0001140361-21-015804.txt : 20210504 0001140361-21-015804.hdr.sgml : 20210504 20210504214116 ACCESSION NUMBER: 0001140361-21-015804 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210430 FILED AS OF DATE: 20210504 DATE AS OF CHANGE: 20210504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIMON IRWIN D CENTRAL INDEX KEY: 0000922748 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38594 FILM NUMBER: 21890923 MAIL ADDRESS: STREET 1: C/O THE HAIN CELESTIAL GROUP INC. STREET 2: 1111 MARCUS AVENUE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tilray, Inc. CENTRAL INDEX KEY: 0001731348 STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1100 MAUGHAN ROAD CITY: NANAIMO STATE: A1 ZIP: V9X 1J2 BUSINESS PHONE: 2064329325 MAIL ADDRESS: STREET 1: 1100 MAUGHAN ROAD CITY: NANAIMO STATE: A1 ZIP: V9X 1J2 4 1 form4.xml FORM 4 X0306 4 2021-04-30 0001731348 Tilray, Inc. TLRY 0000922748 SIMON IRWIN D C/O TILRAY, INC. 745 FIFTH AVENUE, SUITE 1602 NEW YORK NY 10151 true true President & CEO Employee Stock Option (Right to Buy) 16.04 2021-04-30 4 A 0 830000 0 A 2024-02-24 Class 2 Common Stock 830000 830000 D Employee Stock Option (Right to Buy) 11 2021-04-30 4 A 0 31887 0 A 2024-08-07 Class 2 Common Stock 31887 31887 D Restricted Stock Units 2021-04-30 4 A 0 20750 0 A Class 2 Common Stock 20750 20750 D Restricted Stock Units 2021-04-30 4 A 0 51704 0 A Class 2 Common Stock 51704 51704 D Restricted Stock Units 2021-04-30 4 A 0 20750 0 A Class 2 Common Stock 20750 20750 D Restricted Stock Units 2021-04-30 4 A 0 72678 0 A Class 2 Common Stock 72678 72678 D Restricted Stock Units 2021-04-30 4 A 0 218038 0 A Class 2 Common Stock 218038 218038 D Restricted Stock Units 2021-04-30 4 A 0 726794 0 A Class 2 Common Stock 726794 726794 D Restricted Stock Units 2021-04-30 4 A 0 360502 0 A Class 2 Common Stock 360502 360502 D The options are 100% vested. Subject to such person's continuing service with the Company, the options shall vest as follows: 33.33% on August 7, 2020; 33.33% on August 7, 2021; and the remaining 33.34% shall vest on August 7, 2022. Each restricted stock unit represents a contingent right to receive one share of Tilray, Inc. Class 2 Common Stock. Subject to the Reporting Person's continuing service with the Company, 100% of the restricted stock units are vested. Subject to the Reporting Person's continuing service with the Company, 50% of the restricted stock units vested on August 7, 2020 with the remaining 50% vesting on August 7, 2021. Subject to the Reporting Person's continuing service with the Company, 33.33% vested on June 1, 2020; 33.33% will vest on June 1, 2021; and the remaining 33.34% will vest on June 1, 2022. Subject to the Reporting Person's continuing service with the Company, 50% of the restricted stock units shall vest on August 12, 2021 with the remaining 50% vesting on August 12, 2022. /s/ Irwin D. Simon 2021-05-04