-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F6Oz9ecjTqf/of59ZLcFeeYAzqcvsVfP1MV65I2oWGETUyy8jfpNSDQnOScPSwt0 I/zysYO2smX3eO6UTHTzig== 0000922475-06-000147.txt : 20061016 0000922475-06-000147.hdr.sgml : 20061016 20061016165232 ACCESSION NUMBER: 0000922475-06-000147 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061016 FILED AS OF DATE: 20061016 DATE AS OF CHANGE: 20061016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ITT EDUCATIONAL SERVICES INC CENTRAL INDEX KEY: 0000922475 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 362061311 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13000 NORTH MERIDIAN CITY: CARMEL STATE: IN ZIP: 46032-1404 BUSINESS PHONE: 317 706 9200 MAIL ADDRESS: STREET 1: 13000 NORTH MERIDIAN STREET STREET 2: - CITY: CARMEL STATE: IN ZIP: 46032-1404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELWOOD CLARK D CENTRAL INDEX KEY: 0001116587 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13144 FILM NUMBER: 061146825 BUSINESS ADDRESS: BUSINESS PHONE: 3177069200 MAIL ADDRESS: STREET 1: C/O ITT EDUCATIONAL SERVICES INC STREET 2: 13000 NORTH MERIDIAN STREET CITY: CARMEL STATE: IN ZIP: 46032-1404 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-10-16 0000922475 ITT EDUCATIONAL SERVICES INC ESI 0001116587 ELWOOD CLARK D 13000 NORTH MERIDIAN STREET CARMEL, IN 46032 0 1 0 0 Sr VP, Gen Counsel & Secretary Common Stock 2006-10-16 4 S 0 138 70.42 D 16043 D Common Stock 2006-10-16 4 S 0 171 70.43 D 15872 D Common Stock 2006-10-16 4 S 0 309 70.44 D 15563 D Common Stock 2006-10-16 4 S 0 34 70.45 D 15529 D Common Stock 2006-10-16 4 S 0 342 70.46 D 15187 D Common Stock 2006-10-16 4 S 0 856 70.47 D 14331 D Common Stock 2006-10-16 4 S 0 171 70.48 D 14160 D Common Stock 2006-10-16 4 S 0 274 70.49 D 13886 D Common Stock 2006-10-16 4 S 0 651 70.50 D 13235 D Common Stock 2006-10-16 4 S 0 171 70.51 D 13064 D Common Stock 2006-10-16 4 S 0 342 70.52 D 12722 D Common Stock 2006-10-16 4 S 0 308 70.53 D 12414 D Common Stock 2006-10-16 4 S 0 34 70.54 D 12380 D Common Stock 2006-10-16 4 S 0 103 70.55 D 12277 D Common Stock 2006-10-16 4 S 0 103 70.56 D 12174 D Common Stock 2006-10-16 4 S 0 411 70.57 D 11763 D Common Stock 2006-10-16 4 S 0 308 70.58 D 11455 D Common Stock 2006-10-16 4 S 0 34 70.59 D 11421 D Common Stock 2006-10-16 4 S 0 274 70.60 D 11147 D Common Stock 2006-10-16 4 S 0 377 70.61 D 10770 D Common Stock 2006-10-16 4 S 0 274 70.62 D 10496 D Common Stock 2006-10-16 4 S 0 274 70.63 D 10222 D Common Stock 2006-10-16 4 S 0 685 70.64 D 9537 D Common Stock 2006-10-16 4 S 0 514 70.65 D 9023 D Common Stock 2006-10-16 4 S 0 240 70.67 D 8783 D Common Stock 2006-10-16 4 S 0 205 70.68 D 8578 D Common Stock 2006-10-16 4 S 0 274 70.69 D 8304 D Stock Option (Right to Buy) 12.125 2006-10-16 4 M 0 15135 0 D 2007-02-12 Common Stock 15135 14064 D The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 5, 2006. Represents a portion of the: (a) 18,750 shares subject to a stock option (right to buy) granted on February 10, 1997 ("1997 Option"); and (b) the increase of 18,750 shares subject to the 1997 Option pursuant to the 2-for-1 split of the ESI common stock on June 6, 2002 ("June 2002 Split"). This total does not include 6,097 shares of ESI common stock beneficially owned under the ESI 401(k) Plan on October 12, 2006. The option vested in three equal installments on February 10, 1998, 1999 and 2000. This is the second of two Form 4s filed by the reporting person for transactions that occurred on October 16, 2006. Due to software limitations, all of the transactions that occurred on that date cannot be reported on one Form 4. Clark D. Elwood 2006-10-16 -----END PRIVACY-ENHANCED MESSAGE-----