0000950103-13-005815.txt : 20131003 0000950103-13-005815.hdr.sgml : 20131003 20131003142914 ACCESSION NUMBER: 0000950103-13-005815 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131001 FILED AS OF DATE: 20131003 DATE AS OF CHANGE: 20131003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VANGUARD HEALTH SYSTEMS INC CENTRAL INDEX KEY: 0001045829 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 621698183 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 BURTON HILLS BLVD CITY: NASHVILLE STATE: TN ZIP: 37215 BUSINESS PHONE: 6156656000 MAIL ADDRESS: STREET 1: 20 BURTON HILLS BLVD CITY: NASHVILLE STATE: TN ZIP: 37215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MORGAN STANLEY CAPITAL INVESTORS L P CENTRAL INDEX KEY: 0000922693 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35204 FILM NUMBER: 131133202 BUSINESS ADDRESS: STREET 1: 1251 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MSDW CAPITAL PARTNERS IV LLC CENTRAL INDEX KEY: 0001208775 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35204 FILM NUMBER: 131133205 MAIL ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MSCP III 892 INVESTORS LP CENTRAL INDEX KEY: 0001219599 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35204 FILM NUMBER: 131133206 BUSINESS ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2127618003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MSCP III LLC CENTRAL INDEX KEY: 0001034822 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35204 FILM NUMBER: 131133207 BUSINESS ADDRESS: STREET 1: 1221 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 212-762-8178 MAIL ADDRESS: STREET 1: 1221 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 FORMER NAME: FORMER CONFORMED NAME: MSCP III L P DATE OF NAME CHANGE: 19970227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Metalmark Capital LLC CENTRAL INDEX KEY: 0001298477 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35204 FILM NUMBER: 131133208 BUSINESS ADDRESS: STREET 1: 1177 AVENUE OF THE AMERICAS , FLOOR 40 CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 1-212-823-1900 MAIL ADDRESS: STREET 1: 1177 AVENUE OF THE AMERICAS , FLOOR 40 CITY: NEW YORK STATE: NY ZIP: 10036 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MSDW IV 892 INVESTORS L P CENTRAL INDEX KEY: 0001076249 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35204 FILM NUMBER: 131133209 BUSINESS ADDRESS: STREET 1: C/O MSDW CAPITAL PARTNERS IV LLC STREET 2: 1221 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Morgan Stanley Capital Partners III, L.P. CENTRAL INDEX KEY: 0001034823 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35204 FILM NUMBER: 131133203 BUSINESS ADDRESS: STREET 1: C/O METALMARK CAPITAL LLC STREET 2: 1177 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: (212) 761-4700 MAIL ADDRESS: STREET 1: C/O METALMARK CAPITAL LLC STREET 2: 1177 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER NAME: FORMER CONFORMED NAME: MORGAN STANLEY CAPITAL PARTNERS III L P DATE OF NAME CHANGE: 19970227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MORGAN STANLEY DEAN WITTER CAPITAL INVESTORS IV L P CENTRAL INDEX KEY: 0001076246 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35204 FILM NUMBER: 131133210 BUSINESS ADDRESS: STREET 1: C/O MSDW CAPITAL PARTNERS IV LLC STREET 2: 1221 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MSDW Capital Partners IV, L P CENTRAL INDEX KEY: 0001076244 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35204 FILM NUMBER: 131133204 BUSINESS ADDRESS: STREET 1: C/O MSDW CAPITAL PARTNERS IV LLC STREET 2: 1221 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 212-761-2000 MAIL ADDRESS: STREET 1: 1221 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 FORMER NAME: FORMER CONFORMED NAME: MORGAN STANLEY DEAN WITTER CAPITAL PARTNERS IV L P DATE OF NAME CHANGE: 19990104 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-10-01 1 0001045829 VANGUARD HEALTH SYSTEMS INC VHS 0001298477 Metalmark Capital LLC 1177 AVENUE OF THE AMERICAS NEW YORK NY 10036 0 0 1 0 0001034822 MSCP III LLC C/O METALMARK CAPITAL LLC 1177 AVENUE OF THE AMERICAS NEW YORK NY 10036 0 0 1 0 0001219599 MSCP III 892 INVESTORS LP C/O METALMARK CAPITAL LLC 1177 AVENUE OF THE AMERICAS NEW YORK NY 10036 0 0 1 0 0001208775 MSDW CAPITAL PARTNERS IV LLC C/O METALMARK CAPITAL LLC 1177 AVENUE OF THE AMERICAS NEW YORK NY 10036 0 0 1 0 0001076244 MSDW Capital Partners IV, L P C/O METALMARK CAPITAL LLC 1177 AVENUE OF THE AMERICAS NEW YORK NY 10036 0 0 1 0 0001076246 MORGAN STANLEY DEAN WITTER CAPITAL INVESTORS IV L P C/O MORGAN STANLEY 1585 BROADWAY NEW YORK NY 10036 0 0 1 0 0001076249 MSDW IV 892 INVESTORS L P C/O METALMARK CAPITAL LLC 1177 AVENUE OF THE AMERICAS NEW YORK NY 10036 0 0 1 0 0001034823 Morgan Stanley Capital Partners III, L.P. C/O METALMARK CAPITAL LLC 1177 AVENUE OF THE AMERICAS NEW YORK NY 10036 0 0 1 0 0000922693 MORGAN STANLEY CAPITAL INVESTORS L P C/O MORGAN STANLEY 1585 BROADWAY NEW YORK NY 10036 0 0 1 0 Common Stock 2013-10-01 5 I 0 7707834 21.00 D 0 I By Subsidiary Metalmark Capital LLC ("Metalmark") is the principal owner of Metalmark Subadvisor LLC ("Subadvisor"). Subadvisor provides certain advisory services to the following limited partnerships (the "Partnerships"): (A) Morgan Stanley Capital Partners III, L.P. ("MSCP III, L.P."), MSCP III 892 Investors, L.P. ("MSCP III 892") and Morgan Stanley Capital Investors, L.P. ("MSCI") and (B) Morgan Stanley Dean Witter Capital Partners IV, L.P., ("MSDW Capital Partners"), Morgan Stanley Dean Witter Capital Investors IV, L.P. ("MSDW Capital Investors") and MSDW IV 892 Investors, L.P. ("MSDW IV 892"). MSCP III, LLC ("MSCP III") is the general partner of each of the limited partnerships listed in (A). MSDW Capital Partners IV, LLC ("MSDW Capital") is the general partner of each of the limited partnerships listed in (B). The services provided by Subadvisor to the Partnerships are pursuant to a delegation of authority under a Subadvisory Agreement between Subadvisor and MSCP III and MSDW Capital, as the general partners of the Partnerships. Exhibit 99.1, incoporated by reference herein. /s/Kenneth F. Clifford, as authorized signatory of Metalmark Capital LLC 2013-10-02 /s/ Kenneth F. Clifford, Chief Financial Officer of Metalmark Subadvisor LLC, as attorney-in-fact for MSCP III, LLC and MSDW Capital Partners IV, LLC and as attorney-in-fact for the general partner of each of Morgan Stanley Capital Partners III, L.P., 2013-10-02 Morgan Stanley Capital Investors, L.P., MSCP III 892 Investors, L.P., Morgan Stanley Dean Witter Capital Partners IV, L.P., Morgan Stanley Dean Witter Capital Investors IV, L.P., and MSDW IV 892 Investors L.P. 2013-10-02 EX-99 2 dp41097_ex9901.htm Unassociated Document
Exhibit 99.1
 
