4725 PLC 37733W105 133 2200 SH OTHER 1800 OTHER 400 JOHN HANCOCK COMMON STOCK 41014S106 20 760 SH SOLE 760 FINANCIAL SRVCS 41014S106 196 7300 SH OTHER 4800 OTHER 2500 HARTFORD FINL COMMON STOCK 416515104 170 2332 SH SOLE 2332 SVCS GROUP INC 416515104 290 3976 SH OTHER 3976 HEWLETT PACKARD COMMON STOCK 428236103 432 4450 SH SOLE 4450 CO COLUMN TOTALS 28875 FORM 13F INFORMATION TABLE VALUE SHS INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT DISCRTN MANAGERS SOLE SHARED NONE SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL 428236103 1795 18500 SH OTHER 16600 OTHER 1900 HOME DEPOT INC COMMON STOCK 437076102 279 5260 SH SOLE 5260 437076102 261 4923 SH OTHER 4723 OTHER 200 HONEYWELL COMMON STOCK 438516106 561 15743 SH SOLE 15743 INTERNATIONAL, INC. 438516106 212 5953 SH OTHER 5953 INTEL CORP COMMON STOCK 458140100 2229 53630 SH SOLE 53630 458140100 3367 81014 SH OTHER 64954 5400 OTHER 10660 INTL BUSINESS COMMON STOCK 459200101 2145 19066 SH SOLE 19066 MACHINES CORP 459200101 3002 26680 SH OTHER 23780 400 OTHER 2500 INTL PAPER CO COMMON STOCK 460146103 306 10660 SH SOLE 10660 460146103 120 4200 SH OTHER 4200 JOHNSON & JOHNSON COMMON STOCK 478160104 2339 24898 SH SOLE 24898 478160104 3841 40886 SH OTHER 35716 800 OTHER 4370 KIMBERLY CLARK COMMON STOCK 494368103 209 3750 SH SOLE 3750 CORP 494368103 619 11088 SH OTHER 6240 800 OTHER 4048 LILLY ELI & CO COMMON STOCK 532457108 142 1750 SH SOLE 1750 532457108 385 4750 SH OTHER 4550 COLUMN TOTALS 21812 FORM 13F INFORMATION TABLE VALUE SHS INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT DISCRTN MANAGERS SOLE SHARED NONE SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL OTHER 200 LUCENT COMMON STOCK 549463107 412 13472 SH SOLE 13472 TECHNOLOGIES INC 549463107 1817 59438 SH OTHER 49210 648 OTHER 9580 MARSH & MCLENNAN COMMON STOCK 571748102 915 6890 SH SOLE 6890 COS INC 571748102 349 2630 SH OTHER 2150 300 OTHER 180 MCDONALDS CORP COMMON STOCK 580135101 249 8250 SH SOLE 8250 580135101 574 19017 SH OTHER 18617 OTHER 400 MCGRAW HILL COMMON STOCK 580645109 826 13000 SH SOLE 13000 COMPANIES INC 580645109 308 4840 SH OTHER 4600 OTHER 240 MEDTRONIC INC COMMON STOCK 585055106 711 13720 SH SOLE 13720 585055106 189 3650 SH OTHER 3650 MELLON FINANCIAL COMMON STOCK 58551A108 158 3400 SH SOLE 3400 CORPORATION 58551A108 128 2760 SH OTHER 2760 MERCK & CO INC COMMON STOCK 589331107 1490 20020 SH SOLE 20020 589331107 2442 32810 SH OTHER 25910 OTHER 6900 MICROSOFT CORP COMMON STOCK 594918104 379 6280 SH SOLE 6280 594918104 1077 17855 SH OTHER 15755 OTHER 2100 MINNESOTA MINING COMMON STOCK 604059105 1087 11927 SH SOLE 11927 COLUMN TOTALS 13111 FORM 13F INFORMATION TABLE VALUE SHS INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT DISCRTN MANAGERS SOLE SHARED NONE SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL & MFG CO 604059105 787 8638 SH OTHER 8538 OTHER 100 J P MORGAN & CO COMMON STOCK 616880100 633 3876 SH SOLE 3876 INC 616880100 1172 7174 SH OTHER 6774 OTHER 400 MOTOROLA INC COMMON STOCK 620076109 671 23738 SH SOLE 23738 620076109 701 24800 SH OTHER 23900 OTHER 900 NETWORK COMMON STOCK 64120L104 726 5700 SH SOLE 5700 APPLIANCE INC 64120L104 255 2000 SH OTHER 1900 OTHER 100 NEW YORK TIMES CO COMMON STOCK 650111107 231 5875 SH SOLE 5875 650111107 149 3800 SH OTHER 2600 800 OTHER 400 NOKIA CORP COMMON STOCK 654902204 553 13880 SH SOLE 13880 654902204 793 19910 SH OTHER 15730 OTHER 4180 NORTEL NETWORKS FOREIGN STOCK 656568102 221 3708 SH SOLE 3708 CORP. 656568102 832 13970 SH OTHER 13970 OMNICOM GROUP INC COMMON STOCK 681919106 722 9900 SH SOLE 9900 681919106 438 6000 SH OTHER 5400 600 PAYCHEX INC COMMON STOCK 704326107 458 8727 SH SOLE 8727 704326107 79 1500 SH OTHER 1500 COLUMN TOTALS 9421 FORM 13F INFORMATION TABLE VALUE SHS INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT DISCRTN MANAGERS SOLE SHARED NONE SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL PEOPLESOFT INC COMMON STOCK 712713106 176 6300 SH SOLE 6300 712713106 59 2100 SH OTHER 2100 PEPSICO INC COMMON STOCK 713448108 181 3940 SH SOLE 3940 713448108 923 20062 