0000921895-17-001321.txt : 20170505 0000921895-17-001321.hdr.sgml : 20170505 20170505180717 ACCESSION NUMBER: 0000921895-17-001321 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170503 FILED AS OF DATE: 20170505 DATE AS OF CHANGE: 20170505 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FALCONSTOR SOFTWARE INC CENTRAL INDEX KEY: 0000922521 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770216135 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 125 BAYLIS ROAD CITY: MELVILLE STATE: NY ZIP: 11747 BUSINESS PHONE: 631 777 5188 MAIL ADDRESS: STREET 1: 125 BAYLIS ROAD CITY: MELVILLE STATE: NY ZIP: 11747 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK PERIPHERALS INC DATE OF NAME CHANGE: 19940502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rudolph Barry CENTRAL INDEX KEY: 0001543471 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23970 FILM NUMBER: 17819804 MAIL ADDRESS: STREET 1: 1351 S SUNSET STREET CITY: LONGMONT STATE: CO ZIP: 80501 4 1 form404637006d_05052017.xml OWNERSHIP DOCUMENT X0306 4 2017-05-03 0 0000922521 FALCONSTOR SOFTWARE INC FALC 0001543471 Rudolph Barry C/O FALCONSTOR SOFTWARE, INC. 2 HUNTINGTON QUADRANGLE, SUITE 2S01 MELVILLE NY 11747 1 0 0 0 Common Stock 2017-05-03 4 A 0 94117 0 A 116779 D Represents shares of Restricted Stock granted to the Reporting Person under the Issuer's 2016 Outside Directors Equity Compensation Plan. The restrictions will lapse as follows: on May 3, 2018 as to 33%, on May 3, 2019 as to 33%, and on May 3, 2020 as to the remaining 34%. /s/ Daniel Murale as Attorney-in-Fact 2017-05-04