Joint Filer Information
 
Name of Joint Filer:
MSCP III, LLC
   
Address of Joint Filer:
c/o Metalmark Capital LLC
 
1177 Avenue of the Americas
 
New York, NY 10036
   
Relationship of Joint Filer to Issuer:
10% Owner
   
Issuer Name and Ticker or Trading Symbol:
Vanguard Health Systems, Inc. (VHS)
   
Date of Earliest Transaction Required
  
 
to be Reported (Month/Day/Year):
10/01/2013
   
Designated Filer:
Metalmark Capital LLC
 
Signature:
 
MSCP III, LLC
 
 
By:
Metalmark Subadvisor LLC, as Attorney-in-Fact
 
 
/s/Kenneth F. Clifford
 
Name:         Kenneth F. Clifford
 
Title:           Chief Financial Officer

Date:           10/02/2013

 
Name of Joint Filer:
Morgan Stanley Capital Partners III, L.P.
   
Address of Joint Filer:
c/o Metalmark Capital LLC
 
1177 Avenue of the Americas
 
New York, NY 10036
   
Relationship of Joint Filer to Issuer:
10% Owner
   
Issuer Name and Ticker or Trading Symbol:
Vanguard Health Systems, Inc. (VHS)
   
Date of Earliest Transaction Required
  
   
to be Reported (Month/Day/Year):
10/01/2013
 
Designated Filer:
Metalmark Capital LLC
   
Signature:
 
MORGAN STANLEY CAPITAL PARTNERS III, L.P.
 
 
 
By:
MSCP III, LLC, as General Partner
By:
Metalmark Subadvisor LLC, as Attorney-in-Fact
 
 
/s/Kenneth F. Clifford
 
Name:         Kenneth F. Clifford
 
Title:           Chief Financial Officer

Date:           10/02/2013
 
 
 
 

 
Name of Joint Filer:
Morgan Stanley Capital Investors, L.P.
   
Address of Joint Filer:
c/o Morgan Stanley
 
1585 Broadway
 
New York, NY 10036
   
Relationship of Joint Filer to Issuer:
10% Owner
   
Issuer Name and Ticker or Trading Symbol:
Vanguard Health Systems, Inc. (VHS)
   
Date of Earliest Transaction Required
  
   
to be Reported (Month/Day/Year):
10/01/2013
   
Designated Filer:
Metalmark Capital LLC

 
MORGAN STANLEY CAPITAL INVESTORS, L.P.
 
