-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U3Begvqhkl09ecYLkDTuODEJ6rf98SK+S0FvkM+eOvztHib9sUVqYGMscNbyHw1n qiBoIr/y/aQVaMQPkGbDXw== 0000938775-10-000050.txt : 20101108 0000938775-10-000050.hdr.sgml : 20101108 20101108203910 ACCESSION NUMBER: 0000938775-10-000050 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20101104 FILED AS OF DATE: 20101108 DATE AS OF CHANGE: 20101108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ITT EDUCATIONAL SERVICES INC CENTRAL INDEX KEY: 0000922475 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 362061311 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13000 NORTH MERIDIAN CITY: CARMEL STATE: IN ZIP: 46032-1404 BUSINESS PHONE: 317 706 9200 MAIL ADDRESS: STREET 1: 13000 NORTH MERIDIAN STREET STREET 2: - CITY: CARMEL STATE: IN ZIP: 46032-1404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICHARD C BLUM & ASSOCIATES INC CENTRAL INDEX KEY: 0000847243 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13144 FILM NUMBER: 101174028 BUSINESS ADDRESS: STREET 1: 909 MONTGOMERY STREET STREET 2: SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94133 BUSINESS PHONE: 415-434-1111 MAIL ADDRESS: STREET 1: 909 MONTGOMERY STREET STREET 2: SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94133 FORMER NAME: FORMER CONFORMED NAME: BLUM RICHARD C & ASSOCIATES INC DATE OF NAME CHANGE: 19931213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BLUM CAPITAL PARTNERS LP CENTRAL INDEX KEY: 0000938775 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13144 FILM NUMBER: 101174029 BUSINESS ADDRESS: STREET 1: 909 MONTGOMERY STREET # 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94133 BUSINESS PHONE: 4154341111 MAIL ADDRESS: STREET 1: 909 MONTGOMERY STREET STREET 2: SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94133 FORMER NAME: FORMER CONFORMED NAME: BLUM RICHARD C & ASSOCIATES L P DATE OF NAME CHANGE: 19970219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Blum Strategic GP III, L.L.C. CENTRAL INDEX KEY: 0001327007 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13144 FILM NUMBER: 101174027 BUSINESS ADDRESS: STREET 1: 909 MONTGOMERY STREET, SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94133 BUSINESS PHONE: 415.434.1111 MAIL ADDRESS: STREET 1: 909 MONTGOMERY STREET, SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94133 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Saddlepoint Partners GP, L.L.C. CENTRAL INDEX KEY: 0001339873 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13144 FILM NUMBER: 101174025 BUSINESS ADDRESS: STREET 1: 909 MONTGOMERY STREET STREET 2: SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94133 BUSINESS PHONE: 415.434.1111 MAIL ADDRESS: STREET 1: 909 MONTGOMERY STREET STREET 2: SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94133 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Blum Strategic GP IV, L.L.C. CENTRAL INDEX KEY: 0001420349 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13144 FILM NUMBER: 101174026 BUSINESS ADDRESS: STREET 1: 909 MONTOGOMERY STREET STREET 2: SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94133 BUSINESS PHONE: 415 434 1111 MAIL ADDRESS: STREET 1: 909 MONTOGOMERY STREET STREET 2: SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94133 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-11-04 0000922475 ITT EDUCATIONAL SERVICES INC ESI 0000938775 BLUM CAPITAL PARTNERS LP 909 MONTGOMERY STREET SUITE 400 SAN FRANCISCO CA 94133 0 0 1 0 0000847243 RICHARD C BLUM & ASSOCIATES INC 909 MONTGOMERY STREET SUITE 400 SAN FRANCISCO CA 94133 0 0 1 0 0001327007 Blum Strategic GP III, L.L.C. 909 MONTGOMERY STREET SUITE 400 SAN FRANCISCO CA 94133 0 0 1 0 0001420349 Blum Strategic GP IV, L.L.C. 909 MONTGOMERY STREET SUITE 400 SAN FRANCISCO CA 94133 0 0 1 0 0001339873 Saddlepoint Partners GP, L.L.C. 909 MONTGOMERY STREET SUITE 400 SAN FRANCISCO CA 94133 0 0 1 0 Common Stock 947 D Common Stock 42794 D Common Stock 124800 D Common Stock 469700 D Common Stock 130400 D Common Stock 76000 D Common Stock 1662125 D Common Stock 20651 D Common Stock 2010-11-04 4 P 0 24200 58.06 A 1573488 D These shares are owned directly by Blum Capital Partners, L.P. ("Blum LP"). They may be deemed to be owned indirectly by RCBA Inc., as described in Note (7). RCBA Inc. disclaims beneficial ownership of these shares, except to the extent of any pecuniary interest therein. These shares are owned directly by BK Capital Partners IV, L.P. These shares are owned directly by Stinson Capital Partners, L.P. These shares are owned directly by Stinson Capital Partners C, L.P. These shares are owned directly by Stinson Capital Partners L, L.P. These shares are owned directly by Stinson Capital Partners (QP), L.P. These shares may be deemed to be owned indirectly by the following parties: (i) Blum Capital Partners, L.P. ("Blum LP"), the general partner of the limited partnerships described in Notes (2), (3), (4), (5) and (6); and (ii) Richard C. Blum & Associates, Inc. ("RCBA Inc."), the general partner of Blum LP. Blum LP and RCBA Inc. disclaim beneficial ownership of these shares, except to the extent of any pecuniary interest therein. These shares are owned directly by Blum Strategic Partners III, L.P. ("Strategic III"). The shares also may be deemed to be owned indirectly by (i) Blum Strategic GP III, L.P. ("Blum GP III LP"), the general partner of Strategic III, and (ii) Blum Strategic GP III, L.L.C. ("Blum GP III"), the general partner of Blum GP III LP. Both Blum GP III LP and Blum GP III disclaim beneficial ownership of these shares, except to the extent of any pecuniary interest therein. These shares are owned directly by Blum Strategic Partners IV, L.P. ("Strategic IV"). The shares also may be deemed to be owned indirectly by (i) Blum Strategic GP IV, L.P. ("Blum GP IV LP"), the general partner of Strategic IV, and (ii) Blum Strategic GP IV, L.L.C. ("Blum GP IV"), the general partner of Blum GP IV LP. Both Blum GP IV LP and Blum GP IV disclaim beneficial ownership of these shares, except to the extent of any pecuniary interest therein. These shares are owned directly by Saddlepoint Equity, L.L.C. ("Saddlepoint Equity"). The shares also may be deemed to be owned indirectly by (i) Saddlepoint Partners GP, L.L.C. ("Saddlepoint GP"), the managing member of Saddlepoint Equity; (ii) Blum LP, the managing member of Saddlepoint GP; and (iii) RCBA Inc., the general partner of Blum LP. Saddlepoint GP, Blum LP and RCBA Inc. disclaim beneficial ownership of these shares, except to the extent of any pecuniary interest therein. See Attached Signature Page 2010-11-08 EX-99 2 esijntfilersigfrm4.htm JOINT FILER INFORMATION 

