0001229384-17-000036.txt : 20170303
0001229384-17-000036.hdr.sgml : 20170303
20170303180426
ACCESSION NUMBER: 0001229384-17-000036
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170301
FILED AS OF DATE: 20170303
DATE AS OF CHANGE: 20170303
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APARTMENT INVESTMENT & MANAGEMENT CO
CENTRAL INDEX KEY: 0000922864
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 841259577
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4582 SOUTH ULSTER STREET
STREET 2: SUITE 1100
CITY: DENVER
STATE: CO
ZIP: 80237
BUSINESS PHONE: 3037578101
MAIL ADDRESS:
STREET 1: 4582 SOUTH ULSTER STREET
STREET 2: SUITE 1100
CITY: DENVER
STATE: CO
ZIP: 80237
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Higdon Charles Andrew
CENTRAL INDEX KEY: 0001653879
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13232
FILM NUMBER: 17665738
MAIL ADDRESS:
STREET 1: 4582 S. ULSTER STREET
STREET 2: SUITE 1100
CITY: DENVER
STATE: CO
ZIP: 80237
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-03-01
0000922864
APARTMENT INVESTMENT & MANAGEMENT CO
AIV
0001653879
Higdon Charles Andrew
4582 S. ULSTER STREET
SUITE 1100
DENVER
CO
80237
0
1
0
0
SVP - Chief Accounting Officer
Class A Cumulative Preferred Stock
2017-03-01
4
P
0
400
26.50
A
Class A Common Stock
780
D
Except in connection with a change of control, the shares are not convertible into or exchangeable for any other securities or property. Upon the occurrence of a change of control, the reporting person will have the right (unless the Issuer has previously provided notice of its election to redeem the shares) to convert some or all of the reporting person's Class A Cumulative Preferred Stock into a number of shares of the Issuer's Class A Common Stock per share of Class A Cumulative Preferred Stock equal to the lesser of (a) the quotient obtained by dividing (i) the sum of the $25 liquidation preference per share (plus the amount of any accumulated, accrued and unpaid dividends thereon) by (ii) the "common stock price" as that term is defined and (b) 1.57. The conversion terms are more completely defined and described in the Articles Supplementary for the Class A Cumulative Preferred Stock.
No Expiration Date.
Charles Andrew Higdon
2017-03-03