-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I80MVcs/MhHjEIEUUyDibI6AcVLiFR/QdM1uY0Fbl2rYfylvO8M6T+WjMSCEFVB+ N7AVDBLY8s4VbjIR4ktxlQ== 0000912057-01-526090.txt : 20020816 0000912057-01-526090.hdr.sgml : 20020816 20010801125129 ACCESSION NUMBER: 0000912057-01-526090 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010701 FILED AS OF DATE: 20010801 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ITT EDUCATIONAL SERVICES INC CENTRAL INDEX KEY: 0000922475 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 362061311 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13144 BUSINESS ADDRESS: STREET 1: 5975 CASTLE CREEK PKWY N DR STREET 2: PO BOX 50466 CITY: INDIANAPOLIS STATE: IN ZIP: 46250 BUSINESS PHONE: 3175949499 MAIL ADDRESS: STREET 1: 5975 CASTLE CREEK PKWY N DR STREET 2: P O BOX 50466 CITY: INDIANAPOLIS STATE: IN ZIP: 46250-0466 COMPANY DATA: COMPANY CONFORMED NAME: DEAN JOHN E CENTRAL INDEX KEY: 0001116586 DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O DEAN BLAKEY & MOSKOWITZ STREET 2: 1101 VERMONT AVENUE NW - STE 400 CITY: WASHINGTON STATE: DC ZIP: 20005 BUSINESS PHONE: 2022893900 MAIL ADDRESS: STREET 1: C/O DEAN BLAKEY & MOSKOWITZ STREET 2: 1101 VERMONT AVENUE NW - STE 400 CITY: WASHINGTON STATE: DC ZIP: 20005 4 1 a2055273z4.txt FORM4.CEC - ------------------ FORM 4 - ------------------ STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP 1. Name and Address of Reporting Person* ----------------- ----------------------------------------------------------------------------------------------------------- (Last) DEAN ----------------- ----------------------------------------------------------------------------------------------------------- (First) JOHN ----------------- ----------------------------------------------------------------------------------------------------------- (Middle) E. ----------------- ----------------------------------------------------------------------------------------------------------- (Street) 1101 Vermont Avenue, NW, Suite 400 ----------------- ----------------------------------------------------------------------------------------------------------- (City) Washington ----------------- ----------------------------------------------------------------------------------------------------------- (State) DC ----------------- ----------------------------------------------------------------------------------------------------------- (Zip) 20005 ----------------- ------------------------------------------------------------------------------------------------------------ 2. Issuer Name and Ticker or Trading Symbol ------------------------------------- --------------------------------------------------------------------------------------- (Issuer Name) ITT Educational Services, Inc. ------------------------------------- --------------------------------------------------------------------------------------- (Ticker or Trading Symbol) ESI ------------------------------------- ---------------------------------------------------------------------------------------- 3. I.R.S. or Social Security Number of Reporting Person (Voluntary) ---------------------- ------------------------------------------------------------------------------------------------------ (I.D. Number) ---------------------- ------------------------------------------------------------------------------------------------------ 4. Statement for Month/Year --------------- ------------------------------------------------------------------------------------------------------------- (Month) July --------------- ------------------------------------------------------------------------------------------------------------- (Year) 2001 --------------- -------------------------------------------------------------------------------------------------------------- 5. If Amendment, Date of Original (Month/Day/Year) -------------- -------------------------------------------------------------------------------------------------------------- (Month) -------------- -------------------------------------------------------------------------------------------------------------- (Day) -------------- -------------------------------------------------------------------------------------------------------------- (Year) -------------- --------------------------------------------------------------------------------------------------------------- 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ------- ------------------------------------- ------------------------------------------------------------------------------- /X/ (Director) ------- ------------------------------------- ------------------------------------------------------------------------------- / / (Officer, Include title) ------- ------------------------------------- ------------------------------------------------------------------------------- / / (10% Owner) ------- ------------------------------------- ------------------------------------------------------------------------------- / / (Other, specify) ------- ------------------------------------- ------------------------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check Applicable Line) /X/ Form filed by One Reporting Person ------- ------------------------------------- ------------------------------------------------------------------------------- / / Form filed by More than One Reporting Person ------- ----------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------- TABLE I - NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED - ------------------------------------------------------------------------------- - ----------------------- ---------------- ---------------- ------------------------- ---------------- --------------- -------------- 1.Title of Security 2. Transaction 3. Transaction 4. Securities Acquired 5. Amount of 6. Owner- 7. Nature of (Instr.3) Date (Month/ Code (Instr.8) (A) or Disposed of (D) Securities ship Form: Indirect Day/Year) (Instr. 3,4, and 5) Beneficially Direct (D) Beneficial --------------------------------------- Owned at End or Indirect Ownership Code V Amount (A) or Price of Month (I) (Instr.4) (Instr.4) (D) (Instr. 3 & 4) - ----------------------- ---------------- ---------------- ------------------------- ---------------- --------------- -------------- Common Stock 7/1/01 A V 200 A $45.00 6,608 shares D shares - ----------------------- ---------------- ---------------- ------------------------- ---------------- --------------- -------------- 450 shares I By Spouse - ----------------------- ---------------- ---------------- ------------------------- ---------------- --------------- -------------- - ----------------------- ---------------- ---------------- ------------------------- ---------------- --------------- -------------- - ----------------------- ---------------- ---------------- ------------------------- ---------------- --------------- -------------- - ----------------------- ---------------- ---------------- ------------------------- ---------------- --------------- -------------- - ----------------------- ---------------- ---------------- ------------------------- ---------------- --------------- -------------- - ----------------------- ---------------- ---------------- ------------------------- ---------------- --------------- --------------
