0001140361-17-046280.txt : 20171215 0001140361-17-046280.hdr.sgml : 20171215 20171214173244 ACCESSION NUMBER: 0001140361-17-046280 CONFORMED SUBMISSION TYPE: POS AM PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20171215 DATE AS OF CHANGE: 20171214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROYAL BANCSHARES OF PENNSYLVANIA INC CENTRAL INDEX KEY: 0000922487 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 231627866 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: POS AM SEC ACT: 1933 Act SEC FILE NUMBER: 333-198592 FILM NUMBER: 171257060 BUSINESS ADDRESS: STREET 1: 732 MONTGOMERY AVE CITY: NARBERTH STATE: PA ZIP: 19072 BUSINESS PHONE: 6106684700 MAIL ADDRESS: STREET 1: 732 MONGTOMERY AVENUE CITY: NARBERTH STATE: PA ZIP: 19072 POS AM 1 formposam.htm POS AM
As filed with the Securities and Exchange Commission on December 14, 2017.
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
 
WASHINGTON, D.C. 20549
 

 
POST-EFFECTIVE AMENDMENT NO. 1
TO
FORM S-3 REGISTRATION STATEMENT NO. 333-198592

UNDER
THE SECURITIES ACT OF 1933
 

 
ROYAL BANCSHARES OF PENNSYLVANIA, INC.

(Exact name of Registrant as specified in its charter)
 
Pennsylvania
 
23-2812193
(State or other jurisdiction of incorporation or organization)
 
(I.R.S. Employer Identification No.)
 
One Bala Plaza, Suite 522, 231 St. Asaph’s Road, Bala Cynwyd, Pennsylvania 19004
(610) 668-4700
(Address, including zip code and telephone number, of Principal Executive Offices)


 
Michael Thompson
Executive Vice President and Chief Financial Officer
Royal Bancshares of Pennsylvania, Inc.
One Bala Plaza, Suite 522
231 St. Asaph’s Road
Bala Cynwyd, Pennsylvania 19004
(610) 668-4700
(Name, address and telephone number, including area code, of agent for service)
 

 
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, smaller reporting company, or an emerging growth company.  See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
 
Large accelerated filer
Accelerated filer
       
Non-accelerated filer
(Do not check if a smaller reporting company)
Smaller reporting company
       
   
Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act.
 


EXPLANATORY NOTE

DEREGISTRATION OF SECURITIES
 
This Post-Effective Amendment (the “Post-Effective Amendment”) relates to the Registration Statement of Royal Bancshares of Pennsylvania, Inc. (the “Company”) on Form S-3 (File No. 333-198592) filed with the Securities and Exchange Commission (the SEC) on September 5, 2014, registering 2,415,949 shares of Company Class A common stock, $2.00 par value per share (the “Registration Statement”).

The Company will merge with and into Bryn Mawr Bank Corporation on December 15, 2017.  In accordance with the undertakings of the Company contained in the Registration Statement to remove from registration, by means of a post-effective amendment, any of the securities registered for issuance that remain unsold at the termination of the offering, the Company is filing this Post-Effective Amendment to the Registration Statement to remove and withdraw from registration all, if any, securities of the Company registered but unsold under the Registration Statement as of the date hereof.
 
2

SIGNATURE
 
Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing this Post-Effective Amendment No. 1 to the Registration Statement on Form S-3 and has duly caused this Post-Effective Amendment to be signed on its behalf by the undersigned, thereunto duly authorized, in Bala Cynwyd, Pennsylvania on this 14th day of December, 2017.
 
 
By:
/s/ Michael Thompson
   
Michael Thompson
     
 
Executive Vice President and Chief Financial Officer
 
(Principal Financial Officer)
 
Pursuant to Rule 478 of the Securities Act of 1933, as amended, the registrant, acting by and through its duly authorized officer, has the power to sign this Post-Effective Amendment No. 1 to the Registration Statement.
 
 
3