-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JR1p9idumFKr1N3dgx3tC3h/+suk5d7/3pm122XFu0nFPps7OccBHXbYwt6bWf5A 66w9hd8MpQ9oZZA81fyDDg== 0000912057-00-021344.txt : 20031217 0000912057-00-021344.hdr.sgml : 20031217 20000503113000 ACCESSION NUMBER: 0000912057-00-021344 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000331 FILED AS OF DATE: 20000503 DATE AS OF CHANGE: 20000504 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HALDOR INVESTMENT ADVISORS L P CENTRAL INDEX KEY: 0000922899 IRS NUMBER: 042988321 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03747 FILM NUMBER: 00617714 BUSINESS ADDRESS: STREET 1: 60 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6175265153 MAIL ADDRESS: STREET 1: 60 STATE ST CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: HALDOR INVESTMENT ADVISORS L P DATE OF NAME CHANGE: 19990305 13F-HR 1 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 03/31/2000 Check here if Amendment [ ] Amendment Number: This Amendment [ ] is a restatement Institutional Investment Manager Filing this Report: Name: HALDOR INV ADV LP 28-4282 Address: 60 STATE ST 18TH FLOOR BOSTON, MA 02109 13F File Number: 28-04282 The institutional investment Manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: JEFFREY ANTHONY Title: CHIEF EXECUTIVE OFFICER Phone: 617-526-6000 Signature, Place, and Date of Signing: /S/JEFFREY ANTHONY BOSTON, MASSACHUSETTS 04/05/2000 Report Type (Check only one) [X] 13F HOLDINGS REPORT [ ] 13F COMBINATION REPORT FORM 13F INFORMATION TABLE
VALUE SHS INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT DISCRTN MANAGERS SOLE SHARED NONE SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL AT&T CORP COMMON STOCK 001957109 511 9078 SH SOLE 9078 001957109 1559 27676 SH OTHER 24736 OTHER 2940 ABBOTT COMMON STOCK 002824100 688 19562 SH SOLE 19562 LABORATORIES 002824100 475 13500 SH OTHER 11300 OTHER 2200 ALCOA, INC. COMMON STOCK 013817101 861 12256 SH SOLE 12256 013817101 436 6200 SH OTHER 6200 AMERICA ONLINE COMMON STOCK 02364J104 86 1280 SH SOLE 1280 INC DEL 02364J104 443 6565 SH OTHER 6265 OTHER 300 AMERICAN EXPRESS COMMON STOCK 025816109 658 4420 SH SOLE 4420 CO 025816109 946 6350 SH OTHER 5950 OTHER 400 AMERICAN HOME COMMON STOCK 026609107 1473 27404 SH SOLE 27404 PRODUCTS CORP 026609107 778 14472 SH OTHER 11672 OTHER 2800 AMERICAN INTL COMMON STOCK 026874107 1032 9422 SH SOLE 9422 GROUP INC 026874107 2233 20390 SH OTHER 18385 OTHER 2005 AMERICAN WATER COMMON STOCK 030411102 254 10700 SH OTHER 10700 WORKS CO AMGEN INC COMMON STOCK 031162100 268 4365 SH OTHER 4215 OTHER 150 APPLIED COMMON STOCK 038222105 660 7000 SH SOLE 7000 MATERIALS INC COLUMN TOTALS 13361
FORM 13F INFORMATION TABLE
