-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JBDB2+8mHFKcJjkkoRIsV3LR0ncd2FQgMy0ti7ays5b13d2Pv25MQ9RY8isVtCtt 4L/TchqK7L5tblNnQ/z2gg== 0000922475-03-000067.txt : 20031106 0000922475-03-000067.hdr.sgml : 20031106 20031106085353 ACCESSION NUMBER: 0000922475-03-000067 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031105 FILED AS OF DATE: 20031106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ITT EDUCATIONAL SERVICES INC CENTRAL INDEX KEY: 0000922475 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 362061311 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13000 NORTH MERIDIAN CITY: CARMEL STATE: IN ZIP: 46032-1404 BUSINESS PHONE: 317 706 9289 MAIL ADDRESS: STREET 1: 13000 NORTH MERIDIAN STREET STREET 2: - CITY: CARMEL STATE: IN ZIP: 46032-1404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHAMPAGNE RENE R CENTRAL INDEX KEY: 0001116585 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13144 FILM NUMBER: 03981027 BUSINESS ADDRESS: STREET 1: C/O ITT EDUCATIONAL SERVICES INC STREET 2: 13000 NORTH MERIDIAN STREET CITY: CARMEL STATE: IN ZIP: 46032-1404 BUSINESS PHONE: 317 706 9200 MAIL ADDRESS: STREET 1: C/O ITT EDUCATIONAL SERVICES INC STREET 2: 13000 NORTH MERIDIAN STREET CITY: CARMEL STATE: IN ZIP: 46032-1404 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-11-05 0000922475 ITT EDUCATIONAL SERVICES INC ESI 0001116585 CHAMPAGNE RENE R 13000 NORTH MERIDIAN STREET CARMEL, IN 46032 1100Chairman and CEOCommon Stock2003-11-054M089002.223A110088DCommon Stock2003-11-054S0720050.00D102888DCommon Stock2003-11-054S0110050.01D101788DCommon Stock2003 - -11-054S030050.02D101488DCommon Stock2003-11-054S010050.05D101388DCommon Stock2003-11-054S020050.08D101188DStock Option (Right to Buy)2.2232003-11-054M089000D1995-12-202004-12-22Common Stock89000DRepresents a portion of: (a) 30,000 shares subject to a stock option (right to buy) granted on December 20, 1994 ("1994 Option"); (b) the incr ease of 15,000 shares subject to the 1994 Option pursuant to the 3-for-2 split of the ESI common stock on April 16, 1996 ("April 1996 Split"); (c) the increase of 22,500 shares subject to the 1994 Option pursuant to the 3-for-2 split of the ESI common stock on November 5, 1996 ("November 1996 Split"); and (d) the increase of 67,500 shares subject to the 1994 Option pursuant to the 2-for-1 split of the ESI common stock on June 6, 2002 ("June 2002 Split").Represents an original exercise price of $10.00 for the shares of ESI common stock subject to the 1994 Option: (a) reduced to $6.667 pursuant to the April 1996 Split; (b) reduced to $4.445 pursuant to the November 1996 Split; and (c) reduced to $2.223 pursuant to the June 2002 Split.This total does not include 10,625 shares beneficially owned on October 28, 2003 under the ESI 401(k) plan.The option vested in three equal installments on December 20, 1995, 1996 and 1997.Clark D. Elwood, Attorney-In-Fact for Rene R. Champagne2003-11-06 -----END PRIVACY-ENHANCED MESSAGE-----