0000921895-17-001321.txt : 20170505
0000921895-17-001321.hdr.sgml : 20170505
20170505180717
ACCESSION NUMBER: 0000921895-17-001321
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170503
FILED AS OF DATE: 20170505
DATE AS OF CHANGE: 20170505
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FALCONSTOR SOFTWARE INC
CENTRAL INDEX KEY: 0000922521
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 770216135
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 125 BAYLIS ROAD
CITY: MELVILLE
STATE: NY
ZIP: 11747
BUSINESS PHONE: 631 777 5188
MAIL ADDRESS:
STREET 1: 125 BAYLIS ROAD
CITY: MELVILLE
STATE: NY
ZIP: 11747
FORMER COMPANY:
FORMER CONFORMED NAME: NETWORK PERIPHERALS INC
DATE OF NAME CHANGE: 19940502
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rudolph Barry
CENTRAL INDEX KEY: 0001543471
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23970
FILM NUMBER: 17819804
MAIL ADDRESS:
STREET 1: 1351 S SUNSET STREET
CITY: LONGMONT
STATE: CO
ZIP: 80501
4
1
form404637006d_05052017.xml
OWNERSHIP DOCUMENT
X0306
4
2017-05-03
0
0000922521
FALCONSTOR SOFTWARE INC
FALC
0001543471
Rudolph Barry
C/O FALCONSTOR SOFTWARE, INC.
2 HUNTINGTON QUADRANGLE, SUITE 2S01
MELVILLE
NY
11747
1
0
0
0
Common Stock
2017-05-03
4
A
0
94117
0
A
116779
D
Represents shares of Restricted Stock granted to the Reporting Person under the Issuer's 2016 Outside Directors Equity Compensation Plan. The restrictions will lapse as follows: on May 3, 2018 as to 33%, on May 3, 2019 as to 33%, and on May 3, 2020 as to the remaining 34%.
/s/ Daniel Murale as Attorney-in-Fact
2017-05-04