0000921895-16-003460.txt : 20160219 0000921895-16-003460.hdr.sgml : 20160219 20160219163230 ACCESSION NUMBER: 0000921895-16-003460 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160218 FILED AS OF DATE: 20160219 DATE AS OF CHANGE: 20160219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FALCONSTOR SOFTWARE INC CENTRAL INDEX KEY: 0000922521 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770216135 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 125 BAYLIS ROAD CITY: MELVILLE STATE: NY ZIP: 11747 BUSINESS PHONE: 631 777 5188 MAIL ADDRESS: STREET 1: 125 BAYLIS ROAD CITY: MELVILLE STATE: NY ZIP: 11747 FORMER COMPANY: FORMER CONFORMED NAME: NETWORK PERIPHERALS INC DATE OF NAME CHANGE: 19940502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: QUINN GARY CENTRAL INDEX KEY: 0001188063 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23970 FILM NUMBER: 161442256 MAIL ADDRESS: STREET 1: C/O COMPUTER ASSOCIATES INTER INC STREET 2: ONE COMPUTER ASSOC PLAZA CITY: ISLANDIA STATE: NY ZIP: 11749 4 1 form404637006b_02192016.xml OWNERSHIP DOCUMENT X0306 4 2016-02-18 0 0000922521 FALCONSTOR SOFTWARE INC FALC 0001188063 QUINN GARY C/O FALCONSTOR SOFTWARE, INC. 2 HUNTINGTON QUADRANGLE MELVILLE NY 11747 1 1 0 0 President and CEO Common Stock 2016-02-18 4 A 0 100000 0 A 1825000 D Represents shares of restricted stock granted under the Issuer's 2006 Incentive Stock Plan, as amended, 1/3 of which vest on each of the next three anniversaries of the grant date. /s/ Louis J. Petrucelly as Attorney-in-Fact 2016-02-18