Form 8-K

SCHMITT INDUSTRIES, INC.

June 27, 2016

/s/ Ann M. Ferguson

Name: Ann M. Ferguson

Title: Chief Financial Officer and Treasurer

0001193125-16-633044.txt : 20160627 0001193125-16-633044.hdr.sgml : 20160627 20160627160555 ACCESSION NUMBER: 0001193125-16-633044 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160620 ITEM INFORMATION: Other Events FILED AS OF DATE: 20160627 DATE AS OF CHANGE: 20160627 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCHMITT INDUSTRIES INC CENTRAL INDEX KEY: 0000922612 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823] IRS NUMBER: 931151989 STATE OF INCORPORATION: OR FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-23996 FILM NUMBER: 161733450 BUSINESS ADDRESS: STREET 1: 2765 NW NICOLAI ST CITY: PORTLAND STATE: OR ZIP: 97210 BUSINESS PHONE: 5032277908 MAIL ADDRESS: STREET 1: 2765 NW NICOLAI ST CITY: PORTLAND STATE: OR ZIP: 97210 8-K 1 d216990d8k.htm FORM 8-K Form 8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of Earliest Event Reported): June 20, 2016

SCHMITT INDUSTRIES, INC.

(Exact name of registrant as specified in its charter)


Oregon	000-23996	93-1151989
(State or other jurisdiction of incorporation or organization)	(Commission File Number)	(I.R.S. Employer Identification Number)

2765 N.W. Nicolai Street Portland, Oregon		97210-1818
(Address of principal executive offices)		(Zip Code)

Registrant’s telephone number, including area code: (503) 227-7908

Not Applicable

Former name or former address, if changed since last report

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

¨	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Item 8.01

Other Events.

As previously reported in a Current Report on Form 8-K/A filed with the Securities and Exchange Commission (the “Commission”) on February 3, 2016, Nasdaq issued a letter to Schmitt Industries, Inc. (the “Registrant”), dated January 29, 2016, stating that the Registrant was not in compliance with Nasdaq Listing Rule 5605 as a result of Mr. David M. Hudson’s appointment as interim President and Chief Executive Officer of the Registrant and his resignation from the Audit Committee of the Registrant’s Board of Directors (the “Board”).

As previously reported in a Current Report on Form 8-K filed with the Commission on June 1, 2016, effective May 31, 2016, the Board appointed Charles Davidson to the Board. Mr. Davidson was appointed to serve on the Board’s Audit, Compensation, and Nominating Committees.

On June 20, 2016, Nasdaq issued a letter to the Registrant confirming that with the appointment of Charles Davidson to the Board, the Registrant has gained compliance with Nasdaq Listing Rules 5605(b)(1) and 5605(c)(2).

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.