-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BjLeWcbKgaxpNG2AWT8fIbVoaG8vdsJ6e+wLNJImpRVqRgM2d+Sa9GfwaZ+xiH0v Ws87mVRptSAkJcuPEzkF1g== 0001181431-07-051865.txt : 20070813 0001181431-07-051865.hdr.sgml : 20070813 20070813134650 ACCESSION NUMBER: 0001181431-07-051865 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070810 FILED AS OF DATE: 20070813 DATE AS OF CHANGE: 20070813 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ITT EDUCATIONAL SERVICES INC CENTRAL INDEX KEY: 0000922475 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 362061311 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13000 NORTH MERIDIAN CITY: CARMEL STATE: IN ZIP: 46032-1404 BUSINESS PHONE: 317 706 9200 MAIL ADDRESS: STREET 1: 13000 NORTH MERIDIAN STREET STREET 2: - CITY: CARMEL STATE: IN ZIP: 46032-1404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELWOOD CLARK D CENTRAL INDEX KEY: 0001116587 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13144 FILM NUMBER: 071048192 BUSINESS ADDRESS: BUSINESS PHONE: 3177069200 MAIL ADDRESS: STREET 1: C/O ITT EDUCATIONAL SERVICES INC STREET 2: 13000 NORTH MERIDIAN STREET CITY: CARMEL STATE: IN ZIP: 46032-1404 4 1 rrd169285.xml AUGUST 10, 2007 TRANSACTION X0202 4 2007-08-10 0 0000922475 ITT EDUCATIONAL SERVICES INC ESI 0001116587 ELWOOD CLARK D 13000 NORTH MERIDIAN STREET CARMEL IN 46032-1404 0 1 0 0 Sr VP, General Counsel & Sec. Common Stock 2007-08-10 4 M 0 25000 17.063 A 33304 D Common Stock 2007-08-10 4 S 0 400 107.85 D 32904 D Common Stock 2007-08-10 4 S 0 100 107.80 D 32804 D Common Stock 2007-08-10 4 S 0 1300 107.79 D 31504 D Common Stock 2007-08-10 4 S 0 100 107.78 D 31404 D Common Stock 2007-08-10 4 S 0 500 107.76 D 30904 D Common Stock 2007-08-10 4 S 0 164 107.72 D 30740 D Common Stock 2007-08-10 4 S 0 300 107.71 D 30440 D Common Stock 2007-08-10 4 S 0 400 107.69 D 30040 D Common Stock 2007-08-10 4 S 0 390 107.68 D 29650 D Common Stock 2007-08-10 4 S 0 200 107.66 D 29450 D Common Stock 2007-08-10 4 S 0 100 107.61 D 29350 D Common Stock 2007-08-10 4 S 0 700 107.56 D 28650 D Common Stock 2007-08-10 4 S 0 20346 107.50 D 8304 D Common Stock 6097 I By Company 401(k) Stock Option (Right to Buy) 17.063 2007-08-10 4 M 0 25000 0 D 2009-01-28 Common Stock 25000 15000 D The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2007. Represents a portion of the: (a) 20,000 shares subject to a stock option (right to buy) with an effective grant date of January 26, 1999 ("1999 Option"); and (b) the increase of 20,000 shares subject to the 1999 Option pursuant to the 2-for-1 split of the ESI Common Stock on June 6, 2002 ("June 2002 Split"). Represents an original exercise price of $34.125 for the shares of ESI common stock subject to the 1999 Option, reduced to $17.063 pursuant to the June 2002 Split. The option vested in three equal installments on January 26, 2000, 2001 and 2002. Clark D. Elwood 2007-08-13 -----END PRIVACY-ENHANCED MESSAGE-----