VALUE SHS INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT DISCRTN MANAGERS SOLE SHARED NONE SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL 038222105 132 1400 SH OTHER 1400 ATLANTIC COMMON STOCK 048825103 51 600 SH SOLE 600 RICHFIELD CO 048825103 214 2519 SH OTHER 2519 AUTOMATIC DATA COMMON STOCK 053015103 776 16080 SH SOLE 16080 PROCESSING INC 053015103 784 16250 SH OTHER 14350 OTHER 1900 AVERY DENNISON COMMON STOCK 053611109 898 14700 SH SOLE 14700 CORP 053611109 475 7780 SH OTHER 7480 OTHER 300 BP AMOCO - PLC COMMON STOCK 055622104 606 11388 SH SOLE 11388 SPONS ADR 055622104 466 8742 SH OTHER 7684 OTHER 1058 JONES & BABSON MUTUAL 056161102 344 14352 SH OTHER 14352 MUTUAL FUNDS FUNDS-EQUITY BANK ONE COMMON STOCK 06423A103 109 3150 SH SOLE 3150 CORPORATION 06423A103 558 16176 SH OTHER 12443 OTHER 3733 BAUSCH & LOMB INC COMMON STOCK 071707103 211 4037 SH SOLE 4037 071707103 78 1500 SH OTHER 1500 BAXTER INTL INC COMMON STOCK 071813109 459 7317 SH SOLE 7317 071813109 165 2625 SH OTHER 2625 BECTON DICKINSON COMMON STOCK 075887109 204 7760 SH SOLE 7760 & CO 075887109 13 500 SH OTHER 500 COLUMN TOTALS 6543
FORM 13F INFORMATION TABLE
VALUE SHS INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT DISCRTN MANAGERS SOLE SHARED NONE SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL BELL ATLANTIC COMMON STOCK 077853109 197 3216 SH SOLE 3216 CORP 077853109 1011 16532 SH OTHER 14926 OTHER 1606 BELLSOUTH CORP COMMON STOCK 079860102 1257 26824 SH SOLE 26824 079860102 2310 49276 SH OTHER 42776 OTHER 6500 BESTFOODS INC COMMON STOCK 08658U101 126 2700 SH SOLE 2700 08658U101 789 16850 SH OTHER 13750 OTHER 3100 BRISTOL-MYERS COMMON STOCK 110122108 2144 36963 SH SOLE 36963 SQUIBB CO 110122108 1979 34127 SH OTHER 28452 OTHER 5675 CBS CORP COMMON STOCK 12490K107 204 3600 SH SOLE 3600 12490K107 96 1700 SH OTHER 1700 CVS CORPORATION COMMON STOCK 126650100 69 1850 SH SOLE 1850 126650100 165 4400 SH OTHER 4400 CABOT CORP COMMON STOCK 127055101 416 13648 SH OTHER 13648 CHASE MANHATTAN COMMON STOCK 16161A108 42 476 SH SOLE 476 CORP NEW 16161A108 366 4200 SH OTHER 4200 CHEVRON CORP COMMON STOCK 166751107 37 400 SH SOLE 400 166751107 262 2833 SH OTHER 2833 CISCO SYSTEMS INC COMMON STOCK 17275R102 3307 42780 SH SOLE 42780 17275R102 9476 122564 SH OTHER 112314 OTHER 10250 CITIGROUP, INC. COMMON STOCK 172967101 507 8472 SH SOLE 8472 COLUMN TOTALS 24760
FORM 13F INFORMATION TABLE
VALUE SHS INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT DISCRTN MANAGERS SOLE SHARED NONE SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL 172967101 537 8961 SH OTHER 8961 COCA COLA CO COMMON STOCK 191216100 1065 22680 SH SOLE 22680 191216100 1122 23898 SH OTHER 21528 OTHER 2370 COMMON STOCK 194162103 763 13534 SH SOLE 13534 194162103 2813 49903 SH OTHER 37085 OTHER 12818 DELL COMPUTER COMMON STOCK 247025109 313 5800 SH SOLE 5800 CORP 247025109 205 3800 SH OTHER 3800 DISNEY WALT CO COMMON STOCK 254687106 934 22633 SH SOLE 22633 254687106 1027 24897 SH OTHER 24697 OTHER 200 DOW CHEMICAL CO COMMON STOCK 260543103 279 2450 SH SOLE 2450 260543103 394 3458 SH OTHER 2828 OTHER 630 DUPONT E I COMMON STOCK 263534109 506 9560 SH SOLE 9560 DENEMOURS & CO 263534109 934 17652 SH OTHER 16652 OTHER 1000 E M C CORP COMMON STOCK 268648102 772 6128 SH SOLE 6128 268648102 750 5950 SH OTHER 5950 EMERSON ELECTRIC COMMON STOCK 291011104 228 4284 SH SOLE 4284 CO 291011104 352 6625 SH OTHER 6625 ENRON CORP COMMON STOCK 293561106 654 8740 SH SOLE 8740 293561106 690 9210 SH OTHER 4850 OTHER 4360 COLUMN TOTALS 14338
