0001225208-21-002068.txt : 20210210
0001225208-21-002068.hdr.sgml : 20210210
20210210180937
ACCESSION NUMBER: 0001225208-21-002068
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210208
FILED AS OF DATE: 20210210
DATE AS OF CHANGE: 20210210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Thompson Joseph M
CENTRAL INDEX KEY: 0001788989
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10853
FILM NUMBER: 21615525
MAIL ADDRESS:
STREET 1: 214 N. TRYON STREET
CITY: CHARLOTTE
STATE: NC
ZIP: 28202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRUIST FINANCIAL CORP
CENTRAL INDEX KEY: 0000092230
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 560939887
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 214 NORTH TRYON STREET
CITY: CHARLOTTE
STATE: NC
ZIP: 28202
BUSINESS PHONE: 3367332000
MAIL ADDRESS:
STREET 1: 214 NORTH TRYON STREET
CITY: CHARLOTTE
STATE: NC
ZIP: 28202
FORMER COMPANY:
FORMER CONFORMED NAME: BB&T CORP
DATE OF NAME CHANGE: 19970527
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHERN NATIONAL CORP /NC/
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
X0306
4
2021-02-08
0000092230
TRUIST FINANCIAL CORP
TFC
0001788989
Thompson Joseph M
214 N. TRYON STREET
CHARLOTTE
NC
28202
1
Sr. Executive Vice President
Common Stock
2021-02-08
4
M
0
8514.3960
0
A
30088.3960
D
Common Stock
2021-02-08
4
F
0
2650.0000
52.9700
D
27438.3960
D
Common Stock
1743.7158
I
By 401(k)
Restricted Stock Units
2021-02-08
4
M
0
8514.3960
0.0000
D
2021-02-08
2021-02-08
Common Stock
8514.3960
0.0000
D
Phantom Stock Unit
Common Stock
1553.6070
1553.6070
D
Restricted Stock Unit
2022-02-08
2022-02-08
Common Stock
8513.3550
8513.3550
D
Restricted Stock Unit
2021-02-13
2021-02-13
Common Stock
17577.2360
17577.2360
D
Restricted Stock Unit
2020-02-14
2020-02-14
Common Stock
2923.6300
2923.6300
D
Restricted Stock Units
2022-02-08
2022-02-08
Common Stock
25542.1480
25542.1480
D
Restricted Stock Units
2021-02-13
2021-02-13
Common Stock
1898.6920
1898.6920
D
Restricted Stock Units
2022-10-01
2022-10-01
Common Stock
62845.5500
62845.5500
D
Price $52.970
Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of Truist stock on the applicable measurement date.
Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a Truist time-vested restricted stock unit convertible into shares of Truist common stock, with the number of underlying shares of Truist common stock determined as set forth in the Merger Agreement. Each Truist time- vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.
Includes shares acquired as a result of dividend reinvestment since the last reported transaction.
Represents phantom stock units under the SunTrust Banks, Inc. Deferred Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust phantom stock unit automatically converted into a Truist phantom stock unit in respect of shares of Truist common stock, with the number of underlying shares of Truist common stock determined as set forth in the Merger Agreement. Each Truist phantom stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust phantom stock unit immediately prior to the effective time of the Merger.
Represents performance-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust performance-vested restricted stock unit automatically converted into a Truist restricted stock unit convertible into shares of Truist common stock, with the number of underlying shares of Truist common stock determined as set forth in the Merger Agreement. Each Truist restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.
Carla Brenwald, Attorney-in-fact
2021-02-10