0001664272-22-000002.txt : 20220121 0001664272-22-000002.hdr.sgml : 20220121 20220121181717 ACCESSION NUMBER: 0001664272-22-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220119 FILED AS OF DATE: 20220121 DATE AS OF CHANGE: 20220121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KING KELLY S CENTRAL INDEX KEY: 0001195189 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10853 FILM NUMBER: 22547004 MAIL ADDRESS: STREET 1: 214 N TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRUIST FINANCIAL CORP CENTRAL INDEX KEY: 0000092230 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 560939887 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 214 NORTH TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 3367332000 MAIL ADDRESS: STREET 1: 214 NORTH TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: BB&T CORP DATE OF NAME CHANGE: 19970527 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHERN NATIONAL CORP /NC/ DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2022-01-19 0 0000092230 TRUIST FINANCIAL CORP TFC 0001195189 KING KELLY S 214 N TRYON STREET CHARLOTTE NC 28202 1 0 0 0 Common Stock 2022-01-19 5 G 0 E 30181 0 D 73088.903 D Common Stock 656.574 I By 401(k) Common Stock 126258.6 I By IRA Common Stock 57398.44 I By Spouse Common Stock 302204 I By GRAT Stock Option (right to buy) 38.22 2016-03-15 2025-02-24 Common Stock 120714 120714 D Stock Option (right to buy) 32.1 2017-03-15 2026-02-23 Common Stock 155555 155555 D Includes 64.526 shares acquired in December 2021, under the Issuer's Dividend Reinvestment Plan. Includes 5.131 shares acquired between October 1, 2021 and December 31, 2021, under the Issuer's 401(k) plan. The information in this report is based on plan statements dated October 1, 2021 through December 31, 2021. Includes 985.217 shares acquired in December 2021, under Dividend Reinvestment Plans. Includes 9.890 shares acquired in December 2021, under the Issuer's Dividend Reinvestment Plan. On February 24, 2015, the reporting person was granted an option to purchase 120,714 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending March 15, 2016, 2017, and 2018. The performance criteria for 2018 were met, resulting in 40,239 options being earned. On February 23, 2016, the reporting person was granted an option to purchase 155,555 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending March 15, 2017, 2018, and 2019. The performance criteria for 2019 were met, resulting in 51,852 options being earned. Carla Brenwald, Attorney-in-fact 2022-01-21