-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O2ySNhiKMQTBpdWLXuGH7enndfMSjBAq2+ft04YJtkDjKmPoakT8993KYyZL9jPe J79odJEmFdHEMMfMrxjr1Q== 0000922475-07-000126.txt : 20070914 0000922475-07-000126.hdr.sgml : 20070914 20070914160207 ACCESSION NUMBER: 0000922475-07-000126 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070912 FILED AS OF DATE: 20070914 DATE AS OF CHANGE: 20070914 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELWOOD CLARK D CENTRAL INDEX KEY: 0001116587 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13144 FILM NUMBER: 071117785 BUSINESS ADDRESS: BUSINESS PHONE: 3177069200 MAIL ADDRESS: STREET 1: C/O ITT EDUCATIONAL SERVICES INC STREET 2: 13000 NORTH MERIDIAN STREET CITY: CARMEL STATE: IN ZIP: 46032-1404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ITT EDUCATIONAL SERVICES INC CENTRAL INDEX KEY: 0000922475 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 362061311 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13000 NORTH MERIDIAN CITY: CARMEL STATE: IN ZIP: 46032-1404 BUSINESS PHONE: 317 706 9200 MAIL ADDRESS: STREET 1: 13000 NORTH MERIDIAN STREET STREET 2: - CITY: CARMEL STATE: IN ZIP: 46032-1404 4 1 form4_ex.xml X0202 4 2007-09-12 0 0000922475 ITT EDUCATIONAL SERVICES INC ESI 0001116587 ELWOOD CLARK D C/O ITT EDUCATIONAL SERVICES INC 13000 NORTH MERIDIAN STREET CARMEL IN 46032-1404 0 1 0 0 Sr VP, Gen Counsel & Secretary Common Stock 2007-09-12 4 M 0 3334 9.719 A 11638 D Common Stock 2007-09-12 4 M 0 30000 17.25 A 41638 D Common Stock 2007-09-12 4 M 0 10168 49.74 A 51806 D Common Stock 2007-09-12 4 S 0 600 112.61 D 51206 D Common Stock 2007-09-12 4 S 0 2800 112.60 D 48406 D Common Stock 2007-09-12 4 S 0 400 112.59 D 48006 D Common Stock 2007-09-12 4 S 0 700 112.56 D 47306 D Common Stock 2007-09-12 4 S 0 2900 112.55 D 44406 D Common Stock 2007-09-12 4 S 0 500 112.54 D 43906 D Common Stock 2007-09-12 4 S 0 2100 112.53 D 41806 D Common Stock 2007-09-12 4 S 0 1800 112.52 D 40006 D Common Stock 2007-09-12 4 S 0 2000 112.51 D 38006 D Common Stock 2007-09-12 4 S 0 6100 112.505 D 31906 D Common Stock 2007-09-12 4 S 0 23602 112.50 D 8304 D Common Stock 6097 I By Company 401(k) Plan Stock Option (Right to Buy) 9.719 2007-09-12 4 M 0 3334 0 D 2011-01-25 Common Stock 3334 0 D Stock Option (Right to Buy) 17.25 2007-09-12 4 M 0 30000 0 D 2012-01-24 Common Stock 30000 0 D Stock Option (Right to Buy) 49.74 2007-09-12 4 M 0 10168 0 D 2012-02-02 Common Stock 10168 9932 D The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2007. Represents a portion of the: (a) 20,000 shares subject to a stock option (right to buy) with an effective grant date of January 23, 2001 ("2001 Option"); and (b) the increase of 20,000 shares subject to the 2001 Option pursuant to the 2-for-1 split of the ESI common stock on June 6, 2002 ("June 2002 Split"). Represents an original exercise price of $19.438 for the shares of ESI common stock subject to the 2001 Option, reduced to $9.719 pursuant to the June 2002 Split. Represents the: (a) 15,000 shares subject to a stock option (right to buy) with an effective grant date of January 22, 2002 ("2002 Option"); and (b) the increase of 15,000 shares subject to the 2002 Option pursuant to the June 2002 Split. Represents an original exercise price of $34.50 for the shares of ESI common stock subject to the 2002 Option, reduced to $17.25 pursuant to the June 2002 Split. Represents a portion of the 20,100 shares subject to a stock option (right to buy) with an effective grant date of February 2, 2005. The option vested in three equal installments on January 23, 2002, 2003 and 2004. The option vested in three equal installments on January 22, 2003, 2004 and 2005. The option vested in one installment on October 24, 2005. Clark D. Elwood 2007-09-14 -----END PRIVACY-ENHANCED MESSAGE-----