0001140361-21-015804.txt : 20210504
0001140361-21-015804.hdr.sgml : 20210504
20210504214116
ACCESSION NUMBER: 0001140361-21-015804
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210430
FILED AS OF DATE: 20210504
DATE AS OF CHANGE: 20210504
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SIMON IRWIN D
CENTRAL INDEX KEY: 0000922748
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38594
FILM NUMBER: 21890923
MAIL ADDRESS:
STREET 1: C/O THE HAIN CELESTIAL GROUP INC.
STREET 2: 1111 MARCUS AVENUE
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tilray, Inc.
CENTRAL INDEX KEY: 0001731348
STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1100 MAUGHAN ROAD
CITY: NANAIMO
STATE: A1
ZIP: V9X 1J2
BUSINESS PHONE: 2064329325
MAIL ADDRESS:
STREET 1: 1100 MAUGHAN ROAD
CITY: NANAIMO
STATE: A1
ZIP: V9X 1J2
4
1
form4.xml
FORM 4
X0306
4
2021-04-30
0001731348
Tilray, Inc.
TLRY
0000922748
SIMON IRWIN D
C/O TILRAY, INC.
745 FIFTH AVENUE, SUITE 1602
NEW YORK
NY
10151
true
true
President & CEO
Employee Stock Option (Right to Buy)
16.04
2021-04-30
4
A
0
830000
0
A
2024-02-24
Class 2 Common Stock
830000
830000
D
Employee Stock Option (Right to Buy)
11
2021-04-30
4
A
0
31887
0
A
2024-08-07
Class 2 Common Stock
31887
31887
D
Restricted Stock Units
2021-04-30
4
A
0
20750
0
A
Class 2 Common Stock
20750
20750
D
Restricted Stock Units
2021-04-30
4
A
0
51704
0
A
Class 2 Common Stock
51704
51704
D
Restricted Stock Units
2021-04-30
4
A
0
20750
0
A
Class 2 Common Stock
20750
20750
D
Restricted Stock Units
2021-04-30
4
A
0
72678
0
A
Class 2 Common Stock
72678
72678
D
Restricted Stock Units
2021-04-30
4
A
0
218038
0
A
Class 2 Common Stock
218038
218038
D
Restricted Stock Units
2021-04-30
4
A
0
726794
0
A
Class 2 Common Stock
726794
726794
D
Restricted Stock Units
2021-04-30
4
A
0
360502
0
A
Class 2 Common Stock
360502
360502
D
The options are 100% vested.
Subject to such person's continuing service with the Company, the options shall vest as follows: 33.33% on August 7, 2020; 33.33% on August 7, 2021; and the remaining 33.34% shall vest on August 7, 2022.
Each restricted stock unit represents a contingent right to receive one share of Tilray, Inc. Class 2 Common Stock.
Subject to the Reporting Person's continuing service with the Company, 100% of the restricted stock units are vested.
Subject to the Reporting Person's continuing service with the Company, 50% of the restricted stock units vested on August 7, 2020 with the remaining 50% vesting on August 7, 2021.
Subject to the Reporting Person's continuing service with the Company, 33.33% vested on June 1, 2020; 33.33% will vest on June 1, 2021; and the remaining 33.34% will vest on June 1, 2022.
Subject to the Reporting Person's continuing service with the Company, 50% of the restricted stock units shall vest on August 12, 2021 with the remaining 50% vesting on August 12, 2022.
/s/ Irwin D. Simon
2021-05-04