0001225208-20-001293.txt : 20200129
0001225208-20-001293.hdr.sgml : 20200129
20200129174145
ACCESSION NUMBER: 0001225208-20-001293
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200127
FILED AS OF DATE: 20200129
DATE AS OF CHANGE: 20200129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Henson Christopher L
CENTRAL INDEX KEY: 0001289488
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10853
FILM NUMBER: 20559245
MAIL ADDRESS:
STREET 1: C/O BB&T
STREET 2: P O BOX 1250
CITY: WINSTON SALEM
STATE: NC
ZIP: 27102-1250
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRUIST FINANCIAL CORP
CENTRAL INDEX KEY: 0000092230
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 560939887
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 214 NORTH TRYON STREET
CITY: CHARLOTTE
STATE: NC
ZIP: 28202
BUSINESS PHONE: 3367332000
MAIL ADDRESS:
STREET 1: 214 NORTH TRYON STREET
CITY: CHARLOTTE
STATE: NC
ZIP: 28202
FORMER COMPANY:
FORMER CONFORMED NAME: BB&T CORP
DATE OF NAME CHANGE: 19970527
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHERN NATIONAL CORP /NC/
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
X0306
4
2020-01-27
0000092230
TRUIST FINANCIAL CORP
TFC
0001289488
Henson Christopher L
214 N. TRYON STREET
CHARLOTTE
NC
28202
1
Head of Banking and Insurance
Common Stock
2020-01-27
4
A
0
18483.0000
0.0000
A
172811.0000
D
Common Stock
2020-01-27
4
A
0
5826.0000
0.0000
A
178637.0000
D
Common Stock
2020-01-27
4
A
0
5252.0000
0.0000
A
183889.0000
D
Common Stock
2020-01-27
4
A
0
4685.0000
0.0000
A
188574.0000
D
Common Stock
45469.5500
I
By 401(k)
Common Stock
968.5570
I
By Custodian for Child - Kristen
Common Stock
968.5570
I
By Custodian for Child - Sydney
Common Stock
8594.1430
I
By IRA
Stock Option (right to buy)
32.1000
2017-03-15
2026-02-23
Common Stock
42205.0000
42205.0000
D
Stock Option (right to buy)
37.5500
2015-02-25
2024-02-25
Common Stock
29763.0000
29763.0000
D
Stock Option (right to buy)
38.2200
2016-03-15
2025-02-24
Common Stock
49375.0000
49375.0000
D
On February 21, 2017, the reporting person was granted 15,753 performance-vested restricted stock units at the Target Level of Achievement, which vest and become earned based on the pre-established three-year (January 1, 2017 through December 31, 2019) performance period's ROCE and TSR performance measures. Transaction represents the satisfaction of performance measures at greater than the Target Level of Achievement, resulting in 18,483 shares being earned.
On February 26, 2019, the reporting person was granted 17,479 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year ending March 15, 2020, 2021, and 2022. The performance criteria for 2020 were met, resulting in 5,826 restricted stock units being earned.
On February 21, 2017, the reporting person was granted 15,753 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year ending March 15, 2018, 2019, and 2020. The performance criteria for 2020 were met, resulting in 5,252 restricted stock units being earned.
On February 20, 2018, the reporting person was granted 14,053 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year ending March 15, 2019, 2020, and 2021. The performance criteria for 2020 were met, resulting in 4,685 restricted stock units being earned.
Includes 987.146 shares acquired between July 1, 2019 and December 31, 2019, under the Issuer's 401(k) plan. The information in this report is based on plan statements dated July 1, 2019 through December 31, 2019.
Includes 17.098 shares acquired between September 2019 and December 2019, under the Issuer's Dividend Reinvestment Plan.
On February 23, 2016, the reporting person was granted an option to purchase 63,307 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending March 15, 2017, 2018, and 2019. The performance criteria for 2019 were met, resulting in 21,102 options being earned.
On February 25, 2014, the reporting person was granted an option to purchase 29,763 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending February 25, 2015, 2016, and 2017. The performance criteria for 2017 were met, resulting in 9,922 options being earned.
On February 24, 2015, the reporting person was granted an option to purchase 49,375 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending March 15, 2016, 2017, and 2018. The performance criteria for 2018 were met, resulting in 16,458 options being earned.
poa.txt
Carla Brenwald, Attorney-in-fact
2020-01-29
EX-24
2
poa.txt
POWER OF ATTORNEY
The undersigned, being a director and/or officer of Truist Financial
Corporation ("Company"), hereby nominates, constitutes, and appoints the
Corporate Secretary and each Assistant Corporate Secretary of the Company, as
well as the employees of the Company or one of its affiliates listed on Exhibit
A hereto (for as long as such individuals remain employees of the Company or one
of its affiliates), or any one of them severally and with full power of
substitution, to be his or her true and lawful attorney-in-fact in connection
with any Securities and Exchange Commission ("Commission") filings on behalf of
the undersigned pursuant to Section 16 of the Securities Exchange Act of 1934,
as amended (the "Exchange Act"), as may arise out of the undersigned's ownership
of the Company's securities.
Accordingly, any such attorney-in-fact is authorized to complete and
execute for and on behalf of the undersigned, in the undersigned's capacity as
an officer or director or both of the Company, any such filings and to take any
other action in connection with the foregoing which, in the opinion of such
attorney-in-fact, may be of benefit to, in the best interest of, or legally
required by or for, the undersigned, it being understood that the documents
prepared and executed by such attorney-in-fact on behalf of the undersigned
pursuant to this Power of Attorney shall be in such form and shall contain such
terms and conditions as such attorney-in-fact may approve in his or her
discretion. Without limiting the generality of the foregoing, each such
attorney-in-fact is authorized to prepare, sign and file with the Commission (i)
Form ID and any other documents necessary or appropriate to obtain codes and
passwords enabling the undersigned to make electronic filings with the
Commission of reports required by Section 16 of the Exchange Act, (ii) the
Initial Statement of Beneficial Ownership of Securities on Form 3, (iii) each
Statement of Changes in Beneficial Ownership of Securities on Form 4, (iv) each
Annual Statement of Changes in Beneficial Ownership of Securities on Form 5, and
(v) any other statements, reports or filings, and to make such changes in and
amendments to any of said reports and filings as such attorney-in-fact deems
appropriate. Any such attorney-in-fact is futher authorized to seek or obtain,
as the undersigned's representative and on the undersigned's behalf, information
on transactions in the Company's securities from any third party, including
brokers, employee benefit plan administrators and trustees.
This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4, and 5 with respect to the
undersigned's holdings of and transactions in securities issued by the Company,
unless earlier revoked by the undersigned in a signed writing delivered to the
Corporate Secretary of the Company. The undersigned acknowledges that the
foregoing attorneys-in-fact, in serving in such capacity at the request of the
undersigned, are not assuming any of the undersigned's responsibilities to
comply with Section 16 of the Exchange Act.
IN WITNESS WHEREOF, I hereby sign and seal this Power of Attorney this 12th day
of September, 2019.
/s/ Christopher L. Henson
Christopher L. Henson
Exhibit A
Ellen M. Fitzsimmons
A. Michelle Willis
Curt Phillips
Bradley T. Kamlet
Carla Brenwald