-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FU8fqXSwbhmMfdEPMKnNNUKUP6asph9Xpezhmnf3wjLjqPLi6I8ZwdQLHGA2C47H UXyk1EpFoVXvv/HcPXCwhg== 0000922475-03-000065.txt : 20031105 0000922475-03-000065.hdr.sgml : 20031105 20031105123128 ACCESSION NUMBER: 0000922475-03-000065 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031104 FILED AS OF DATE: 20031105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ITT EDUCATIONAL SERVICES INC CENTRAL INDEX KEY: 0000922475 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 362061311 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13000 NORTH MERIDIAN CITY: CARMEL STATE: IN ZIP: 46032-1404 BUSINESS PHONE: 317 706 9289 MAIL ADDRESS: STREET 1: 13000 NORTH MERIDIAN STREET STREET 2: - CITY: CARMEL STATE: IN ZIP: 46032-1404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHAMPAGNE RENE R CENTRAL INDEX KEY: 0001116585 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13144 FILM NUMBER: 03978450 BUSINESS ADDRESS: STREET 1: C/O ITT EDUCATIONAL SERVICES INC STREET 2: 13000 NORTH MERIDIAN STREET CITY: CARMEL STATE: IN ZIP: 46032-1404 BUSINESS PHONE: 317 706 9200 MAIL ADDRESS: STREET 1: C/O ITT EDUCATIONAL SERVICES INC STREET 2: 13000 NORTH MERIDIAN STREET CITY: CARMEL STATE: IN ZIP: 46032-1404 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-11-04 0000922475 ITT EDUCATIONAL SERVICES INC ESI 0001116585 CHAMPAGNE RENE R 13000 NORTH MERIDIAN STREET CARMEL, IN 46032 1100Chairman and CEOCommon Stock2003-11-044M0190002.223A120188DCommon Stock2003-11-044S010050.65D120088DCommon Stock2003-11-044S0100050.58D119088DCommon Stock2003 - -11-044S010050.56D118988DCommon Stock2003-11-044S020050.55D118788DCommon Stock2003-11-044S020050.54D118588DCommon Stock2003-11-044S010050.50D118488DCommon Stock2003-11-044S030050.49D 118188DCommon Stock2003-11-044S020050.48D117988DCommon Stock2003-11-044S0270050.47D115288DCommon Stock2003-11-044S0110050.46D114188DCommon Stock2003-11-044S010050.45D114088DCommon Stock2003-11-044S040050.44D113688DCommon Stock2003-11-044S010050.43D113588DCommon Stock2003-11-044S040050.42D113188DCommon Stock2003-11-044S020050.41D112988DCommon Stock2003-11-044S050050.40D112488DCommon Stock2003-11-044S010050.39D112388DCommon Stock2003-11-044S030050.38D112088DCommon Stock2003-11-044S010050.37D111988DCommon Stock2003-11-044S010050.36D111888DCommon Stock2003-11-044S010050.35D111788DCommon Stock2003-11-044S010050.33D111688DCommon Stock2003-11-044S0110050.32D 110588DCommon Stock2003-11-044S090050.31D109688DCommon Stock2003-11-044S0130050.30D108388DCommon Stock2003-11-044S070050.29D107688DCommon Stock2003-11-044S0140050.28D106288DCommon Stock2003-11-044S040050.27D105888DCommon Stock2003-11-044S0140050.25D104488DStock Option (Right to Buy)2.2232003-11-044M0190000D1995-12-202004-12-22Common Stock190008900DRepresents a portion of: (a) 30,000 shares subject to a stock option (right to buy) granted on D ecember 20, 1994 ("1994 Option"); (b) the increase of 15,000 shares subject to the 1994 Option pursuant to the 3-for-2 split of the ESI common stock on April 16, 1996 ("April 1996 Split"); (c) the increase of 22,500 shares subject to the 1994 Option pursuant to the 3-for-2 split of the ESI common stock on November 5, 1996 ("November 1996 Split"); and (d) the increase of 67,500 shares subject to the 1994 Option pursuant to the 2-for-1 split of the ESI common stock on June 6, 2002 ("June 2002 Split").Represents an original exercise price of $10.00 for the shares of ESI common stock subject to the 1994 Option: (a) reduced to $6.667 pursuant to the April 1996 Split; (b) reduced to $4.445 pursuant to the November 1996 Split; and (c) reduced to $2.223 pursuant to the June 2002 Split.This total does not include 10,625 shares beneficially owned on October 28, 2003 under the ESI 401(k) plan.T he option vested in three equal installments on December 20, 1995, 1996 and 1997.This is the first of two Form 4s filed by the reporting person for transactions that occurred on November 4, 2003. Due to software limitations, all of the transactions that occurred on that date cannot be reported on one Form 4.Clark D. Elwood, Attorney-In-Fact for Rene R. Champagne2003-11-05 -----END PRIVACY-ENHANCED MESSAGE-----