-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IaQccdxoweB17iN3RPxV4NRCl9+IPKKDs/Ffc4SPQAnwCAOM1flpo/vc4VpXCCS3 zSlsRVZp6cwZGFyFE2+Bdg== 0000922475-04-000016.txt : 20040203 0000922475-04-000016.hdr.sgml : 20040203 20040203094548 ACCESSION NUMBER: 0000922475-04-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040202 FILED AS OF DATE: 20040203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ITT EDUCATIONAL SERVICES INC CENTRAL INDEX KEY: 0000922475 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 362061311 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13000 NORTH MERIDIAN CITY: CARMEL STATE: IN ZIP: 46032-1404 BUSINESS PHONE: 317 706 9289 MAIL ADDRESS: STREET 1: 13000 NORTH MERIDIAN STREET STREET 2: - CITY: CARMEL STATE: IN ZIP: 46032-1404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAUER THOMAS W CENTRAL INDEX KEY: 0001116589 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13144 FILM NUMBER: 04561057 BUSINESS ADDRESS: STREET 1: C/O ITT EDUCATIONAL SERVICES INC STREET 2: 13000 NORTH MERIDIAN STREET CITY: CARMEL STATE: IN ZIP: 46032-1404 BUSINESS PHONE: 3177069200 MAIL ADDRESS: STREET 1: C/O ITT EDUCATIONAL SERVICES INC STREET 2: 13000 NORTH MERIDIAN STREET CITY: CARMEL STATE: IN ZIP: 46032-1404 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2004-02-02 0000922475 ITT EDUCATIONAL SERVICES INC ESI 0001116589 LAUER THOMAS W 13000 NORTH MERIDIAN STREET CARMEL, IN 46032 0 1 0 0 Sr VP, Dir of Operations Common Stock 2004-02-02 4 M 0 40000 9.719 A 57806 D Common Stock 2004-02-02 4 S 0 3700 55.87 D 54106 D Common Stock 2004-02-02 4 S 0 2000 55.88 D 52106 D Common Stock 2004-02-02 4 S 0 600 55.90 D 51506 D Common Stock 2004-02-02 4 S 0 200 55.91 D 51306 D Common Stock 2004-02-02 4 S 0 4900 55.92 D 46406 D Common Stock 2004-02-02 4 S 0 200 55.93 D 46206 D Common Stock 2004-02-02 4 S 0 200 55.94 D 46006 D Common Stock 2004-02-02 4 S 0 1500 55.95 D 44506 D Common Stock 2004-02-02 4 S 0 3500 55.96 D 41006 D Common Stock 2004-02-02 4 S 0 2400 55.97 D 38606 D Common Stock 2004-02-02 4 S 0 100 55.98 D 38506 D Common Stock 2004-02-02 4 S 0 100 55.99 D 38406 D Common Stock 2004-02-02 4 S 0 3300 56.00 D 35106 D Common Stock 2004-02-02 4 S 0 400 56.02 D 34706 D Common Stock 2004-02-02 4 S 0 500 56.03 D 34206 D Common Stock 2004-02-02 4 S 0 900 56.04 D 33306 D Common Stock 2004-02-02 4 S 0 1800 56.05 D 31506 D Common Stock 2004-02-02 4 S 0 400 56.07 D 31106 D Common Stock 2004-02-02 4 S 0 100 56.08 D 31006 D Common Stock 2004-02-02 4 S 0 500 56.09 D 30506 D Common Stock 2004-02-02 4 S 0 8000 56.11 D 22506 D Common Stock 2004-02-02 4 S 0 100 56.12 D 22406 D Common Stock 2004-02-02 4 S 0 200 56.13 D 22206 D Common Stock 2004-02-02 4 S 0 400 56.18 D 21806 D Common Stock 2004-02-02 4 S 0 200 56.20 D 21606 D Common Stock 2004-02-02 4 S 0 1900 56.28 D 19706 D Common Stock 2004-02-02 4 S 0 400 56.29 D 19306 D Common Stock 2004-02-02 4 S 0 100 56.33 D 19206 D Common Stock 2004-02-02 4 S 0 200 56.34 D 19006 D Stock Option (Right to Buy) 9.719 2004-02-02 4 M 0 40000 0 D 2004-01-23 2011-01-25 Common Stock 40000 0 D Represents: (a) 20,000 shares subject to a stock option (right to buy) granted on January 23, 2001 ("2001 Option"); and (b) the increase of 20,000 shares subject to the 2001 Option pursuant to the 2-for-1 split of the ESI common stock on June 6, 2002 ("June 2002 Split"). Represents an original exercise price of $19.438 for the shares of ESI common stock subject to the 2001 Option reduced to $9.719 pursuant to the June 2002 Split. This total does not include 1,767 shares of ESI common stock beneficially owned under the ESI 401(k) plan on January 31, 2004, including: (a) 1,762 shares beneficially owned on August 13, 2003 under the ESI 401(k) plan; and (b) 5 shares acquired under the ESI 401(k) plan from August 13, 2003 through January 31, 2004. The option vested in three equal installments on January 23, 2002, 2003 and 2004. This is the first of two Form 4s filed by the reporting person for transactions that occurred on February 2, 2004. Due to software limitations, all of the transactions that occurred on that date cannot be reported on one Form 4. Clark D. Elwood, Attorney-In-Fact for Thomas W. Lauer 2004-02-03 -----END PRIVACY-ENHANCED MESSAGE-----