-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VFRumSn2Lf1W8rQ3wVT4EO0FW+G8KDzdIUK5ncuNf2Rc1sSL/d27+Vw5gCazet4L rCA/XUyWE99RFRD4NKdB2w== 0000922475-07-000131.txt : 20070918 0000922475-07-000131.hdr.sgml : 20070918 20070918160618 ACCESSION NUMBER: 0000922475-07-000131 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070914 FILED AS OF DATE: 20070918 DATE AS OF CHANGE: 20070918 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ITT EDUCATIONAL SERVICES INC CENTRAL INDEX KEY: 0000922475 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 362061311 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13000 NORTH MERIDIAN CITY: CARMEL STATE: IN ZIP: 46032-1404 BUSINESS PHONE: 317 706 9200 MAIL ADDRESS: STREET 1: 13000 NORTH MERIDIAN STREET STREET 2: - CITY: CARMEL STATE: IN ZIP: 46032-1404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELWOOD CLARK D CENTRAL INDEX KEY: 0001116587 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13144 FILM NUMBER: 071122592 BUSINESS ADDRESS: BUSINESS PHONE: 3177069200 MAIL ADDRESS: STREET 1: C/O ITT EDUCATIONAL SERVICES INC STREET 2: 13000 NORTH MERIDIAN STREET CITY: CARMEL STATE: IN ZIP: 46032-1404 4 1 form4_ex.xml X0202 4 2007-09-14 0 0000922475 ITT EDUCATIONAL SERVICES INC ESI 0001116587 ELWOOD CLARK D C/O ITT EDUCATIONAL SERVICES INC 13000 NORTH MERIDIAN STREET CARMEL IN 46032-1404 0 1 0 0 Sr VP, Gen Counsel & Secretary Common Stock 2007-09-14 4 M 0 7332 49.74 A 15636 D Common Stock 2007-09-14 4 M 0 6596 55.60 A 22232 D Common Stock 2007-09-14 4 M 0 9400 23.70 A 31632 D Common Stock 2007-09-14 4 S 0 17328 112.50 D 14304 D Common Stock 2007-09-14 4 S 0 200 112.51 D 14104 D Common Stock 2007-09-14 4 S 0 1300 112.52 D 12804 D Common Stock 2007-09-14 4 S 0 1100 112.53 D 11704 D Common Stock 2007-09-14 4 S 0 2500 112.54 D 9204 D Common Stock 2007-09-14 4 S 0 200 112.55 D 9004 D Common Stock 2007-09-14 4 S 0 100 112.58 D 8904 D Common Stock 2007-09-14 4 S 0 400 112.59 D 8504 D Common Stock 2007-09-14 4 S 0 200 112.66 D 8304 D Common Stock 6097 I By Company 401(k) Plan Stock Option (Right to Buy) 49.74 2007-09-14 4 M 0 7332 0 D 2012-02-02 Common Stock 7332 0 D Stock Option (Right to Buy) 55.60 2007-09-14 4 M 0 6596 0 D 2012-11-02 Common Stock 6596 13194 D Stock Option (Right to Buy) 23.70 2007-09-14 4 M 0 9400 0 D 2013-01-24 Common Stock 9400 20600 D The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2007. Represents a portion of the 20,100 shares subject to a stock option (right to buy) with an effective grant date of February 2, 2005. Represents a portion of the 19,790 shares subject to a stock option (right to buy) with an effective grant date of November 2, 2005. Represents a portion of the 30,000 shares subject to a stock option (right to buy) with an effective grant date of January 22, 2003. The option vested in one installment on October 24, 2005. The option vested immediately on November 2, 2005. The option vested in three equal installments on January 22, 2004, 2005 and 2006. Clark D. Elwood 2007-09-18 -----END PRIVACY-ENHANCED MESSAGE-----