-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JqC1hkgsB/fX1LyiFpMUkQvg+iBVsl2p76mUbfFXHjrQ1dyw503e2gw1a7vyVjDw v1xWGdcSkVh98Cw64b+Ekw== 0000922475-06-000094.txt : 20060601 0000922475-06-000094.hdr.sgml : 20060601 20060601170213 ACCESSION NUMBER: 0000922475-06-000094 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060601 FILED AS OF DATE: 20060601 DATE AS OF CHANGE: 20060601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ITT EDUCATIONAL SERVICES INC CENTRAL INDEX KEY: 0000922475 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 362061311 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13000 NORTH MERIDIAN CITY: CARMEL STATE: IN ZIP: 46032-1404 BUSINESS PHONE: 317 706 9200 MAIL ADDRESS: STREET 1: 13000 NORTH MERIDIAN STREET STREET 2: - CITY: CARMEL STATE: IN ZIP: 46032-1404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHAMPAGNE RENE R CENTRAL INDEX KEY: 0001116585 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13144 FILM NUMBER: 06880698 BUSINESS ADDRESS: BUSINESS PHONE: 317 706 9200 MAIL ADDRESS: STREET 1: C/O ITT EDUCATIONAL SERVICES INC STREET 2: 13000 NORTH MERIDIAN STREET CITY: CARMEL STATE: IN ZIP: 46032-1404 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-06-01 0000922475 ITT EDUCATIONAL SERVICES INC ESI 0001116585 CHAMPAGNE RENE R 13000 NORTH MERIDIAN STREET CARMEL, IN 46032 1 1 0 0 Chairman and CEO Common Stock 2006-06-01 4 M 0 22500 12.125 A 123688 D Common Stock 2006-06-01 4 S 0 100 64.51 D 123588 D Common Stock 2006-06-01 4 S 0 500 64.53 D 123088 D Common Stock 2006-06-01 4 S 0 1700 64.55 D 121388 D Common Stock 2006-06-01 4 S 0 500 64.56 D 120888 D Common Stock 2006-06-01 4 S 0 100 64.57 D 120788 D Common Stock 2006-06-01 4 S 0 200 64.59 D 120588 D Common Stock 2006-06-01 4 S 0 4100 64.60 D 116488 D Common Stock 2006-06-01 4 S 0 100 64.61 D 116388 D Common Stock 2006-06-01 4 S 0 100 64.64 D 116288 D Common Stock 2006-06-01 4 S 0 100 64.65 D 116188 D Common Stock 2006-06-01 4 S 0 600 64.67 D 115588 D Common Stock 2006-06-01 4 S 0 1200 64.68 D 114388 D Common Stock 2006-06-01 4 S 0 2000 64.69 D 112388 D Common Stock 2006-06-01 4 S 0 400 64.72 D 111988 D Common Stock 2006-06-01 4 S 0 100 64.73 D 111888 D Common Stock 2006-06-01 4 S 0 200 64.80 D 111688 D Common Stock 2006-06-01 4 S 0 500 64.83 D 111188 D Common Stock 2006-06-01 4 S 0 1900 64.85 D 109288 D Common Stock 2006-06-01 4 S 0 400 64.86 D 108888 D Common Stock 2006-06-01 4 S 0 300 64.89 D 108588 D Common Stock 2006-06-01 4 S 0 500 64.90 D 108088 D Common Stock 2006-06-01 4 S 0 600 64.92 D 107488 D Common Stock 2006-06-01 4 S 0 900 64.95 D 106588 D Common Stock 2006-06-01 4 S 0 200 65.00 D 106388 D Common Stock 2006-06-01 4 S 0 300 65.06 D 106088 D Common Stock 2006-06-01 4 S 0 4900 65.15 D 101188 D Stock Option (Right to Buy) 12.125 2006-06-01 4 M 0 22500 0 D 2007-02-12 Common Stock 22500 0 D The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 1, 2006. Represents a portion of the: (a) 45,000 shares subject to a stock option (right to buy) granted on February 10, 1997 ("1997 Option"); and (b) the increase of 45,000 shares subject to the 1997 Option pursuant to the 2-for-1 split of the ESI common stock on June 6, 2002 ("June 2002 Split"). Represents an original exercise price of $24.250 for the shares of ESI common stock subject to the 1997 Option, reduced to $12.125 pursuant to the June 2002 Split. This total does not include 10,801 shares of ESI common stock beneficially owned under the ESI 401(k) Plan on June 1, 2006. Due to an exempt sale of shares by the third-party administrator of the ESI 401(k) Plan to refund an excess contribution to the ESI 401(k) Plan, the number of shares of ESI common stock beneficially owned under the ESI 401(k) Plan is less than previously reported. The option vested in three equal installments on February 10, 1998, 1999 and 2000. Clark D. Elwood, Attorney-In-Fact for Rene R. Champagne 2006-06-01 -----END PRIVACY-ENHANCED MESSAGE-----