0001225208-21-008408.txt : 20210521 0001225208-21-008408.hdr.sgml : 20210521 20210521155437 ACCESSION NUMBER: 0001225208-21-008408 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210519 FILED AS OF DATE: 20210521 DATE AS OF CHANGE: 20210521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Henson Christopher L CENTRAL INDEX KEY: 0001289488 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10853 FILM NUMBER: 21948866 MAIL ADDRESS: STREET 1: C/O BB&T STREET 2: P O BOX 1250 CITY: WINSTON SALEM STATE: NC ZIP: 27102-1250 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRUIST FINANCIAL CORP CENTRAL INDEX KEY: 0000092230 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 560939887 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 214 NORTH TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 3367332000 MAIL ADDRESS: STREET 1: 214 NORTH TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: BB&T CORP DATE OF NAME CHANGE: 19970527 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHERN NATIONAL CORP /NC/ DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0306 4 2021-05-19 0000092230 TRUIST FINANCIAL CORP TFC 0001289488 Henson Christopher L 214 N. TRYON STREET CHARLOTTE NC 28202 1 Head of Banking and Insurance Common Stock 2021-05-19 5 G 0 90.0000 0.0000 D 190510.0000 D Common Stock 49559.1600 I By 401(k) Common Stock 1424.0730 I By Custodian for Child - Kristen Common Stock 1424.0730 I By Custodian for Child - Sydney Common Stock 8594.1430 I By IRA Stock Option (right to buy) 32.1000 2017-03-15 2026-02-23 Common Stock 42205.0000 42205.0000 D Stock Option (right to buy) 37.5500 2015-02-25 2024-02-25 Common Stock 29763.0000 29763.0000 D Stock Option (right to buy) 38.2200 2016-03-15 2025-02-24 Common Stock 49375.0000 49375.0000 D Includes 1,087.880 shares acquired between January 1, 2021 and March 31, 2021, under the Issuer's 401(k) plan. The information in this report is based on plan statements dated January 1, 2021 through March 31, 2021. On February 23, 2016, the reporting person was granted an option to purchase 63,307 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending March 15, 2017, 2018, and 2019. The performance criteria for 2019 were met, resulting in 21,102 options being earned. On February 25, 2014, the reporting person was granted an option to purchase 29,763 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending February 25, 2015, 2016, and 2017. The performance criteria for 2017 were met, resulting in 9,922 options being earned. On February 24, 2015, the reporting person was granted an option to purchase 49,375 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending March 15, 2016, 2017, and 2018. The performance criteria for 2018 were met, resulting in 16,458 options being earned. Carla Brenwald, Attorney-in-fact 2021-05-21