0001225208-21-009461.txt : 20210616 0001225208-21-009461.hdr.sgml : 20210616 20210616143000 ACCESSION NUMBER: 0001225208-21-009461 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210614 FILED AS OF DATE: 20210616 DATE AS OF CHANGE: 20210616 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Maguire Michael Baron CENTRAL INDEX KEY: 0001789902 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10853 FILM NUMBER: 211021246 MAIL ADDRESS: STREET 1: 214 N. TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRUIST FINANCIAL CORP CENTRAL INDEX KEY: 0000092230 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 560939887 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 214 NORTH TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 3367332000 MAIL ADDRESS: STREET 1: 214 NORTH TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: BB&T CORP DATE OF NAME CHANGE: 19970527 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHERN NATIONAL CORP /NC/ DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0306 4 2021-06-14 0000092230 TRUIST FINANCIAL CORP TFC 0001789902 Maguire Michael Baron 214 N. TRYON STREET CHARLOTTE NC 28202 1 Sr. Executive Vice President Common Stock 2021-06-14 4 M 0 36913.4990 0 A 43940.8470 D Common Stock 2021-06-14 4 F 0 16501.0000 56.6900 D 27439.8470 D Restricted Stock Units 2021-06-14 4 M 0 36913.4990 0.0000 D 2021-06-14 2021-06-14 Common Stock 36913.4990 0.0000 D Restricted Stock Unit 2022-02-08 2022-02-08 Common Stock 7777.6670 7777.6670 D Restricted Stock Units 2022-02-08 2022-02-08 Common Stock 3795.1730 3795.1730 D Restricted Stock Units 2022-10-01 2022-10-01 Common Stock 49706.5940 49706.5940 D Price $56.690 Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a Truist time-vested restricted stock unit convertible into shares of Truist common stock, with the number of underlying shares of Truist common stock determined as set forth in the Merger Agreement. Each Truist time- vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger. Includes shares acquired as a result of dividend reinvestment since the last reported transaction. Carla Brenwald, Attorney-in-fact 2021-06-16