0001140361-21-028558.txt : 20210816 0001140361-21-028558.hdr.sgml : 20210816 20210816210048 ACCESSION NUMBER: 0001140361-21-028558 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210812 FILED AS OF DATE: 20210816 DATE AS OF CHANGE: 20210816 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIMON IRWIN D CENTRAL INDEX KEY: 0000922748 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38594 FILM NUMBER: 211180677 MAIL ADDRESS: STREET 1: C/O THE HAIN CELESTIAL GROUP INC. STREET 2: 1111 MARCUS AVENUE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tilray, Inc. CENTRAL INDEX KEY: 0001731348 STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833] IRS NUMBER: 824310622 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 655 MADISON AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 BUSINESS PHONE: 519.322.8800 MAIL ADDRESS: STREET 1: 655 MADISON AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 4 1 form4.xml FORM 4 X0306 4 2021-08-12 0001731348 Tilray, Inc. TLRY 0000922748 SIMON IRWIN D C/O TILRAY, INC. 655 MADISON AVENUE, 19TH FLOOR NEW YORK NY 10065 true true President and CEO Class 2 Common Stock 2021-08-12 4 M 0 180251 A 563385 D Class 2 Common Stock 2021-08-12 4 F 0 90126 14.1 D 473259 D Restricted Stock Units 2021-08-12 4 M 0 180251 0 D Class 2 Common Stock 180251 180251 D These shares were retained by Tilray, Inc. via settlement on a net withholding basis in order to meet the tax withholding obligations of the reporting person in connection with the vesting of an installment of restricted stock units granted to the reporting person on August 12, 2020. None of these shares were sold in an open market transaction. Restricted stock units convert into shares of Tilray, Inc. Class 2 Common Stock on a one-for-one basis. On August 12, 2020, the reporting person was granted 360,502 restricted stock units with 50% vesting on August 12, 2021, and the remaining 50% vesting on August 12, 2022. /s/ Carl A. Merton, as Attorney-in-Fact for Irwin D. Simon 2021-08-16