-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J+eYSBiGmvIa3HyZX7pei4bwUCwLhg9RtHXV4oLMQck4o2tQHZ0irneEPfvXLPKy 6ud9xV6ayKTmHJQVcG1OpQ== 0000922475-03-000052.txt : 20030814 0000922475-03-000052.hdr.sgml : 20030814 20030814111154 ACCESSION NUMBER: 0000922475-03-000052 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030813 FILED AS OF DATE: 20030814 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ITT EDUCATIONAL SERVICES INC CENTRAL INDEX KEY: 0000922475 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 362061311 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13000 NORTH MERIDIAN CITY: CARMEL STATE: IN ZIP: 46032-1404 BUSINESS PHONE: 317 706 9289 MAIL ADDRESS: STREET 1: 13000 NORTH MERIDIAN STREET STREET 2: - CITY: CARMEL STATE: IN ZIP: 46032-1404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAUER THOMAS W CENTRAL INDEX KEY: 0001116589 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13144 FILM NUMBER: 03844245 BUSINESS ADDRESS: STREET 1: C/O ITT EDUCATIONAL SERVICES INC STREET 2: 13000 NORTH MERIDIAN STREET CITY: CARMEL STATE: IN ZIP: 46032-1404 BUSINESS PHONE: 3177069200 MAIL ADDRESS: STREET 1: C/O ITT EDUCATIONAL SERVICES INC STREET 2: 13000 NORTH MERIDIAN STREET CITY: CARMEL STATE: IN ZIP: 46032-1404 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-08-13 0000922475 ITT EDUCATIONAL SERVICES INC ESI 0001116589 LAUER THOMAS W 13000 NORTH MERIDIAN STREET CARMEL, IN 46032 0100Sr. V.P., Dir. of Op.Common Stock2003-08-134M04000017.063A57806DCommon Stock2003-08-134S030040.63D57506DCommon Stock2003-08-134S0250040.64D55006DCommon Stock2003-08-134S0360040.65D51406DCommon Stock2003-08-134S040040.66D51006DCommon Stock2003-08-134S0140040.68D49606DCommon Stock2003-08-134S0140040.69D48206DCommon Stock2003-08-134S0280040.70D45406DCommon Stock2003-08-134S080040.71D44606DCommon Stock2003-08-134S020040.72D44406DCommon Stock2003-08-134S030040.73D44106DCommon Stock2003-08-134S0200040.75D42106DCommon Stock2003-08-134S030040.76D41806DCommon Stock2003-08-134S010040.77D41706DCommon Stock2003-08-134S0130040.78< transactionAcquiredDisposedCode>D40406DCommon Stock2003-08-134S030040.79D 40106DCommon Stock2003-08-134S0180040.80D38306DCommon Stock2003-08-134S0220040.81D36106DCommon Stock2003-08-134S080040.82D35306DCommon Stock2003-08-134S0190040.83D33406DCommon Stock2003-08-134S0300040.84D30406DCommon Stock2003-08-134S0160040.85D28806DCommon Stock2003-08-134S040040.89D28406DCommon Stock2003-08-134S0150040.90D26906DCommon Stock2003-08-134S0100040.91D25906DCommon Stock2003-08-134S0100040.92D24906DCommon Stock2003-08-134S0140040.96D23506DComm on Stock2003-08-134S010040.98D23406DCommon Stock2003-08-134S0110040.99D22306DCommon Stock2003-08-134S0 330041.00D19006DStock Option (Right to Buy)17.0632003-08-134M0 400000D2002-01-262009-01-28Common Stock400000DRepresents: (a) 20,000 shares subject to a stock option (right to buy) granted on January 26, 1999 ("1999 Option"); and (b) the increase of 20,000 shares subject to the 1999 Option pursuant to the 2-for-1 split of the ESI common stock on June 6, 2002 ("June 2002 Split").Represents an original exercise price of $34.125 for the shares of ESI common stock subject to the 1999 Option reduced to $17.063 pursuant to the June 2002 Split.Total represents: (a) 8,903 shares benefically owned on May 31, 2002; (b) the acquisition of 8,903 shares pursuant to the June 2002 Split; and (c) the acquisition of 40,000 shares on August 13, 2003, as reported on this Form 4.This total does not include 1,762 shares of ESI common stock beneficially owned under the ESI 401(k) plan on July 31, 2003, including: (a) 1,588 shares beneficially owned on February 10, 2003 under the ESI 401(k) plan; and (b) 174 shares acquired under the ESI 401(k) plan from February 11, 2003 through July 30, 2003.The option vested in three equal installments on January 26, 2000, 2001 and 2002.This is the first of two Form 4s filed by the reporting person for transactions that occurred on August 13, 2003. Due to software limitations, all of the transactions that occurred on that date cannot be reported on one Form 4.Clark D. Elwood, Attorney-In-Fact for Thomas W. Lauer2003-08-14 -----END PRIVACY-ENHANCED MESSAGE-----