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, SEE Instructions 4(b)(v). Page 1 of 2 - ------------------------------------ FORM 4 (CONTINUED) - ------------------------------------ - ------------------------------------------------------------------------------- TABLE II - DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - ------------------------------------------------------------------------------- - -------------- ----------------- ------------------ ----------------- --------------------------- --------------------------------- 1. Title of 2. Conversion 3. Transaction 4. Transaction 5. Number of Derivative 6. Date Exercisable and Derivative or Exercise Date Code (Instr.8) Securities Acquired (A) Expiration Date (Month/Day/Year) Security Price of (Month/Day/Year) or Disposed of (D) (Instr.3) Derivative (Instr.3,4, and 5) Security -------------------------------------------------------------------------------- Code V (A) (D) Date Exercisable Expiration Date - -------------- ----------------- ------------------ ----------------- --------------------------- --------------------------------- - -------------- ----------------- ------------------ ----------------- --------------------------- --------------------------------- - -------------- ----------------- ------------------ ----------------- --------------------------- --------------------------------- - -------------- ----------------- ------------------ ----------------- --------------------------- --------------------------------- - -------------- ----------------- ------------------ ----------------- --------------------------- --------------------------------- - -------------- ----------------- ------------------ ----------------- --------------------------- --------------------------------- - -------------- ----------------- ------------------ ----------------- --------------------------- --------------------------------- - -------------- ----------------- ------------------ ----------------- --------------------------- --------------------------------- - -------------- ----------------- ------------------ ----------------- --------------------------- --------------------------------- - -------------- ----------------- ------------------ ----------------- --------------------------- --------------------------------- - -------------- ----------------- ------------------ ----------------- --------------------------- --------------------------------- - -------------- ----------------- ------------------ ----------------- --------------------------- ---------------------------------
- -------------------------------------------------------------------------------- TABLE II CONTINUED - DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - -------------------------------------------------------------------------------- - ---------------------------------------------- ------------- ----------------------- -------------------- ------------------------- 7. Title and Amount of Underlying Securities 8. Price of 9.Number of 10. Ownership Form 11. Nature of Indirect (Instr.3 and 4) Derivative Derivative Securities of Derivative Beneficial Ownership Security Beneficially Owned at Security: Direct (Instr.4) (Instr.5) End of Month (Instr.4) (D) or Indirect (I) (Instr.4) - ---------------------------------- ----------- ------------- ----------------------- -------------------- ------------------------- Title Amount or Number of Shares - ---------------------------------- --------------- ----------------- ----------------------- -------------------- ----------------- - ---------------------------------- --------------- ----------------- ----------------------- -------------------- ----------------- - ---------------------------------- --------------- ----------------- ----------------------- -------------------- ----------------- - ---------------------------------- --------------- ----------------- ----------------------- -------------------- ----------------- - ---------------------------------- --------------- ----------------- ----------------------- -------------------- ----------------- - ---------------------------------- --------------- ----------------- ----------------------- -------------------- ----------------- - ---------------------------------- --------------- ----------------- ----------------------- -------------------- ----------------- - ---------------------------------- --------------- ----------------- ----------------------- -------------------- ----------------- - ---------------------------------- --------------- ----------------- ----------------------- -------------------- ----------------- - ---------------------------------- --------------- ----------------- ----------------------- -------------------- ----------------- - ---------------------------------- --------------- ----------------- ----------------------- -------------------- ----------------- - ---------------------------------- --------------- ----------------- ----------------------- -------------------- -----------------
Explanation of Responses: /s/John E. Dean 8/1/01 **Intentional misstatements or omissions ---------------------------------------- ------------------- of facts constitute Federal Criminal **Signature of Reporting Person Date Violations. SEE 18 U.S.C. 1001 and 15 U.S.C. 78ff(a.). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, SEE Instructions 6 for procedure. Potential persons who are to respond to the collection of information Contained in this form are not required to respond unless the form displays a currently valid OMB Number. - ------------------------------------------------------------------------------------------------------------------------------------ To view the actual filing form and general Instructions go to: www.sec.gov/smbus/forms/form4.htm - ------------------------------------------------------------------------------------------------------------------------------------
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