0000921895-16-004283.txt : 20160428
0000921895-16-004283.hdr.sgml : 20160428
20160428175711
ACCESSION NUMBER: 0000921895-16-004283
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160427
FILED AS OF DATE: 20160428
DATE AS OF CHANGE: 20160428
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FALCONSTOR SOFTWARE INC
CENTRAL INDEX KEY: 0000922521
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 770216135
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 125 BAYLIS ROAD
CITY: MELVILLE
STATE: NY
ZIP: 11747
BUSINESS PHONE: 631 777 5188
MAIL ADDRESS:
STREET 1: 125 BAYLIS ROAD
CITY: MELVILLE
STATE: NY
ZIP: 11747
FORMER COMPANY:
FORMER CONFORMED NAME: NETWORK PERIPHERALS INC
DATE OF NAME CHANGE: 19940502
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LIEBER IRWIN
CENTRAL INDEX KEY: 0001013232
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23970
FILM NUMBER: 161601502
MAIL ADDRESS:
STREET 1: C/I GEOCAPITAL CORP
STREET 2: 767 FIFTH AVE 54TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10153
4
1
form404637006c_04282016.xml
OWNERSHIP DOCUMENT
X0306
4
2016-04-27
0
0000922521
FALCONSTOR SOFTWARE INC
FALC
0001013232
LIEBER IRWIN
C/O FALCONSTOR SOFTWARE, INC.
2 HUNTINGTON QUADRANGLE
MELVILLE
NY
11747
1
0
0
0
Common Stock
2016-04-27
4
A
0
10000
0
A
1773827
D
Common Stock
164000
I
By Buckland Focus Fund
Represents shares of Restricted Stock granted under the FalconStor Software 2016 Outside Directors Equity Compensation Plan. The restrictions will lapse as to 33% of the shares on the date of each of the Company's next two annual meetings of stockholders. The restrictions will lapse as to the remaining 34% of the shares on the date of the Company's 2019 annual meeting of stockholders.
Mr. Lieber is a general partner of Buckland Focus Fund. Mr. Lieber disclaims beneficial ownership of these securities except to the extent of his equity interest therein.
/s/ Louis J. Petrucelly as Attorney-in-Fact
2016-04-28