0000922521-14-000007.txt : 20140716 0000922521-14-000007.hdr.sgml : 20140716 20140716161020 ACCESSION NUMBER: 0000922521-14-000007 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140716 ITEM INFORMATION: Regulation FD Disclosure FILED AS OF DATE: 20140716 DATE AS OF CHANGE: 20140716 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FALCONSTOR SOFTWARE INC CENTRAL INDEX KEY: 0000922521 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770216135 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-23970 FILM NUMBER: 14978200 BUSINESS ADDRESS: STREET 1: 125 BAYLIS ROAD CITY: MELVILLE STATE: NY ZIP: 11747 BUSINESS PHONE: 631 777 5188 MAIL ADDRESS: STREET 1: 125 BAYLIS ROAD CITY: MELVILLE STATE: NY ZIP: 11747 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK PERIPHERALS INC DATE OF NAME CHANGE: 19940502 8-K 1 form8k_071114.htm FORM 8-K Form8K_071114


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): July 16, 2014
 

FALCONSTOR SOFTWARE, INC.
(Exact name of registrant as specified in its charter)
 
 
 
Delaware
000-23970
77-0216135
(State or other jurisdiction
of incorporation)
(Commission
File Number)
(IRS Employer
Identification No.)
 
 
 
2 Huntington Quadrangle, Melville, New York
11747
(Address of principal executive offices)
(Zip Code)

Registrant’s telephone number, including area code: 631-777-5188
 
 N/A
(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))








Item 7.01
Regulation FD Disclosure

As previously disclosed, on June 12, 2014, the Company entered into an agreement to settle claims against the Estate of ReiJane Huai (the “Estate”).

Effective June 27, 2014, in accordance with the settlement agreement, the Estate transferred 3,132,141 shares of FalconStor Software, Inc., common stock to the Company. The Company took those shares into Treasury and the number of shares of FalconStor Software, Inc., common stock issued and outstanding was decreased by 3,132,141.

On July 16, 2014 the Company and the Estate filed a Stipulation of Discontinuance to end the Company’s action against the Estate.




 
 





SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 
FALCONSTOR SOFTWARE, INC.
 
 
 
 
Date: July 16, 2014
By:
/s/ Louis J. Petrucelly
 
 
Name:
Louis J. Petrucelly
 
 
Title:
Executive Vice President, Chief Financial Officer and Treasurer