0001349659-21-000035.txt : 20210319 0001349659-21-000035.hdr.sgml : 20210319 20210319180845 ACCESSION NUMBER: 0001349659-21-000035 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210317 FILED AS OF DATE: 20210319 DATE AS OF CHANGE: 20210319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CONSIDINE TERRY CENTRAL INDEX KEY: 0001229384 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13232 FILM NUMBER: 21759334 MAIL ADDRESS: STREET 1: 4582 SOUTH ULSTER STREET PARKWAY STREET 2: SUITE 1100 CITY: DENVER STATE: CO ZIP: 80237 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APARTMENT INVESTMENT & MANAGEMENT CO CENTRAL INDEX KEY: 0000922864 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 841259577 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4582 SOUTH ULSTER STREET STREET 2: SUITE 1100 CITY: DENVER STATE: CO ZIP: 80237 BUSINESS PHONE: 3037578101 MAIL ADDRESS: STREET 1: 4582 SOUTH ULSTER STREET STREET 2: SUITE 1100 CITY: DENVER STATE: CO ZIP: 80237 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-03-17 0000922864 APARTMENT INVESTMENT & MANAGEMENT CO AIV 0001229384 CONSIDINE TERRY 4582 S. ULSTER STREET SUITE 1700 DENVER CO 80237 1 0 0 0 Director Class A Common Stock 184745 D Class A Common Stock 34724 I See footnote Class A Common Stock 2021-03-17 4 P 0 100000 5.717 A 100000 I See footnote Class A Common Stock 2021-03-18 4 P 0 100000.0 5.7855 A 200000 I See footnote Class A Common Stock 2021-03-19 4 P 0 100000.0 5.6425 A 300000 I See footnote Taking into account the transactions reported on this form, Mr. Considine has an overall equity stake in the company of 5,960,072 shares, partnership units, and options, the details of which are more fully described in footnotes 2, 3, 4, 5, and 7 below. The reporting person holds 184,745 shares directly. In addition, the reporting person holds 2,439,557 common partnership units and equivalents in AIMCO OP L.P. ("OP Units"). The 2,439,557 OP Units include 510,452 OP Units held directly by the reporting person, 179,735 OP Units held by an entity in which the reporting person has sole voting and investment power, 1,591,672 OP Units held by Titahotwo Limited Partnership RLLLP ("Titahotwo"), a registered limited liability limited partnership for which the reporting person serves as the general partner and holds a 0.5% ownership interest, and 157,698 OP Units held by the reporting person's spouse, for which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. The reporting person also holds 114,768 LTIP Units and 413,231 LTIP II Units. In addition, as part of his overall equity stake, the reporting person holds 1,722,490 unvested OP Units, the vesting of which are subject to certain performance criteria. Upon conclusion of the performance period and depending on the results thereof, the reporting person may vest in all, some or none of the performance-based OP Units. In addition, as part of his overall equity stake, the reporting person holds 750,557 stock options, which are vested and exercisable. Held by the reporting person's spouse, for which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. This price is a weighted average price. The price at which the shares were actually purchased ranged from $5.715 to $5.73. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares purchased at each price within the range. Held by a retirement plan, for which the reporting person is the trustee and the reporting person's spouse is the sole participant in the plan. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. This price is a weighted average price. The price at which the shares were actually purchased ranged from $5.78 to $5.795. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares purchased at each price within the range. This price is a weighted average price. The price at which the shares were actually purchased ranged from $5.615 to $5.695. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares purchased at each price within the range. Terry Considine 2021-03-19