SH OTHER 17662 OTHER 2400 PERKINELMER INC. COMMON STOCK 714046109 887 8500 SH OTHER 8500 PFIZER INC COMMON STOCK 717081103 2403 53482 SH SOLE 53482 717081103 4120 91693 SH OTHER 76543 2750 OTHER 12400 PITNEY-BOWES INC COMMON STOCK 724479100 140 3550 SH SOLE 3550 724479100 284 7200 SH OTHER 6000 1200 PROCTER & GAMBLE COMMON STOCK 742718109 1121 16730 SH SOLE 16730 CO 742718109 1917 28605 SH OTHER 25605 200 OTHER 2800 REUTERS GROUP PLC FOREIGN STOCK 76132M102 451 4009 SH SOLE 4009 76132M102 619 5509 SH OTHER 3752 346 OTHER 1411 ROYAL DUTCH FOREIGN STOCK 780257804 833 13896 SH SOLE 13896 PETROLEUM CO 780257804 1180 19680 SH OTHER 18480 OTHER 1200 SBC COMMON STOCK 78387G103 423 8469 SH SOLE 8469 COMMUNICATIONS INC 78387G103 1379 27579 SH OTHER 26379 OTHER 1200 COLUMN TOTALS 17096 FORM 13F INFORMATION TABLE VALUE SHS INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT DISCRTN MANAGERS SOLE SHARED NONE SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL SARA LEE CORP COMMON STOCK 803111103 120 5900 SH SOLE 5900 803111103 175 8632 SH OTHER 7532 OTHER 1100 SCHERING PLOUGH COMMON STOCK 806605101 47 1000 SH SOLE 1000 CORP 806605101 938 20180 SH OTHER 16500 OTHER 3680 SCHLUMBERGER LTD COMMON STOCK 806857108 198 2400 SH SOLE 2400 806857108 281 3411 SH OTHER 3145 266 SCHWAB CHARLES COMMON STOCK 808513105 276 7770 SH SOLE 7770 CORP 808513105 96 2700 SH OTHER 2400 OTHER 300 SMITHKLINE COMMON STOCK 832378301 48 700 SH SOLE 700 BEECHAM PLC 832378301 337 4904 SH OTHER 3904 OTHER 1000 STANDEX INTL CORP COMMON STOCK 854231107 2413 124956 SH OTHER 124956 STATE STREET CORP COMMON STOCK 857477103 247 1900 SH SOLE 1900 857477103 1701 13085 SH OTHER 11585 OTHER 1500 SUN MICROSYSTEMS COMMON STOCK 866810104 114 980 SH SOLE 980 INC 866810104 257 2200 SH OTHER 2200 TEXAS COMMON STOCK 882508104 857 18170 SH SOLE 18170 INSTRUMENTS INC 882508104 726 15386 SH OTHER 14386 800 OTHER 200 COLUMN TOTALS 8831 FORM 13F INFORMATION TABLE VALUE SHS INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT DISCRTN MANAGERS SOLE SHARED NONE SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL TIME WARNER INC COMMON STOCK 887315109 129 1650 SH SOLE 1650 887315109 200 2550 SH OTHER 2550 TYCO COMMON STOCK 902124106 786 15152 SH SOLE 15152 INTERNATIONAL LTD 902124106 830 16000 SH OTHER 15300 OTHER 700 UNITED COMMON STOCK 913017109 1138 16440 SH SOLE 16440 TECHNOLOGIES CORP 913017109 777 11220 SH OTHER 11220 VERIZON COMMON STOCK 92343V104 373 7691 SH SOLE 7691 COMMUNICATIONS 92343V104 1456 30068 SH OTHER 24349 OTHER 5719 VIACOM, INC. COMMON STOCK 925524308 227 3887 SH SOLE 3887 925524308 224 3836 SH OTHER 2644 542 OTHER 650 VODAFONE GROUP FOREIGN STOCK 92857W100 43 1170 SH SOLE 1170 PLC 92857W100 315 8505 SH OTHER 7405 OTHER 1100 WAL MART STORES COMMON STOCK 931142103 539 11200 SH SOLE 11200 INC 931142103 703 14600 SH OTHER 14000 400 OTHER 200 WALGREEN CO COMMON STOCK 931422109 2075 54700 SH SOLE 54700 931422109 432 11400 SH OTHER 10600 OTHER 800 WELLS FARGO & COMMON STOCK 949746101 442 9612 SH SOLE 9612 COLUMN TOTALS 10689 FORM 13F INFORMATION TABLE VALUE SHS INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT DISCRTN MANAGERS SOLE SHARED NONE SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL COMPANY - NEW 949746101 171 3720 SH OTHER 3500 OTHER 220 WILLIAMS COMMON STOCK 969457100 327 7750 SH SOLE 7750 COMPANIES INC COM 969457100 161 3799 SH OTHER 3799 WORLDCOM INC. COMMON STOCK 98157D106 109 3575 SH SOLE 3575 98157D106 553 18222 SH OTHER 16198 OTHER 2024 NEWWEB INC. CONVERTIBLE 999669005 25 16667 SH OTHER 16667 PREFERRED STOCK FLEXTRONICS INTL FOREIGN STOCK Y2573F102 246 3000 SH SOLE 3000 LTD Y2573F102 140 1700 SH OTHER 1700 COLUMN TOTALS 1732 AGGREGATE TOTAL 166054
FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: Form 13F Information Table Entry Total: 199 Form 13F Information Table Value Total: $ 166,054 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment Managers with respect to which this report is filed, other than the Manager filing this report. No. 13F File Number Name -----END PRIVACY-ENHANCED MESSAGE-----