0001229384-19-000020.txt : 20190131
0001229384-19-000020.hdr.sgml : 20190131
20190131195421
ACCESSION NUMBER: 0001229384-19-000020
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190129
FILED AS OF DATE: 20190131
DATE AS OF CHANGE: 20190131
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CONSIDINE TERRY
CENTRAL INDEX KEY: 0001229384
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13232
FILM NUMBER: 19557375
MAIL ADDRESS:
STREET 1: 4582 SOUTH ULSTER STREET PARKWAY
STREET 2: SUITE 1100
CITY: DENVER
STATE: CO
ZIP: 80237
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APARTMENT INVESTMENT & MANAGEMENT CO
CENTRAL INDEX KEY: 0000922864
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 841259577
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4582 SOUTH ULSTER STREET
STREET 2: SUITE 1100
CITY: DENVER
STATE: CO
ZIP: 80237
BUSINESS PHONE: 3037578101
MAIL ADDRESS:
STREET 1: 4582 SOUTH ULSTER STREET
STREET 2: SUITE 1100
CITY: DENVER
STATE: CO
ZIP: 80237
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2019-01-29
0000922864
APARTMENT INVESTMENT & MANAGEMENT CO
AIV
0001229384
CONSIDINE TERRY
4582 S. ULSTER STREET
SUITE 1100
DENVER
CO
80237
1
1
0
0
Chairman & CEO
Class A Common Stock
2019-01-29
4
A
0
101702
A
478365
D
Class A Common Stock
33695
I
See footnote
Stock Option (right to buy)
38.73
2019-01-29
4
A
0
384809
A
2026-01-26
Class A Common Stock
384809
384809
D
Taking into account the transactions reported on this form, Mr. Considine has an overall equity stake in the company of 4,567,513 shares, partnership units, and options, the details of which are more fully described in footnotes 4, 5, 6, and 7 below.
Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2016 long term incentive compensation, price column not applicable. Receipt of the shares was subject to satisfaction of total shareholder return criteria over the period compared to specified indices. The shares vest 50% on January 29, 2019, and 50% on January 26, 2020.
Taking into account the transactions reported on this form, in addition to the reporting person's overall equity stake in the company, 165,689 shares are held by a tax exempt organization under 501(c)(3) of the Internal Revenue Code, for which the reporting person disclaims beneficial ownership.
In addition to the 478,365 shares held directly, the reporting person holds 2,439,557 common partnership units and equivalents in AIMCO Properties, L.P. ("OP Units"). The 2,439,557 OP Units include 510,452 OP Units held directly by the reporting person, 179,735 OP Units held by an entity in which the reporting person has sole voting and investment power, 1,591,672 OP Units held by Titahotwo Limited Partnership RLLLP ("Titahotwo"), a registered limited liability limited partnership for which the reporting person serves as the general partner and holds a 0.5% ownership interest, and 157,698 OP Units held by the reporting person's spouse, for which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.
In addition to the 478,365 shares held directly, the reporting person holds 672,870 unvested partnership units, the vesting of which are subject to certain performance criteria. Upon conclusion of the performance period and depending on the results thereof, the reporting person may vest in all, some or none of the performance-based partnership units.
In addition to the 478,365 shares held directly, the reporting person holds 976,721 stock options, 371,301 of which are vested and exercisable. Of the unvested stock options, the vesting of 353,382 are subject to certain performance criteria. Upon conclusion of the performance period and depending on the results thereof, the reporting person may vest in all, some or none of performance-based stock options.
Held by the reporting person's spouse, for which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.
Option Award approved by Compensation and Human Resources Committee in connection with a portion of 2016 long term incentive compensation, price column not applicable. Receipt of the stock option was subject to satisfaction of total shareholder return criteria over the period compared to specified indices.
The option vests 50% on January 29, 2019, and 50% on January 26, 2020.
Terry Considine
2019-01-31