FORM 13F INFORMATION TABLE
VALUE SHS INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT DISCRTN MANAGERS SOLE SHARED NONE SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL EXXON MOBIL COMMON STOCK 30231G102 3554 45596 SH SOLE 45596 CORPORATION 30231G102 4720 60561 SH OTHER 50134 OTHER 10427 FLEETBOSTON COMMON STOCK 339030108 56 1530 SH SOLE 1530 FINANCIAL 339030108 215 5887 SH OTHER 5887 GTE CORP COMMON STOCK 362320103 476 6708 SH SOLE 6708 362320103 1018 14344 SH OTHER 9844 OTHER 4500 GANNETT INC COMMON STOCK 364730101 151 2150 SH SOLE 2150 364730101 120 1700 SH OTHER 1700 GENERAL ELECTRIC COMMON STOCK 369604103 5359 34435 SH SOLE 34435 CO 369604103 10849 69710 SH OTHER 62950 OTHER 6760 GENERAL MILLS INC COMMON STOCK 370334104 300 8280 SH SOLE 8280 370334104 152 4200 SH OTHER 4200 GEORGIA-PACIFIC COMMON STOCK 373298108 119 3000 SH SOLE 3000 373298108 95 2400 SH OTHER 2400 GILLETTE CO COMMON STOCK 375766102 432 11452 SH SOLE 11452 375766102 1181 31331 SH OTHER 25431 OTHER 5900 GLAXO WELLCOME FOREIGN STOCK 37733W105 271 4725 SH SOLE 4725 PLC 37733W105 143 2500 SH OTHER 2100 OTHER 400 HARTFORD FINL COMMON STOCK 416515104 123 2332 SH SOLE 2332 COLUMN TOTALS 29334
FORM 13F INFORMATION TABLE
VALUE SHS INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT DISCRTN MANAGERS SOLE SHARED NONE SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL SVCS GROUP INC 416515104 210 3976 SH OTHER 3976 HEWLETT PACKARD COMMON STOCK 428236103 605 4550 SH SOLE 4550 CO 428236103 2478 18650 SH OTHER 16750 OTHER 1900 HOME DEPOT INC COMMON STOCK 437076102 87 1350 SH SOLE 1350 437076102 172 2673 SH OTHER 2473 OTHER 200 HONEYWELL COMMON STOCK 438516106 803 15243 SH SOLE 15243 INTERNATIONAL, INC. 438516106 314 5953 SH OTHER 5953 INTEL CORP COMMON STOCK 458140100 4271 32372 SH SOLE 32372 458140100 5344 40507 SH OTHER 35507 OTHER 5000 INTL BUSINESS COMMON STOCK 459200101 2236 18946 SH SOLE 18946 MACHINES CORP 459200101 3215 27247 SH OTHER 24747 OTHER 2500 INTL PAPER CO COMMON STOCK 460146103 156 3660 SH SOLE 3660 460146103 167 3905 SH OTHER 3905 INTERPUBLIC COMMON STOCK 460690100 236 5000 SH SOLE 5000 GROUP COS INC 460690100 57 1200 SH OTHER 1200 JOHNSON & JOHNSON COMMON STOCK 478160104 1780 25335 SH SOLE 25335 478160104 3079 43836 SH OTHER 39656 OTHER 4180 KIMBERLY CLARK COMMON STOCK 494368103 140 2500 SH SOLE 2500 COLUMN TOTALS 25350
FORM 13F INFORMATION TABLE
