0001229384-17-000036.txt : 20170303 0001229384-17-000036.hdr.sgml : 20170303 20170303180426 ACCESSION NUMBER: 0001229384-17-000036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170301 FILED AS OF DATE: 20170303 DATE AS OF CHANGE: 20170303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APARTMENT INVESTMENT & MANAGEMENT CO CENTRAL INDEX KEY: 0000922864 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 841259577 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4582 SOUTH ULSTER STREET STREET 2: SUITE 1100 CITY: DENVER STATE: CO ZIP: 80237 BUSINESS PHONE: 3037578101 MAIL ADDRESS: STREET 1: 4582 SOUTH ULSTER STREET STREET 2: SUITE 1100 CITY: DENVER STATE: CO ZIP: 80237 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Higdon Charles Andrew CENTRAL INDEX KEY: 0001653879 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13232 FILM NUMBER: 17665738 MAIL ADDRESS: STREET 1: 4582 S. ULSTER STREET STREET 2: SUITE 1100 CITY: DENVER STATE: CO ZIP: 80237 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-03-01 0000922864 APARTMENT INVESTMENT & MANAGEMENT CO AIV 0001653879 Higdon Charles Andrew 4582 S. ULSTER STREET SUITE 1100 DENVER CO 80237 0 1 0 0 SVP - Chief Accounting Officer Class A Cumulative Preferred Stock 2017-03-01 4 P 0 400 26.50 A Class A Common Stock 780 D Except in connection with a change of control, the shares are not convertible into or exchangeable for any other securities or property. Upon the occurrence of a change of control, the reporting person will have the right (unless the Issuer has previously provided notice of its election to redeem the shares) to convert some or all of the reporting person's Class A Cumulative Preferred Stock into a number of shares of the Issuer's Class A Common Stock per share of Class A Cumulative Preferred Stock equal to the lesser of (a) the quotient obtained by dividing (i) the sum of the $25 liquidation preference per share (plus the amount of any accumulated, accrued and unpaid dividends thereon) by (ii) the "common stock price" as that term is defined and (b) 1.57. The conversion terms are more completely defined and described in the Articles Supplementary for the Class A Cumulative Preferred Stock. No Expiration Date. Charles Andrew Higdon 2017-03-03