 
By:
MSCP III, LLC, as General Partner
By:
Metalmark Subadvisor LLC, as Attorney-in-Fact
 
 
 
/s/Kenneth F. Clifford
 
Name: Kenneth F. Clifford
 
Title: Chief Financial Officer

 
Date:  10/02/2013
 

 
Name of Joint Filer:
MSCP III 892 Investors, L.P.
   
Address of Joint Filer:
c/o Metalmark Capital LLC
 
1177 Avenue of the Americas
 
New York, NY 10036
   
Relationship of Joint Filer to Issuer:
10% Owner
   
Issuer Name and Ticker or Trading Symbol:
Vanguard Health Systems, Inc. (VHS)
   
Date of Earliest Transaction Required
  
   
to be Reported (Month/Day/Year):
10/01/2013
 
Designated Filer:
Metalmark Capital LLC
   
Signature:
 

 
MSCP III 892 INVESTORS, L.P.
 
 
By:
MSCP III, LLC, as General Partner
By:
Metalmark Subadvisor LLC, as Attorney-in-Fact
 
 
 
/s/Kenneth F. Clifford
 
Name:  Kenneth F. Clifford
 
Title:  Chief Financial Officer

 
Date:  10/02/2013
 
 
 
 
 
2
 
 
Name of Joint Filer:
MSDW Capital Partners IV, LLC
   
Address of Joint Filer:
c/o Metalmark Capital LLC
 
1177 Avenue of the Americas
 
New York, NY 10036
   
Relationship of Joint Filer to Issuer:
10% Owner
   
Issuer Name and Ticker or Trading Symbol:
Vanguard Health Systems, Inc. (VHS)
   
   
   
to be Reported (Month/Day/Year):
10/01/2013
 
Designated Filer:
Metalmark Capital LLC
   
Signature:
 
MSDW CAPITAL PARTNERS IV, LLC
 
 
By:
Metalmark Subadvisor LLC, as Attorney-in-Fact
 
 
/s/Kenneth F. Clifford
 
Name:  Kenneth F. Clifford
 
Title:  Chief Financial Officer

 
Date:  10/02/2013
 
 
Name of Joint Filer:
Morgan Stanley Dean Witter Capital Partners IV, L.P.
   
Address of Joint Filer:
c/o Metalmark Capital LLC
 
1177 Avenue of the Americas
 
New York, NY 10036
   
Relationship of Joint Filer to Issuer:
10% Owner
   
Issuer Name and Ticker or Trading Symbol:
Vanguard Health Systems, Inc. (VHS)
   
Date of Earliest Transaction Required
  
   
to be Reported (Month/Day/Year):
10/01/2013
 
Designated Filer:
Metalmark Capital LLC
   
Signature:
 
MORGAN STANLEY DEAN WITTER CAPITAL PARTNERS IV, L.P.
 
 
By:
MSDW Capital Partners IV, LLC, as General Partner
By:
Metalmark Subadvisor LLC, as Attorney-in-Fact
 
 
/s/Kenneth F. Clifford
 
Name:  Kenneth F. Clifford
 
Title:  Chief Financial Officer

Date:  10/02/2013
 
 
 
 
 
3
 

 
Name of Joint Filer:
Morgan Stanley Dean Witter Capital Investors IV, L.P.
   
Address of Joint Filer:
c/o Morgan Stanley
 
1585 Broadway
 
New York, NY 10036
   
Relationship of Joint Filer to Issuer:
10% Owner
   
Issuer Name and Ticker or Trading Symbol:
Vanguard Health Systems, Inc. (VHS)
   
Date of Earliest Transaction Required
  
   
to be Reported (Month/Day/Year):
10/01/2013
 
Designated Filer:
Metalmark Capital LLC
   
Signature:
 
MORGAN STANLEY DEAN WITTER CAPITAL INVESTORS IV, L.P.
 
 
By:
MSDW Capital Partners IV, LLC, as General Partner
By:
Metalmark Subadvisor LLC, as Attorney-in-Fact
 
 
/s/Kenneth F. Clifford
 
Name:  Kenneth F. Clifford
 
Title:  Chief Financial Officer

Date:  10/02/2013

 
Name of Joint Filer:
MSDW IV 892 Investors, L.P.
   
Address of Joint Filer:
c/o Metalmark Capital LLC
 
1177 Avenue of the Americas
 
New York, NY 10036
   
Relationship of Joint Filer to Issuer:
10% Owner
   
Issuer Name and Ticker or Trading Symbol:
Vanguard Health Systems, Inc. (VHS)
   
Date of Earliest Transaction Required
  
   
to be Reported (Month/Day/Year):
10/01/2013
 
Designated Filer:
Metalmark Capital LLC
   
Signature:
 
MSDW IV 892 INVESTORS, L.P.
 
 
By:
MSDW Capital Partners IV, LLC, as General Partner
By:
Metalmark Subadvisor LLC, as Attorney-in-Fact
 
 
/s/Kenneth F. Clifford
 
Name:  Kenneth F. Clifford
 
Title:  Chief Financial Officer

Date:  10/02/2013
 

 
 
 
 
4