VALUE SHS INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT DISCRTN MANAGERS SOLE SHARED NONE SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL CORP 494368103 588 10488 SH OTHER 5840 OTHER 4648 LILLY ELI & CO COMMON STOCK 532457108 406 6490 SH SOLE 6490 532457108 519 8280 SH OTHER 7580 OTHER 700 LUCENT COMMON STOCK 549463107 937 15290 SH SOLE 15290 TECHNOLOGIES INC 549463107 3928 64136 SH OTHER 52306 OTHER 11830 MCI WORLDCOM, COMMON STOCK 55268B106 128 2825 SH SOLE 2825 INC. 55268B106 926 20446 SH OTHER 18422 OTHER 2024 MARSH & MCLENNAN COMMON STOCK 571748102 727 6590 SH SOLE 6590 COS INC 571748102 235 2130 SH OTHER 1950 OTHER 180 MCDONALDS CORP COMMON STOCK 580135101 346 9250 SH SOLE 9250 580135101 681 18217 SH OTHER 17817 OTHER 400 MCGRAW HILL COMMON STOCK 580645109 555 12200 SH SOLE 12200 COMPANIES INC 580645109 257 5640 SH OTHER 5400 OTHER 240 MEDIA ONE GROUP, COMMON STOCK 58440J104 197 2428 SH SOLE 2428 INC. 58440J104 160 1970 SH OTHER 1750 OTHER 220 MEDTRONIC INC COMMON STOCK 585055106 648 12600 SH SOLE 12600 COLUMN TOTALS 11238
FORM 13F INFORMATION TABLE
VALUE SHS INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT DISCRTN MANAGERS SOLE SHARED NONE SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL 585055106 105 2050 SH OTHER 2050 MERCK & CO INC COMMON STOCK 589331107 1228 19770 SH SOLE 19770 589331107 2255 36290 SH OTHER 25790 OTHER 10500 MICROSOFT CORP COMMON STOCK 594918104 1143 10760 SH SOLE 10760 594918104 2332 21945 SH OTHER 19845 OTHER 2100 MINNESOTA MINING COMMON STOCK 604059105 1109 12527 SH SOLE 12527 & MFG CO 604059105 738 8338 SH OTHER 8038 OTHER 300 J P MORGAN & CO COMMON STOCK 616880100 609 4626 SH SOLE 4626 INC 616880100 909 6899 SH OTHER 6499 OTHER 400 MOTOROLA INC COMMON STOCK 620076109 1146 7846 SH SOLE 7846 620076109 1110 7600 SH OTHER 7300 OTHER 300 NASDAQ - 100 COMMON STOCK 631100104 131 1200 SH SOLE 1200 SHARES 631100104 263 2400 SH OTHER 2100 OTHER 300 NETWORK COMMON STOCK 64120L104 377 4550 SH SOLE 4550 APPLIANCE INC 64120L104 116 1400 SH OTHER 1400 NEW YORK TIMES CO COMMON STOCK 650111107 278 6475 SH SOLE 6475 650111107 146 3400 SH OTHER 3000 OTHER 400 NOKIA CORP COMMON STOCK 654902204 699 3150 SH SOLE 3150 COLUMN TOTALS 14694
FORM 13F INFORMATION TABLE
VALUE SHS INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT DISCRTN MANAGERS SOLE SHARED NONE SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL 654902204 662 2980 SH OTHER 2230 OTHER 750 NORTEL NETWORKS COMMON STOCK 656569100 209 1654 SH SOLE 1654 CORPORATION 656569100 831 6585 SH OTHER 6585 OMNICOM GROUP INC COMMON STOCK 681919106 955 10200 SH SOLE 10200 681919106 295 3150 SH OTHER 3150 PEPSICO INC COMMON STOCK 713448108 160 4600 SH SOLE 4600 713448108 717 20562 SH OTHER 17762 OTHER 2800 PERKINELMER INC. COMMON STOCK 714046109 565 8500 SH OTHER 8500 PFIZER INC COMMON STOCK 717081103 1117 30540 SH SOLE 30540 717081103 2320 63445 SH OTHER 54595 OTHER 8850 PITNEY-BOWES INC COMMON STOCK 724479100 306 6850 SH SOLE 6850 724479100 282 6300 SH OTHER 6300 PROCTER & GAMBLE COMMON STOCK 742718109 1038 18380 SH SOLE 18380 CO 742718109 1719 30425 SH OTHER 27625 OTHER 2800 REUTERS GROUP PLC FOREIGN STOCK 76132M102 411 3442 SH SOLE 3442 76132M102 590 4940 SH OTHER 3379 OTHER 1561 ROYAL DUTCH FOREIGN STOCK 780257804 1002 17340 SH SOLE 17340 PETROLEUM CO 780257804 1119 19360 SH OTHER 17760 OTHER 1600 SBC COMMON STOCK 78387G103 363 8609 SH SOLE 8609 COMMUNICATIONS INC COLUMN TOTALS 14661
