-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TmIzOxQixue1/T3o13w7jcx+rSKSxaq4mgDfIMDFY/ygQdrRoGG/zB+D9HmeaNl2 Yc8lQnogFQBgOIhQcNhfkQ== 0000922475-07-000016.txt : 20070109 0000922475-07-000016.hdr.sgml : 20070109 20070109165819 ACCESSION NUMBER: 0000922475-07-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070109 FILED AS OF DATE: 20070109 DATE AS OF CHANGE: 20070109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHAMPAGNE RENE R CENTRAL INDEX KEY: 0001116585 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13144 FILM NUMBER: 07521053 BUSINESS ADDRESS: BUSINESS PHONE: 317 706 9200 MAIL ADDRESS: STREET 1: C/O ITT EDUCATIONAL SERVICES INC STREET 2: 13000 NORTH MERIDIAN STREET CITY: CARMEL STATE: IN ZIP: 46032-1404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ITT EDUCATIONAL SERVICES INC CENTRAL INDEX KEY: 0000922475 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 362061311 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13000 NORTH MERIDIAN CITY: CARMEL STATE: IN ZIP: 46032-1404 BUSINESS PHONE: 317 706 9200 MAIL ADDRESS: STREET 1: 13000 NORTH MERIDIAN STREET STREET 2: - CITY: CARMEL STATE: IN ZIP: 46032-1404 4 1 form4_ex.xml X0202 4 2007-01-09 0 0000922475 ITT EDUCATIONAL SERVICES INC ESI 0001116585 CHAMPAGNE RENE R C/O ITT EDUCATIONAL SERVICES INC 13000 NORTH MERIDIAN STREET CARMEL IN 46032-1404 1 1 0 0 Chairman and CEO Common Stock 2007-01-09 4 M 0 26800 10.844 A 91188 D Common Stock 2007-01-09 4 S 0 200 68.03 D 90988 D Commom Stock 2007-01-09 4 S 0 100 68.04 D 90888 D Common Stock 2007-01-09 4 S 0 100 68.06 D 90788 D Common Stock 2007-01-09 4 S 0 200 68.08 D 90588 D Common Stock 2007-01-09 4 S 0 100 68.19 D 90488 D Common Stock 2007-01-09 4 S 0 100 68.21 D 90388 D Common Stock 2007-01-09 4 S 0 300 68.23 D 90088 D Common Stock 2007-01-09 4 S 0 200 68.24 D 89888 D Common Stock 2007-01-09 4 S 0 100 68.25 D 89788 D Common Stock 2007-01-09 4 S 0 100 68.26 D 89688 D Common Stock 2007-01-09 4 S 0 100 68.30 D 89588 D Common Stock 2007-01-09 4 S 0 100 68.32 D 89488 D Common Stock 2007-01-09 4 S 0 100 68.34 D 89388 D Common Stock 2007-01-09 4 S 0 300 68.35 D 89088 D Common Stock 2007-01-09 4 S 0 100 68.36 D 88988 D Common Stock 2007-01-09 4 S 0 300 68.37 D 88688 D Common Stock 2007-01-09 4 S 0 412 68.41 D 88276 D Common Stock 2007-01-09 4 S 0 400 68.43 D 87876 D Common Stock 2007-01-09 4 S 0 1000 68.44 D 86876 D Common Stock 2007-01-09 4 S 0 1200 68.45 D 85676 D Common Stock 2007-01-09 4 S 0 1400 68.46 D 84276 D Common Stock 2007-01-09 4 S 0 1288 68.47 D 82988 D Common Stock 2007-01-09 4 S 0 100 68.48 D 82888 D Common Stock 2007-01-09 4 S 0 300 68.49 D 82588 D Common Stock 2007-01-09 4 S 0 300 68.50 D 82288 D Common Stock 2007-01-09 4 S 0 500 68.51 D 81788 D Common Stock 2007-01-09 4 S 0 300 68.52 D 81488 D Common Stock 2007-01-09 4 S 0 200 68.53 D 81288 D Common Stock 2007-01-09 4 S 0 100 68.54 D 81188 D Stock Option (Right to Buy) 10.844 2007-01-09 4 M 0 26800 0 D 2008-01-15 Common Stock 26800 107200 D The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 2, 2006. Represents a portion of the: (a) 67,000 shares subject to a stock option (right to buy) granted on January 13, 1998 ("1998 Option"); and (b) the increase of 67,000 shares subject to the 1998 Option pursuant to the 2-for-1 split of the ESI common stock on June 6, 2002 ("June 2002 Split"). Represents an original exercise price of $21.688 for the shares of ESI common stock subject to the 1998 Option, reduced to $10.844 pursuant to the June 2002 Split. This total does not include 10,801 shares of ESI common stock beneficially owned under the ESI 401(k) Plan on January 9, 2007, or 22,300 shares of ESI common stock that are indirectly owned by the reporting person through a trust. The option vested in three equal installments on January 13, 1999, 2000 and 2001. This is the first of three Form 4s filed by the reporting person for transactions that occurred on January 9, 2007. Due to software limitations, all of the transactions that occurred on that date cannot be reported on one Form 4. Clark D. Elwood, Attorney-In-Fact for Rene R. Champagne 2007-01-09 -----END PRIVACY-ENHANCED MESSAGE-----