                                    EXHIBIT 99

                              Joint Filer Information



Designated Filer:              BLUM CAPITAL PARTNERS, L.P.

Date of Earliest Transaction

Required to be Reported:       November 4, 2010

Issuer & Symbol:               ITT Educational Services, Inc. (ESI)



Address of each Reporting Person for this Form 4:



909 Montgomery Street, Suite 400, San Francisco, CA  94133

Relationship to Issuer of each Reporting Person:  10% Owner



                                    Signatures



After reasonable inquiry and to the best of our knowledge and

belief, the undersigned certify that the information set forth

in this statement is true, complete and correct.



November 8, 2010







RICHARD C. BLUM & ASSOCIATES, INC.    BLUM CAPITAL PARTNERS, L.P.

                                      By: Richard C. Blum & Associates, Inc.

                                          its General Partner





By: /s/ Gregory D. Hitchan            By: /s/ Gregory D. Hitchan

    -------------------------------       ----------------------------------

    Gregory D. Hitchan                    Gregory D. Hitchan

    Partner, Chief Operating Officer,     Partner, Chief Operating Officer,

    General Counsel and Secretary         General Counsel and Secretary







BLUM STRATEGIC GP III, L.L.C.         BLUM STRATEGIC GP III, L.P.

                                      By:  Blum Strategic GP III, L.L.C.                                                     its General Partner





By: /s/ Gregory D. Hitchan            By: /s/ Gregory D. Hitchan

    -------------------------------       ----------------------------------

    Gregory D. Hitchan                    Gregory D. Hitchan

    Managing Member                       Managing Member







BLUM STRATEGIC GP IV, L.L.C.          BLUM STRATEGIC GP IV, L.P.

                                      By:  Blum Strategic GP IV, L.L.C.                                                      its General Partner





By: /s/ Gregory D. Hitchan            By: /s/ Gregory D. Hitchan

    -------------------------------       ----------------------------------

    Gregory D. Hitchan                    Gregory D. Hitchan

    Managing Member                       Managing Member













SADDLEPOINT PARTNERS GP, L.L.C.

By:  Blum Capital Partners, L.P.

     its Managing Member

By:  Richard C. Blum & Associates, Inc.

     its General Partner





By: /s/ Gregory D. Hitchan

    -------------------------------

    Gregory D. Hitchan

    Partner, Chief Operating Officer,

    General Counsel and Secretary
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