-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, StwrkyHZ/t/Y1HmIL0f/tqG6WYQZCoy0E4dN3Tj+1Wk0wN3prHFf5xkMcRHdUW86 UOrr5ybOU30HwN3InywlJQ== 0000922475-09-000014.txt : 20090116 0000922475-09-000014.hdr.sgml : 20090116 20090116165301 ACCESSION NUMBER: 0000922475-09-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090115 FILED AS OF DATE: 20090116 DATE AS OF CHANGE: 20090116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELWOOD CLARK D CENTRAL INDEX KEY: 0001116587 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13144 FILM NUMBER: 09532103 BUSINESS ADDRESS: BUSINESS PHONE: 3177069200 MAIL ADDRESS: STREET 1: C/O ITT EDUCATIONAL SERVICES INC STREET 2: 13000 NORTH MERIDIAN STREET CITY: CARMEL STATE: IN ZIP: 46032-1404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ITT EDUCATIONAL SERVICES INC CENTRAL INDEX KEY: 0000922475 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 362061311 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13000 NORTH MERIDIAN CITY: CARMEL STATE: IN ZIP: 46032-1404 BUSINESS PHONE: 317 706 9200 MAIL ADDRESS: STREET 1: 13000 NORTH MERIDIAN STREET STREET 2: - CITY: CARMEL STATE: IN ZIP: 46032-1404 4 1 form4_ex.xml X0303 4 2009-01-15 0 0000922475 ITT EDUCATIONAL SERVICES INC ESI 0001116587 ELWOOD CLARK D C/O ITT EDUCATIONAL SERVICES INC 13000 NORTH MERIDIAN STREET CARMEL IN 46032-1404 0 1 0 0 Sr VP, Gen Counsel & Secretary Common Stock 2009-01-15 4 M 0 6597 55.60 A 14901 D Common Stock 2009-01-15 4 M 0 7160 77.60 A 22061 D Common Stock 2009-01-15 4 S 0 20761 110.162 D 1300 D Common Stock 2009-01-15 4 S 0 1300 111.458 D 0 D Common Stock 6097 I By Company 401(k) Plan Stock Option (Right to Buy) 55.60 2009-01-15 4 M 0 6597 0 D 2012-11-02 Common Stock 6597 0 D Stock Option (Right to Buy) 77.60 2009-01-15 4 M 0 7160 0 D 2014-01-31 Common Stock 7160 14320 D The transactions reported on this Form 4 were effected pursuant to Rule 10b5-1 trading plans adopted by the reporting person on August 8, 2008. Represents a portion of the 19,790 shares subject to a stock option (right to buy) with an effective grant date of November 2, 2005. Represents a portion of the 21,480 shares subject to a stock option (right to buy) with an effective grant date of January 31, 2007. This transaction was executed in multiple trades at prices ranging from $110.00 to $110.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. This transaction was executed in multiple trades at prices ranging from $111.24 to $111.69. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The option vested immediately on November 2, 2005. The option vests in three equal installments on January 31, 2008, 2009 and 2010. Clark D. Elwood 2009-01-16 -----END PRIVACY-ENHANCED MESSAGE-----