FORM 13F INFORMATION TABLE
VALUE SHS INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT DISCRTN MANAGERS SOLE SHARED NONE SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL 78387G103 1160 27539 SH OTHER 25493 OTHER 2046 SARA LEE CORP COMMON STOCK 803111103 106 5900 SH SOLE 5900 803111103 235 13032 SH OTHER 11132 OTHER 1900 SCHERING PLOUGH COMMON STOCK 806605101 48 1300 SH SOLE 1300 CORP 806605101 828 22300 SH OTHER 19400 OTHER 2900 SCHLUMBERGER LTD COMMON STOCK 806857108 199 2600 SH SOLE 2600 806857108 224 2925 SH OTHER 2675 OTHER 250 SMITHKLINE COMMON STOCK 832378301 46 700 SH SOLE 700 BEECHAM PLC 832378301 324 4904 SH OTHER 3904 OTHER 1000 SPRINT CORP COMMON STOCK 852061506 0 6 SH SOLE 6 852061506 341 5200 SH OTHER 3600 OTHER 1600 STANDEX INTL CORP COMMON STOCK 854231107 1937 124956 SH OTHER 124956 STATE STREET CORP COMMON STOCK 857477103 1239 12785 SH OTHER 11085 OTHER 1700 SUN MICROSYSTEMS COMMON STOCK 866810104 82 870 SH SOLE 870 INC 866810104 206 2200 SH OTHER 2200 TEXAS COMMON STOCK 882508104 1584 9900 SH SOLE 9900 INSTRUMENTS INC 882508104 1119 6993 SH OTHER 6993 TIME WARNER INC COMMON STOCK 887315109 165 1650 SH SOLE 1650 COLUMN TOTALS 9843
FORM 13F INFORMATION TABLE
VALUE SHS INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT DISCRTN MANAGERS SOLE SHARED NONE SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL 887315109 255 2550 SH OTHER 2550 TYCO COMMON STOCK 902124106 774 15432 SH SOLE 15432 INTERNATIONAL LTD 902124106 699 13950 SH OTHER 13500 OTHER 450 UNITED COMMON STOCK 913017109 1283 20308 SH SOLE 20308 TECHNOLOGIES CORP 913017109 656 10380 SH OTHER 10380 VODAFONE COMMON STOCK 92857T107 64 1155 SH SOLE 1155 AIRTOUCH PLC 92857T107 307 5525 SH OTHER 4425 OTHER 1100 WAL MART STORES COMMON STOCK 931142103 653 11550 SH SOLE 11550 INC 931142103 616 10900 SH OTHER 10700 OTHER 200 WALGREEN CO COMMON STOCK 931422109 1416 55000 SH SOLE 55000 931422109 366 14200 SH OTHER 13400 OTHER 800 WARNER LAMBERT CO COMMON STOCK 934488107 840 8594 SH SOLE 8594 934488107 1003 10272 SH OTHER 8872 OTHER 1400 WELLS FARGO & COMMON STOCK 949746101 399 9792 SH SOLE 9792 COMPANY - NEW 949746101 86 2120 SH OTHER 1900 OTHER 220 WILLIAMS COMMON STOCK 969457100 341 7750 SH SOLE 7750 COMPANIES INC COM 969457100 206 4699 SH OTHER 4699 COLUMN TOTALS 9964 AGGREGATE TOTAL 174086
FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: Form 13F Information Table Entry Total: 199 Form 13F Information Table Value Total: $ 174,086 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment Managers with respect to which this report is filed, other than the Manager filing this report. No. 13F File Number Name -----END PRIVACY-ENHANCED MESSAGE-----